flex-auth/internal/layer/survey.go
tegwick 80ffe729d4
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Apply gate-house's section 11 rulings: four-token validator, emission guarantee, resource.system.
GH-DEC-2026-017: the validator admitted {Staff, Engine, Tooling}, built from
section 4's catalog rows, and rejected Taxonomy, which section 3.1 defines.
railiance-master was conforming; the validator was the divergent artifact.
Now four tokens, ASCII case folded, section 4's spelling canonical, INTENT.md
governing while form disagreements are still reported, and every run states
its scope (section 11 binds section 4; volunteers are not non-conformances).
Also fixes the survey silently dropping audit-core's layer.yaml by decoding
peers into flex-auth's own struct.

GH-DEC-2026-018: flex-auth is a section 4 source of evidence. G2 closes as a
question and reopens as a dated gap (review 2026-10-19). cadence.yaml
publishes the per-event-class inventory: deny, redact, not_applicable and
audit_only rare load-bearing (heartbeat and reconciliation, rate forbidden);
allow volume load-bearing (expected-rate and reconciliation). INTENT.md
declares source_of_evidence and names it; tests assert both. Delivery is
FLEX-WP-0031.

FLEX-DEC-2026-015: resource.system follows the runtime, not the repository,
answering ops-warden's WARDEN-IN-0003.

Co-Authored-By: Claude Opus 5 <noreply@anthropic.com>

Assistant: claude-code
Assistant-Model: opus
Assistant-Process: 63291@bnt-lap001
Assistant-Session: 8bd77868-ca68-4f49-bb1e-d539ecc0d703
2026-09-21 06:35:30 +02:00

