informed-decision/informed_decision/intake_service.py
tegwick 0e66a33389 INFD-WP-0010: present_existing intake profile (S1) and owner answer to decision services alignment
A registered submitter with a present_existing profile may pose a memo that
pins an approval it created itself in approval-engine. Intake verifies the
object read-only (requested, no entries, human_control, actor == profile
actor, digest == memo, binding == intent, required_count 1, unexpired, one
memo per approval) and never creates, enters or consumes. The recorded
requester reaches review and the access-engine context. Existing submitters
are unchanged.

Answer doc accepts S1 (profile, not route; packet carries the admission),
S4 in principle (waits on gate-house classes and policy) and S3 (exists
behind INFD_HUB_WRITEBACK). Workplan INFD-WP-0010 proposed.

Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com>

Assistant: claude-code
Assistant-Model: opus
Assistant-Process: 5502@bnt-lap001
Assistant-Session: 68b3b02f-5d0f-4e71-8421-796f62e50196
2026-10-31 23:07:43 +01:00

322 lines
18 KiB
Python

"""Separate workload-only WSGI intake. No browser session or binding route.
The creator and TokenReview transports are injected by the workload composition.
An uncertain create is never automatically repeated: its durable reservation
requires receipt recovery until approval-engine supports idempotent creation.
"""
from dataclasses import replace
from datetime import datetime, timezone
import hashlib
import json
from pathlib import Path
import re
import uuid
from .intake import (IntakeRefused, PresentExisting, SubmitterGrant, canonical, idempotency_outcome,
validate_submission)
from .memo import Principal
from .records import dumps
from .store import Conflict
AUDIENCE = "informed-decision-intake"
MAX_BODY = 1024 * 1024
ROW_KEYS = {"submitter_id", "memo_classes", "review_groups", "daily_limit"}
PRESENT_EXISTING_KEYS = {"approval_actor", "actions"}
_ACTOR_RE = re.compile(r"service:[a-z0-9][a-z0-9-]{1,62}")
_ACTION_RE = re.compile(r"[a-z0-9][a-z0-9-]{1,62}")
class IntakeError(Exception):
def __init__(self, status, code):
self.status, self.code = status, code
super().__init__(code)
class TokenReview:
"""call(body) performs an authenticated Kubernetes TokenReview using pod credentials.
The adapter must verify the API server's CA and suppress tokens and responses
in its logs. TokenReview is performed afresh on every pose, including replay.
"""
def __init__(self, call):
self.call = call
def authenticate(self, token):
try:
result = self.call({"apiVersion": "authentication.k8s.io/v1", "kind": "TokenReview",
"spec": {"token": token, "audiences": [AUDIENCE]}})
status = result["status"]
user = status["user"]
username = user["username"]
if (status.get("authenticated") is not True or status.get("error")
or AUDIENCE not in status.get("audiences", [])
or not user.get("uid") or not isinstance(username, str)
or not re.fullmatch(r"system:serviceaccount:[a-z0-9-]+:[a-z0-9-]+", username)):
raise ValueError()
return username
except Exception:
raise IntakeError(401, "workload_authentication_failed") from None
def configuration(submitters_path, groups_path):
"""Reload reviewed deployment data on every request so removal revokes immediately.
Empty shipped registries deliberately admit no workload or human recipient.
Entries identify actual service accounts; drafted_by is only an assertion.
