approval-engine met the condition. Verified here rather than taken on report: their docs/approval-claim.md carries "Presentation exclusion — GH-DEC-2026-015 §4" in normative language, and I ran tests/test_claim_contract.py::test_presentation_changes_cannot_change_the_approved_act myself — 1 passed. That test pins the digest input set from BOTH sides, and the narrowing half is what makes it real: without it a digest over four fields, or over a constant, would pass the widening half perfectly. view_hash now carries binding.digest and the act-scope is no longer independently canonicalized here, so the act has exactly one canonicalization computed by the layer that owns it. approval_binding_digest is validated for shape and refused without its approval id — it is carried, never computed. The three published vectors are unchanged: they do not carry the new key, so pick omits it. Asserted, not assumed. The cycle condition did not disappear, its protection moved — from refusing nesting to approval-engine's normative exclusion. layer.yaml carries it as cycle_condition with a test, so a future widening meets a rule rather than silence. One thing not assumed. Both gate-house and approval-engine said our binding slice canonicalizes principal and target, two of their five fields. target plainly is act material and is now dropped. But their principal is the party ON WHOSE BEHALF the approval was issued, while ours is the person being BOUND — the approver. Different roles, and dropping ours would remove who was shown this from view_hash and gut the promise. Kept it, declared principal_role_overlap open in layer.yaml, tested that changing the approver still moves view_hash, and raised it rather than silently resolving it either way. L0/L2 are unaffected: with no approval there is no digest to defer to, and test_act_scope_still_binds_when_there_is_no_carried_digest pins that. 100 tests pass. Co-Authored-By: Claude Opus 5 <noreply@anthropic.com> Claude-Session: https://claude.ai/code/session_01V3W1dQG7GFFM9d94jFx7iR Assistant: claude-code Assistant-Model: opus Assistant-Process: 1565372@bnt-lap001 Assistant-Session: 16bb2f25-b34c-49ef-8e94-5fec3567a568
546 lines
20 KiB
Python
546 lines
20 KiB
Python
"""Walking skeleton — the negative cases are as load-bearing as the happy path.
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Each negative case here is one from `docs/specs/UseCaseCatalog.md` and protects
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a named invariant. If one of these starts passing by doing the forbidden thing,
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the surface has become something this repository says it must not be.
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"""
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from __future__ import annotations
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import pytest
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from informed_decision.approval_client import (
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ApprovalEngineError,
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FakeApprovalEngine,
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assert_scopes_permissible,
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is_success,
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)
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from informed_decision.disposition import (
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Actor,
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ActorKind,
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DispositionRefused,
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Verb,
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legal_verbs,
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record,
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)
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from informed_decision.evidence import (
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CustodyLocatorRejected,
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EventClass,
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Outbox,
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assert_custody_locator_safe,
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commit_disposition,
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commit_presentation,
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commit_stance_application,
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heartbeat,
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)
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from informed_decision.memo import (
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Awareness,
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BindingLevel,
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BindingSlice,
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Hat,
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Highlight,
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Memo,
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PacketItem,
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Principal,
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Scope,
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StepKind,
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)
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from informed_decision.presentation import render
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from informed_decision.provenance import (
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Claim,
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HumanControlNotDischargeable,
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Route,
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assert_human_control_dischargeable,
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)
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CUSTODY = "informed-decision:presentations"
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HUMAN = Actor("bernd", ActorKind.PERSON)
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AGENT = Actor("drafter-bot", ActorKind.AGENT)
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def make_memo(**over) -> Memo:
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kw = dict(
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id="memo-1",
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version=1,
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question="Approve rotation of the production database credential for T-1183?",
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requested_act="approve",
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binding_level=BindingLevel.ORGANIZATIONAL,
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brief="The credential is 400 days old.",
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binding=BindingSlice(
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principal=Principal(id="p-1", kind="person", display_name="Bernd Worsch"),
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target=Scope(kind="tenant", id="tenant:acme", label="ACME", environment="prod"),