319 lines
11 KiB
Go

package layer
import (
"fmt"
"os"
"path/filepath"
"sort"
"strings"
"gopkg.in/yaml.v3"
)
// Form is one of the two shapes §11 accepts for a declaration: a layer: key in
// INTENT.md frontmatter, or an equivalent declaration file.
type Form struct {
Source string // path relative to the survey root, "" when the form is absent
Layer string // the layer: value exactly as written
Role string
Found bool
// InVocabulary reports whether Layer is in the §3 vocabulary after ASCII
// case folding. GH-DEC-2026-017 §2 ruled comparison case-insensitive and
// requires a run to fold before comparing, so a lowercase declaration is
// conforming rather than tolerated. The earlier field was deliberately
// case-sensitive while that was the open question; it is now answered.
InVocabulary bool
// Canonical is the §4 column spelling of Layer, empty when out of vocabulary.
Canonical string
}
// SurveyRow is one repository's declaration as observed from outside. It holds
// BOTH forms, because §11 permits either and does not say which is
// authoritative when a repository carries both and they disagree.
type SurveyRow struct {
Repo string
Intent Form // INTENT.md frontmatter
File Form // layer.yaml or equivalent
// InCatalog reports whether this repository is a §4 row. §11 binds §4, so a
// row that is false can be a volunteer but cannot be a §11 non-conformance.
InCatalog bool
}
// Declared reports whether any machine-readable form was found.
func (r SurveyRow) Declared() bool { return r.Intent.Found || r.File.Found }
// SelfDisagrees reports a repository whose two §11 forms state different layer
// values as written. Under GH-DEC-2026-017 §1 a disagreement between the two
// forms is a finding IN ITS OWN RIGHT and MUST be reported rather than resolved
// away by precedence: precedence says which value is the repository's answer,
// it does not say the disagreement did not happen. So case still counts here.
func (r SurveyRow) SelfDisagrees() bool {
return r.Intent.Found && r.File.Found && r.Intent.Layer != r.File.Layer
}
// DisagreesOnLayer reports the stronger case: the two forms name different
// LAYERS, not merely different spellings of one. Case-folded per A9. Nine of
// the estate's nine self-disagreements are spelling only, and none of them is
// this.
func (r SurveyRow) DisagreesOnLayer() bool {
return r.Intent.Found && r.File.Found && r.Intent.Canonical != r.File.Canonical
}
// Layer returns the repository's answer. INTENT.md governs: GH-DEC-2026-017 §1
// rules that a layer.yaml or equivalent is a DERIVED artifact under §11's own
// derived-artifact rule — marked derived, naming INTENT.md, required to agree —
// and that the declaration-form paragraph gave the declaration a machine-readable
// FORM, not a second AUTHORITY. That is now a ruling, no longer this survey's
// preference.
func (r SurveyRow) Layer() string {
if r.Intent.Found {
return r.Intent.Layer
}
return r.File.Layer
}
var declarationFiles = []string{"layer.yaml", "layer.yml"}
// catalogRows are §4's layer-catalog repositories. §11's obligations attach to
// estate-authored repositories IN §4; a repository outside it may declare
// voluntarily, and a run that grades a volunteer is over-scoped
// (GH-DEC-2026-017 §4, amendment A11). `OpenBao` is a §4 row but is not
// estate-authored, so no declaration is owed there.
var catalogRows = map[string]bool{
"info-tech-canon": true, "net-kingdom": true, "key-cape": true,
"user-engine": true, "tenant-engine": true, "zone-engine": true,
"secrets-engine": true, "audit-core": true, "access-engine": true,
"approval-engine": true, "maturity-engine": true, "gate-house": true,
"ops-mason": true, "ops-warden": true, "kings-guard": true,
"whitehat-security": true,
}
// catalogAliases maps a checkout directory to the §4 row it is. The rename to
// access-engine is ruled and sequenced (FLEX-DEC-2026-013, FLEX-WP-0020) and
// has not landed; §4's own note says both names denote the same authority until
// it does.
var catalogAliases = map[string]string{"flex-auth": "access-engine"}
// InCatalog reports whether a checkout directory is a §4 catalog row.
func InCatalog(repo string) bool {
if alias, ok := catalogAliases[repo]; ok {
repo = alias
}
return catalogRows[repo]
}
// Scope is what a conformance run ranged over.
//
// §11 as amended by A11 requires a run to STATE its scope: a run over §4 and a
// run over every repository carrying a declaration answer different questions,
// and a report that does not say which it did cannot be acted on. That is the
// same defect as a survey that did not record which file a value came from —
// the defect this survey was built to remove — one level up.
type Scope struct {
Name string
Statement string
Repos []string
}
// CatalogScope is a run over the §4 catalog: the set §11's obligations bind.
func CatalogScope(repos []string) Scope {
var in []string
for _, r := range repos {
if InCatalog(r) {
in = append(in, r)
}
}
return Scope{
Name: "§4 catalog",
Statement: "estate-authored repositories catalogued in §4. §11's obligations attach here, and only here.",
Repos: in,
}
}
// EstateScope is a run over every repository asked, catalogued or not. It
// answers a different question from CatalogScope and says so: a repository
// outside §4 that declares is reported as a volunteer, never as a §11
// non-conformance.
func EstateScope(repos []string) Scope {
return Scope{
Name: "estate-wide",