"""
try:
submitters = json.loads(Path(submitters_path).read_text())
groups = json.loads(Path(groups_path).read_text())
if not isinstance(submitters, dict) or not isinstance(groups, dict):
raise ValueError()
for username, row in submitters.items():
if (not re.fullmatch(r"system:serviceaccount:[a-z0-9-]+:[a-z0-9-]+", username)
or not isinstance(row, dict)
or set(row) not in (ROW_KEYS, ROW_KEYS | {"present_existing"})
or not isinstance(row["submitter_id"], str)
or not row["submitter_id"] or type(row["daily_limit"]) is not int
or row["daily_limit"] < 1):
raise ValueError()
for field in ("memo_classes", "review_groups"):
if not isinstance(row[field], list) or any(not isinstance(x, str) for x in row[field]):
raise ValueError()
if "present_existing" in row:
profile = row["present_existing"]
if (not isinstance(profile, dict) or set(profile) != PRESENT_EXISTING_KEYS
or not isinstance(profile["approval_actor"], str)
or not _ACTOR_RE.fullmatch(profile["approval_actor"])
or profile["approval_actor"] == "service:informed-decision"
or not isinstance(profile["actions"], list) or not profile["actions"]
or any(not isinstance(a, str) or not _ACTION_RE.fullmatch(a) for a in profile["actions"])):
raise ValueError()
if len({r["submitter_id"] for r in submitters.values()}) != len(submitters):
raise ValueError()
for row in groups.values():
if (set(row) != {"subject", "display_name"} or not all(isinstance(x, str) and x for x in row.values())):
raise ValueError()
return submitters, groups
except Exception:
raise IntakeError(503, "intake_configuration_unavailable") from None
def verify_existing(approval, submission, *, now=None):
"""present_existing (INFD-WP-0010-T01): may this existing approval be presented?
Every check must hold; the first failure is the refusal code. Nothing here
decides whether the act is permitted: it only refuses to present an object
whose binding is not exactly the one the memo names, or that a human entry
could no longer complete.
"""
memo = submission.memo
expected = submission.approval_binding
now = now or datetime.now(timezone.utc)
if not isinstance(approval, dict) or approval.get("id") != memo.approval_id:
return "approval_mismatch"
binding = approval.get("binding")
if not isinstance(binding, dict):
return "approval_mismatch"
if approval.get("status") != "requested":
return "approval_not_requested"
if approval.get("entries") != []:
return "approval_has_entries"
if binding.get("human_control") is not True:
return "approval_not_human_controlled"
if binding.get("actor") != expected["actor"]:
return "approval_actor_mismatch"
if binding.get("digest") != memo.approval_binding_digest:
return "approval_digest_mismatch"
if any(binding.get(k) != expected[k] for k in ("action", "principal", "purpose", "target")):
return "approval_binding_mismatch"
if approval.get("required_count") != 1:
return "approval_required_count_unsupported"
try:
expires = datetime.fromisoformat(approval["validity"]["expires_at"].replace("Z", "+00:00"))
if expires.tzinfo is None or expires <= now:
return "approval_expired"
except (KeyError, TypeError, AttributeError, ValueError):
return "approval_expired"
return None
class IntakeService:
def __init__(self, store, authenticator, creator, *, submitters_path, groups_path, reader=None):
"""``reader(approval_id) -> dict`` is a read-only GET used only by present_existing."""
self.store, self.authenticator, self.creator = store, authenticator, creator
self.submitters_path, self.groups_path = submitters_path, groups_path
self.reader = reader
def pose(self, token, envelope):
username = self.authenticator.authenticate(token)
submitters, groups = configuration(self.submitters_path, self.groups_path)
row = submitters.get(username)
if row is None:
raise IntakeError(403, "submitter_unknown")
grant = SubmitterGrant(row["submitter_id"], frozenset(row["memo_classes"]), frozenset(row["review_groups"]))
profile = None
if "present_existing" in row:
profile = PresentExisting(row["present_existing"]["approval_actor"],
frozenset(row["present_existing"]["actions"]))
submission = validate_submission(envelope, submitter_id=grant.submitter_id, grant=grant,
present_existing=profile)
if profile is not None and self.reader is None:
raise IntakeError(503, "present_existing_unavailable")
recipient = groups.get(submission.review_group)
if recipient is None:
raise IntakeError(503, "review_group_unconfigured")
metadata = {"memo_class": submission.memo_class, "review_group": submission.review_group,
"drafted_by": submission.drafted_by, "serves": submission.serves}
if profile is not None:
metadata.update(profile="present_existing", approval_requester=profile.approval_actor)