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),
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step_kind=StepKind.APPROVE,
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packet=(PacketItem("doc-1", "Change request", "sha256:" + "a" * 64),),
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highlights=(
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Highlight("h-1", "doc-1", "Target is production", required_ack=True, severity="critical"),
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),
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approval_id="appr-1",
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)
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kw.update(over)
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return Memo(**kw)
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# -------------------------------------------------------------------------
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# Happy path
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# -------------------------------------------------------------------------
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def test_one_approval_end_to_end_in_process():
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memo = make_memo()
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engine = FakeApprovalEngine({"appr-1": {"status": "requested", "required_count": 1}})
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outbox = Outbox()
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pres = render(
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memo,
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principal_sub="bernd",
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tenant=Claim("tenant:platform", Route.REGISTRATION),
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principal_type=Claim("human", Route.REGISTRATION),
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)
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outbox.append(commit_presentation(pres, custody=CUSTODY))
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pres = pres.with_ack("h-1")
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disp = record(memo, pres, Verb.ACCEPT, HUMAN)
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outbox.append(commit_disposition(disp, custody=CUSTODY))
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assert disp.reaches_approval_engine
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result = engine.add_entry(memo.approval_id, "bernd")
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assert result.correlation == ("appr-1", "bernd", "2026-09-10T15:00:00Z")
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assert result.status == "approved"
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assert len(outbox.pending) == 2
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def test_the_presentation_is_reachable_from_the_correlation_triple():
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"""DoD-3 — satisfied by the triple, not by a hash on the entry."""
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memo = make_memo()
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pres = render(memo, principal_sub="bernd").with_ack("h-1")
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engine = FakeApprovalEngine({"appr-1": {"status": "requested", "required_count": 1}})
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result = engine.add_entry("appr-1", "bernd")
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assert pres.approval_id == result.approval_id
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assert pres.principal_sub == result.subject
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assert pres.view_hash
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# -------------------------------------------------------------------------
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# NC-01 — accept on a Kenntnisnahme step
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# -------------------------------------------------------------------------
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@pytest.mark.parametrize(
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"kind", [StepKind.INFORM, StepKind.COMMENT, StepKind.REVIEW, StepKind.ACKNOWLEDGE]
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)
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def test_accept_is_absent_from_weak_steps_not_merely_disabled(kind):
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assert Verb.ACCEPT not in legal_verbs(kind)
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assert Verb.ACKNOWLEDGE in legal_verbs(kind)
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def test_accept_on_a_weak_step_is_refused_at_the_api():
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memo = make_memo(step_kind=StepKind.REVIEW, highlights=())
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pres = render(memo, principal_sub="bernd")
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with pytest.raises(DispositionRefused) as e:
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record(memo, pres, Verb.ACCEPT, HUMAN)
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assert e.value.guard == "G_STEP"
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assert "Kenntnisnahme is not approval" in str(e.value)
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# -------------------------------------------------------------------------
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# NC-02 — bind with unacknowledged required highlights
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# -------------------------------------------------------------------------
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def test_bind_without_required_ack_fails_closed_and_creates_nothing():
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memo = make_memo()
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pres = render(memo, principal_sub="bernd")
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with pytest.raises(DispositionRefused) as e:
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record(memo, pres, Verb.ACCEPT, HUMAN)
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assert e.value.guard == "G_ACK"
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assert "h-1" in str(e.value)
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def test_acknowledgment_is_explicit_never_inferred():
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memo = make_memo()
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pres = render(memo, principal_sub="bernd")
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assert pres.acked_highlight_ids == frozenset()
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assert pres.with_ack("h-1").acked_highlight_ids == {"h-1"}
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# -------------------------------------------------------------------------
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# NC-03 — agents never bind. There is no upstream backstop.
