Freeze replication-03 with clarified criteria (FEP-WP-0009-T02)
Owner decisions D1-D3 applied; execution not authorized. Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com> Assistant: claude-code Assistant-Model: opus Assistant-Process: 182330@bnt-lap001 Assistant-Session: 242866cf-789d-4e24-ac5e-0a1d7b47a701
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research/evaluations/language-replication-03/protocol.md
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# Clarified-criteria replication protocol — 2026-10-20
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Owner: FEP-WP-0009 T02. Author: Claude Code (author-model) at the owner's request.
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Preparation uses no model calls. This packet supersedes the unexecuted replication-02
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packet for T02 without modifying it: replication-02's twelve run identities are spent
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and stay frozen. This is not held-out M3 retrieval or production use.
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## Owner decisions applied (2026-10-20)
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- **D1 Reuse briefs: yes.** The six replication-02 briefs and prohibited lists are
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reused byte-identically. No solver has seen them; all replication-02 attempts failed
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without answers. The author has seen them. Pilot-01 briefs remain consumed.
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- **D2 Overstated caution: apply G5.** Criterion S04-A4 no longer penalises declaring
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recovery impossible; such statements are recorded as observations.
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- **D3 Reviewers: both.** The owner and an external human reviewer each rate all
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answers independently before either sees the other's sheet, the assignment key or
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any model scores.
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- **D4 Execution: not authorized.** It needs llm-connect reachable from this
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workstation and a fresh explicit call-budget authorization.
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## Question and scope
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Unchanged from replication-02. Does named organization change constraint/recovery
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recommendations compared with the same guidance under neutral numbered headings?
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Guidance, instructions, pack construction, headings-only variation and the immutable
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reference 0.1 pin are reused unchanged. What changes is how the criteria are written,
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so that two reviewers can apply them the same way.
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## Criteria and scoring rules
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Six scenarios × six binary obligations = 36 per condition. Each criterion carries a
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requirement, a placement, illustrative `qualifies` / `does_not_qualify` examples and
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its change from replication-02, derived from the pilot-01 human adjudication.
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- **G1 Placement.** A `recommendation` criterion is met only inside the recommended
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state or action; an `anywhere` criterion may be met in any section.
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- **G2 Named subject.** Contract-identification criteria require the guarantee's
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subject; a generic "define the contract" does not qualify. Alternatives joined by
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"or" are each sufficient.
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- **G3 Examples are illustrative.** Equivalent wording qualifies.
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- **G4 Unknown facts.** Asserting an unspecified fact as known is an unsupported claim.
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- **G5 Overstated caution.** Unproven negative certainty is recorded in `ambiguity`
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as an observation, not as an unsupported claim or a criterion miss.
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- **G6 Ambiguity.** A reviewer who finds a criterion ambiguous still records a binary
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value and adds an `ambiguity` entry naming the criterion. Ambiguity counts are
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reported per criterion.
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Award 1 only for an explicit, correct obligation without a contradicting
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recommendation, with a quote or locator and a reason. No partial credit or reward for
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names. Null means unavailable or unreviewed, never zero. Unsafe recommendations are
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listed separately; rejecting an unsafe alternative is not an unsafe claim.
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## Execution and budget
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As replication-02: freeze and commit before inference; 12 independent single-request
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sessions; alternated condition order; independently randomized U/V labels; prompts
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contain only the instructions, one pack and one brief; same llm-connect profile,
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temperature 0.2 and 1,400-token cap. The runner reserves each attempt before calling,
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enforces an aggregate 12-call ceiling and never retries. Run `make inference-preflight`
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first; a failed preflight means no run. Paid execution requires explicit user
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authorization; a prepared packet implies none.
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## Review and interpretation
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Each reviewer works from the masked answers and the reviewer worksheet, which gives
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the plain-language `reviewer_context` for each scenario (written before any answer
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existed) and each criterion with its examples. Interview-mediated review is allowed
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if the mediator supplies no scores or hints. Both sheets are committed before
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unmasking. Disagreements between the two human sheets, and with any model sheet, are
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adjudicated against this rubric, keeping all original judgements.
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Interpretation rules are unchanged: equal counts tie; a descriptive advantage needs
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more obligations with no more unsafe claims, or fewer unsafe claims with no fewer
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obligations. Six pairs prove neither benefit nor equivalence. Never auto-promote or
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mark M1 passed; T03 weighs the result, reviewer independence and ambiguity counts.
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