recovered = None
# Reserve before any network side effect. SQLite serializes concurrent poses.
with self.store._transaction() as db:
from .lifecycle_review import check_intake
check_intake(db, envelope, submission.submitter_id)
previous = db.execute("SELECT * FROM intake_ledger WHERE submitter=? AND key=?",
(submission.submitter_id, submission.idempotency_key)).fetchone()
if previous:
idempotency_outcome(previous["digest"], submission.submission_digest)
if previous["state"] == "ready":
return 200, json.loads(previous["receipt"])
if previous["state"] == "created":
recovered = json.loads(previous["receipt"])
elif profile is None:
raise IntakeError(409, "approval_create_unresolved")
# present_existing has no uncertain side effect: an interrupted read is re-verified.
if not previous and (db.execute("SELECT 1 FROM memos WHERE id=?", (submission.memo.id,)).fetchone()
or db.execute("SELECT 1 FROM intake_ledger WHERE memo_id=?", (submission.memo.id,)).fetchone()):
raise IntakeError(409, "memo_id_taken")
# Budget counts attempts as well as completed poses; retries do not spend twice.
day = datetime.now(timezone.utc).date().isoformat()
count = db.execute("SELECT COUNT(*) FROM intake_ledger WHERE submitter=? AND json_extract(metadata,'$.day')=?",
(submission.submitter_id, day)).fetchone()[0]
if not previous and count >= row["daily_limit"]:
raise IntakeError(429, "submitter_budget_exhausted")
if profile is not None and not previous:
self._refuse_presented(db, submission.memo.approval_id)
metadata["day"] = day
if not previous:
db.execute("INSERT INTO intake_ledger VALUES (?,?,?,?,?,?,NULL)",
(submission.submitter_id, submission.idempotency_key, submission.submission_digest,
submission.memo.id, "creating", dumps(metadata)))
if recovered is None and profile is not None:
# Read-only. No create, entry or consume is ever sent in this path.
try:
approval = self.reader(submission.memo.approval_id)
except Exception:
approval = None
refusal = "approval_unreadable" if approval is None else verify_existing(approval, submission)
if refusal is not None:
# No engine side effect happened: release the reservation.
with self.store._transaction() as db:
db.execute("DELETE FROM intake_ledger WHERE submitter=? AND key=? AND state='creating'",
(submission.submitter_id, submission.idempotency_key))
raise IntakeError(503 if refusal == "approval_unreadable" else 409, refusal)
approval_id, digest = submission.memo.approval_id, submission.memo.approval_binding_digest
receipt = {"memo_id": submission.memo.id, "approval_id": approval_id, "approval_binding_digest": digest}
with self.store._transaction() as db:
db.execute("UPDATE intake_ledger SET state='created',receipt=? WHERE submitter=? AND key=?",
(dumps(receipt), submission.submitter_id, submission.idempotency_key))
elif recovered is None:
try:
approval = self.creator({"binding": submission.approval_binding,
"human_control": True, "required_count": 1})
binding = approval["binding"]
approval_id, digest = approval["id"], binding["digest"]
if (not re.fullmatch(r"[0-9a-f]{8}(-[0-9a-f]{4}){3}-[0-9a-f]{12}", approval_id)
or not re.fullmatch(r"sha256:[0-9a-f]{64}", digest)
or binding.get("human_control") is not True
or any(binding.get(k) != v for k, v in submission.approval_binding.items())
or approval.get("status") != "requested" or approval.get("entries")):
raise ValueError()
except Exception:
raise IntakeError(503, "approval_create_unresolved") from None
# Preserve the receipt before local load: recovery can locate this engine object.
receipt = {"memo_id": submission.memo.id, "approval_id": approval_id, "approval_binding_digest": digest}
with self.store._transaction() as db:
db.execute("UPDATE intake_ledger SET state='created',receipt=? WHERE submitter=? AND key=?",
(dumps(receipt), submission.submitter_id, submission.idempotency_key))
else:
receipt = recovered
approval_id, digest = receipt["approval_id"], receipt["approval_binding_digest"]
memo = replace(submission.memo, approval_id=approval_id, approval_binding_digest=digest,
binding=replace(submission.memo.binding, principal=Principal(
recipient["subject"], "person", recipient["display_name"])))
with self.store._transaction() as db:
check_intake(db, envelope, submission.submitter_id)
current = db.execute("SELECT state,receipt FROM intake_ledger WHERE submitter=? AND key=?",
(submission.submitter_id, submission.idempotency_key)).fetchone()
if current["state"] == "ready":
return 200, json.loads(current["receipt"])
if profile is not None:
self._refuse_presented(db, approval_id, except_key=(submission.submitter_id, submission.idempotency_key))
for item in envelope["packet"]:
data = submission.packet[item["item_id"]]
document_digest = "sha256:" + hashlib.sha256(data).hexdigest()
existing = db.execute("SELECT * FROM documents WHERE digest=?", (document_digest,)).fetchone()
if existing and (existing["media_type"] != item["media_type"] or existing["content"] != data):
raise IntakeError(409, "document_conflict")
db.execute("INSERT OR IGNORE INTO documents VALUES (?,?,?)", (document_digest, item["media_type"], data))
db.execute("INSERT INTO memos VALUES (?,?,?)", (memo.id, memo.version, dumps(memo)))
event_id = str(uuid.uuid4())
event = {"id": event_id, "type": "informed-decision.memo.posed",
"source": "informed-decision", "tenant": "tenant:platform",
"subject": memo.id, "correlation_id": approval_id,
"occurred_at": datetime.now(timezone.utc).isoformat(),
"data": {**receipt, "submitter": submission.submitter_id,
"memo_class": submission.memo_class,
"submission_digest": submission.submission_digest}}
notification = {"memo_id": memo.id, "question": memo.question,
"memo_class": submission.memo_class, "submitter": submission.submitter_id}
for kind, payload in (("memo-posed", event), ("notification", notification)):
db.execute("INSERT INTO intake_deliveries(id,kind,payload) VALUES (?,?,?)",
(event_id if kind == "memo-posed" else str(uuid.uuid4()), kind, dumps(payload)))
db.execute("UPDATE intake_ledger SET state='ready' WHERE submitter=? AND key=?",
(submission.submitter_id, submission.idempotency_key))
return 201, receipt
@staticmethod
def _refuse_presented(db, approval_id, except_key=None):
"""One existing approval is presented by at most one memo."""
rows = db.execute("SELECT submitter,key FROM intake_ledger WHERE json_extract(receipt,'$.approval_id')=?",
(approval_id,)).fetchall()
if any((r["submitter"], r["key"]) != except_key for r in rows):
raise IntakeError(409, "approval_already_presented")
if db.execute("SELECT 1 FROM memos WHERE json_extract(body,'$.approval_id')=?", (approval_id,)).fetchone():
raise IntakeError(409, "approval_already_presented")
def __call__(self, environ, start_response):
try:
if environ.get("PATH_INFO") != "/v1/memos":
raise IntakeError(404, "not_found")
if environ.get("REQUEST_METHOD") != "POST":
raise IntakeError(405, "method_not_allowed")
authorization = environ.get("HTTP_AUTHORIZATION", "")
if not authorization.startswith("Bearer ") or not authorization[7:] or len(authorization) > 16384:
raise IntakeError(401, "workload_token_required")
if environ.get("CONTENT_TYPE", "").split(";")[0] != "application/json":
raise IntakeError(415, "json_required")
length = int(environ.get("CONTENT_LENGTH") or 0)
if length < 1 or length > MAX_BODY:
raise IntakeError(413, "submission_too_large")
raw = environ["wsgi.input"].read(length)
if len(raw) != length:
raise IntakeError(400, "invalid_json")
status, body = self.pose(authorization[7:], json.loads(raw))
except IntakeError as exc:
status, body = exc.status, {"error": exc.code}
except Conflict:
status, body = 409, {"error": "review_handoff_conflict"}
except IntakeRefused as exc:
status = 409 if exc.reason == "idempotency_conflict" else 400
body = {"error": exc.reason} # No client-controlled field paths in logs/responses.
except (ValueError, TypeError, KeyError, UnicodeError):
status, body = 400, {"error": "invalid_submission"}
except Exception:
status, body = 503, {"error": "intake_unavailable"}
from http import HTTPStatus
raw = canonical(body)
start_response(f"{status} {HTTPStatus(status).phrase}",
[("Content-Type", "application/json"), ("Content-Length", str(len(raw))),
("Cache-Control", "no-store")])
return [raw]