Draft the gate-house decision request on the claim envelope
secrets-engine's PEP validator expects a flex-auth ActionAuthorization
but calls the governed claim endpoint. Research shows this is a
confirmation rather than a redesign: GH-DEC-2026-003 already names
GET /v1/approvals/{id}/claim as step 1 by endpoint and by field
(valid_now, which ActionAuthorization does not have), and
ActionAuthorization appears zero times in gate-house and state-hub. It
originates in flex-auth's own doc, which calls it a *proposed* shape for
the durable approval object that the same doc assigns to approval-engine.
Its required authority == state-hub also contradicts flex-auth's prose
that State Hub is not the runtime approval authority.
Request asks gate-house to confirm the claim is the step-1 artifact and
that ActionAuthorization is not required there, with PEPs validating
across the claim and the step-2 DecisionEnvelope they already fetch. No
safety property is lost; each check returns to the layer owning the data.
Records a ratified post-decision ActionAuthorization as a deferred option
with explicit revisit triggers, plus the constraint that such an object
cannot be served from the step-1 call, so it is not rediscovered later.
Also records why serving it at the claim endpoint and additively
extending the claim were rejected.
Files APPROVAL-IN-0002 to track the request. Docs only; 84 tests pass.
Co-Authored-By: Claude Opus 5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_01TvyJPAaVCGsVheVhcCwNND
Assistant: claude-code
Assistant-Model: opus
Assistant-Process: 411227@bnt-lap001
Assistant-Session: d566f6d3-bcaf-43c3-bc5e-3ddd0f64b535
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docs/gate-house-decision-request-claim-envelope.md
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# Decision request to gate-house — the claim envelope on the PEP path
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**Requested by:** approval-engine
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**Date:** 2026-09-06
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**Governs:** `GH-DEC-2026-003` (approval consumption ordering)
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**Blocks:** first live consume for `SECRETS-WP-0007-T04`; recorded on
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`APPROVAL-WP-0002-T05`
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**Does not block:** `APPROVAL-WP-0002-T03` (see "Scope" below)
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This is a drafted request, not a decision. gate-house owns the outcome.
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## The question
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secrets-engine's PEP validator (`validate_action_authorization`) expects an
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`ActionAuthorization` envelope, but calls
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`GET /v1/approvals/{id}/claim`, which serves approval-engine's approval-claim.
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The two are different objects. Which one is the step-1 artifact on the governed
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PEP path?
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## Why this is a confirmation, not a redesign
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`GH-DEC-2026-003` already names step 1 by endpoint and by field:
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```text
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1. PIP GET /v1/approvals/{id}/claim → valid_now (a fact, not permission)
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```
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`valid_now` is an approval-claim field. `ActionAuthorization` has no `valid_now`.
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`ActionAuthorization` is not a governed object. It appears zero times in
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gate-house and zero times in state-hub. It originates in flex-auth's
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`docs/action-bound-authorization-contract.md` (2026-08-23), whose own status
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line calls it *"the **proposed** `ActionAuthorization` storage and transport
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object"* — a proposed shape for the durable approval object, which the same
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document assigns to approval-engine. It was never ratified, and
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`GH-DEC-2026-003` was issued six days later without it.
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One further conflict worth recording: the validator hard-requires
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`provenance.authority == "state-hub"`, while flex-auth's own contract states
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that State Hub decision records *"are not the runtime approval authority."*
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The constant contradicts the document it came from.
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## Requested disposition — confirm the claim (option A)
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Confirm that:
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1. The approval-claim (`approval-engine/docs/approval-claim.md`) is the step-1
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artifact on the `GH-DEC-2026-003` path.
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2. `ActionAuthorization` is **not** required on the claim path, and
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approval-engine is not expected to serve it there.
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3. A PEP validates across the two artifacts it already fetches: the claim for
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approval fact (binding digest, validity window, consumption state,
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freshness, issuer), and the flex-auth `DecisionEnvelope` from step 2 for
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exact `CheckRequest` match and policy package/version pin.
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No safety property is dropped by (3). `ActionAuthorization` is a *bundle* of
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approval fact plus decision envelope; splitting validation returns each check
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to the layer that owns the data, rather than having the PIP republish the PDP's
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decision.
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### What changes if approved
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| Repo | Change |
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| --- | --- |
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| approval-engine | none — the claim schema stands as published |
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| secrets-engine | split `validate_action_authorization` into a claim check and a decision check; drop the `authority == "state-hub"` requirement |
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| flex-auth | acknowledge the proposed `ActionAuthorization` is shelved on this path (see "Deferred option" — it is not withdrawn) |
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| gate-house | record the confirmation against `GH-DEC-2026-003` |
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## Deferred option D — a ratified post-decision `ActionAuthorization`
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Recorded so it is not rediscovered. **Not** requested now.
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A single composed post-decision artifact — canonical UUID, lifecycle status,
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one complete `CheckRequest`, bounded validity, approval evidence, and the
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matching `DecisionEnvelope` — remains a coherent design. flex-auth's schema and
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its secrets-engine profile already exist as a starting point.
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**Why not now:** it needs a named issuer and lifecycle owner (nobody holds
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that today), and `GH-DEC-2026-003` already settles the sequence without it. The
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cost is months; the present problem is resolved by a confirmation.
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**Revisit if any of these appear:**
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- a third or fourth PEP-shaped consumer, where per-consumer two-artifact
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validation starts duplicating logic worth centralizing;
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- a requirement for a single signed, forwardable authorization artifact
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(offline verification, or an audit that must replay one object rather than a
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join);
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- resolution of flex-auth's open G3 finding — `DecisionEnvelope` carries no
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lifetime — if that is settled by composition rather than by adding a lifetime
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field to the envelope;
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- assent of the statute §17 Taxonomy request-claim schema (`APPROVAL-IN-0001`),
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which the approval-claim already declares it yields to. If Taxonomy lands
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first, converge there and **do not** revive this separately.
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**Constraint on any future adoption:** such an object is post-decision by
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construction. It cannot be served from the step-1 claim call, because a step-1
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response cannot contain a step-2 decision. It would be a new artifact at a new
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endpoint, not a change to the claim.
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## Also considered and rejected
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- **approval-engine serves `ActionAuthorization` at the claim endpoint.**
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Structurally impossible for step 1, per the constraint above, and it would
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require asserting a `state-hub` authority that this engine does not hold.
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- **Additively extend the claim** with `approvals.required_count` / `entries`.
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Publishing approver identities to consumers is a deliberate least-disclosure
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non-goal, and it still would not satisfy `id`, `authority`, or `request`, so
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the consumer's validator changes regardless.
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## Scope
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This does not gate `APPROVAL-WP-0002-T03`. secrets-engine is fail-closed until
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T03 and its own T04 both land; deploying publishes a URL and commits no one to
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an envelope. The question gates the first live consume, not the deployment.
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## Proposed record
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```yaml
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kind: decision
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title: The approval-claim is the step-1 artifact on the PEP consumption path
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status: proposed
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owner: Bernd Worsch
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repo: gate-house
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standard: net-kingdom/canon/standards/security-layer-model_v0.7.md
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source_note: docs/contracts/approval-consumption.md
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requested_dispositions:
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- approved
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- revised
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- rejected
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affects:
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- gate-house
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- approval-engine
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- flex-auth
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- secrets-engine
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- ops-warden
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```
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