Statement: "every repository surveyed, catalogued or not. Repositories outside §4 are reported as declared voluntarily, outside catalog scope — never as §11 non-conformances.",
Repos: append([]string(nil), repos...),
}
}
// SurveyDeclarations reads both §11 forms for every repository under root.
//
// It checks ONE property: whether each layer: value sits in the §3 vocabulary
// as written. It deliberately does not apply flex-auth's own declaration rules
// — pep_stance, tooling_contacts, conformance_record — to any other repository.
// Those are flex-auth's invariants for flex-auth, and §11 is explicit that a
// layer stated about a repository by another repository is not a declaration.
// A survey that graded peers by the surveyor's house rules would be that defect
// wearing a tool for a hat.
func SurveyDeclarations(root string, repos []string) ([]SurveyRow, error) {
var rows []SurveyRow
for _, repo := range repos {
row := SurveyRow{Repo: repo}
row.Intent = readForm(root, filepath.Join(repo, "INTENT.md"))
for _, name := range declarationFiles {
if f := readForm(root, filepath.Join(repo, name)); f.Found {
row.File = f
break
}
}
row.InCatalog = InCatalog(repo)
rows = append(rows, row)
}
sort.Slice(rows, func(i, j int) bool { return rows[i].Repo < rows[j].Repo })
return rows, nil
}
func readForm(root, rel string) Form {
path := filepath.Join(root, rel)
if _, err := os.Stat(path); err != nil {
return Form{}
}
decl, err := loadAnyDeclaration(path)
if err != nil || strings.TrimSpace(decl.Layer) == "" {
return Form{}
}
canon, ok := CanonicalLayer(decl.Layer)
return Form{
Source: rel,
Layer: decl.Layer,
Role: decl.Role,
Found: true,
InVocabulary: ok,
Canonical: canon,
}
}
// peerDeclaration is the ONLY shape the survey reads from another repository:
// layer and role. Decoding a peer into flex-auth's own Declaration applied
// flex-auth's field types to someone else's file — and when flex-auth's
// emission_guarantee became a path string, audit-core's list-shaped
// emission_guarantee failed to decode and its layer.yaml silently vanished
// from the survey. A surveyor's schema is a house rule too.
type peerDeclaration struct {
Layer string `yaml:"layer"`
Role string `yaml:"role"`
}
// loadAnyDeclaration reads INTENT.md frontmatter or a bare declaration file.
func loadAnyDeclaration(path string) (peerDeclaration, error) {
body, err := os.ReadFile(path)
if err != nil {
return peerDeclaration{}, err
}
doc := string(body)
if strings.HasSuffix(path, ".md") {
if doc, err = splitFrontmatter(doc); err != nil {
return peerDeclaration{}, err
}
}
var decl peerDeclaration
if err := yaml.Unmarshal([]byte(doc), &decl); err != nil {
return peerDeclaration{}, fmt.Errorf("parse layer declaration %s: %w", path, err)
}
return decl, nil
}
// Spellings groups every observed layer: value across both forms, so the spread
// is a result rather than a claim.
func Spellings(rows []SurveyRow) map[string][]string {
out := map[string][]string{}
add := func(v, where string) {
if v != "" {
out[v] = append(out[v], where)
}
}
for _, r := range rows {
if r.Intent.Found {
add(r.Intent.Layer, r.Repo+"/INTENT.md")
}
if r.File.Found {
add(r.File.Layer, r.File.Source)
}
}
return out
}
// Undeclared lists repositories with no machine-readable declaration in either form.
func Undeclared(rows []SurveyRow) []string {
var out []string
for _, r := range rows {
if !r.Declared() {
out = append(out, r.Repo)
}
}
return out
}
// SelfDisagreeing lists repositories whose two §11 forms disagree.
func SelfDisagreeing(rows []SurveyRow) []SurveyRow {
var out []SurveyRow
for _, r := range rows {
if r.SelfDisagrees() {
out = append(out, r)
}
}
return out
}
// VolunteerDeclarations lists repositories outside §4 that declared anyway. The
// correct report for them is "declared voluntarily, outside catalog scope"
// (GH-DEC-2026-017 §4): treating a volunteer's declaration as a non-conformance
// is both wrong about who §11 binds and the fastest way to stop getting
// volunteers.
func VolunteerDeclarations(rows []SurveyRow) []string {
var out []string
for _, r := range rows {
if !r.InCatalog && r.Declared() {
out = append(out, r.Repo)
}
}
return out
}
// FormatSurvey renders the survey as a stable, diffable report. It leads with
// the scope because §11 requires a run to state what it ranged over.
func FormatSurvey(scope Scope, rows []SurveyRow) string {
var b strings.Builder
fmt.Fprintf(&b, "Scope: %s — %s\n\n", scope.Name, scope.Statement)
fmt.Fprintf(&b, "%-18s %-16s %-16s %s\n", "REPO", "INTENT.md", "DECL FILE", "NOTE")
for _, r := range rows {
note := ""
switch {
case !r.Declared() && !r.InCatalog:
note = "no declaration; outside §4 — none owed"
case !r.Declared():
note = "NO DECLARATION (§11)"
case r.DisagreesOnLayer():
note = "forms name DIFFERENT LAYERS; INTENT.md governs"
case r.SelfDisagrees():
note = "forms disagree on spelling only; INTENT.md governs, still a finding"
case !r.Intent.Found:
note = "declaration file only"
case !r.File.Found:
note = "INTENT.md only"
}
for _, f := range []Form{r.Intent, r.File} {
if f.Found && !f.InVocabulary {
note += "; " + f.Layer + " is outside the closed §3 vocabulary"
}
}
if r.Declared() && !r.InCatalog {
note += "; declared voluntarily, outside §4 catalog scope"
}
fmt.Fprintf(&b, "%-18s %-16s %-16s %s\n", r.Repo, dash(r.Intent.Layer), dash(r.File.Layer), note)
}
return b.String()
}
func dash(s string) string {
if strings.TrimSpace(s) == "" {
return "—"
}
return s
}