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# -------------------------------------------------------------------------
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@pytest.mark.parametrize("verb", [Verb.ACCEPT, Verb.DECLINE, Verb.ACKNOWLEDGE])
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def test_agent_cannot_perform_a_binding_verb(verb):
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memo = make_memo()
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pres = render(memo, principal_sub="bot").with_ack("h-1")
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with pytest.raises(DispositionRefused) as e:
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record(memo, pres, verb, AGENT)
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assert e.value.guard == "G_NOAGENT"
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def test_agent_may_still_comment():
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memo = make_memo()
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pres = render(memo, principal_sub="bot")
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assert record(memo, pres, Verb.COMMENT, AGENT).verb is Verb.COMMENT
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# -------------------------------------------------------------------------
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# NC-05 / NC-06 — the binding/awareness split, on live objects
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# -------------------------------------------------------------------------
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def test_awareness_never_enters_view_hash():
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memo = make_memo()
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plain = render(memo, principal_sub="bernd")
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oriented = render(
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memo,
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principal_sub="bernd",
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awareness=Awareness(
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proposed_hat=Hat("hat:fc", "Finance Controller"),
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proposed_hat_source="last_used",
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situation_note="changed after the presentation was taken",
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),
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)
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assert plain.view_hash == oriented.view_hash
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assert plain.awareness_hash != oriented.awareness_hash
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def test_changing_the_act_scope_changes_view_hash():
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memo = make_memo()
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before = render(memo, principal_sub="bernd").view_hash
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moved = memo.next_version(
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binding=BindingSlice(
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principal=memo.binding.principal,
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target=Scope(kind="tenant", id="tenant:beta", label="Beta GmbH"),
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)
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)
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assert render(moved, principal_sub="bernd").view_hash != before
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def test_the_tenant_claim_is_not_the_act_scope():
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"""PR-08 — two facts, one field upstream; never conflated here."""
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memo = make_memo()
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a = render(memo, principal_sub="bernd", tenant=Claim("tenant:platform", Route.REGISTRATION))
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b = render(memo, principal_sub="bernd", tenant=Claim("tenant:coulomb", Route.DIRECTORY))
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assert a.view_hash == b.view_hash, "the tenant claim must not reach view_hash"
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assert memo.binding.target.id == "tenant:acme"
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# -------------------------------------------------------------------------
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# NC-07 — no silent version upgrade
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# -------------------------------------------------------------------------
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def test_bind_against_a_stale_presentation_is_refused():
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memo = make_memo()
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stale = render(memo, principal_sub="bernd").with_ack("h-1")
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advanced = memo.next_version(brief="revised")
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with pytest.raises(DispositionRefused) as e:
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record(advanced, stale, Verb.ACCEPT, HUMAN)
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assert e.value.guard == "G_PRES"
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# -------------------------------------------------------------------------
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# NC-08 — return is structured, and is not decline
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# -------------------------------------------------------------------------
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def test_return_without_coded_reasons_is_refused():
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memo = make_memo()
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pres = render(memo, principal_sub="bernd")
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with pytest.raises(DispositionRefused) as e:
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record(memo, pres, Verb.RETURN, HUMAN, note="please clarify")
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assert e.value.guard == "G_REASONS"
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def test_return_is_distinguishable_from_decline_and_never_reaches_the_engine():
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memo = make_memo()
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pres = render(memo, principal_sub="bernd").with_ack("h-1")
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returned = record(memo, pres, Verb.RETURN, HUMAN, reasons=("insufficient-context",))
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declined = record(memo, pres, Verb.DECLINE, HUMAN)
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assert returned.verb is not declined.verb
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assert not returned.reaches_approval_engine
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assert not declined.reaches_approval_engine
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def test_only_accept_reaches_the_engine():
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memo = make_memo()
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pres = render(memo, principal_sub="bernd").with_ack("h-1")
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assert record(memo, pres, Verb.ACCEPT, HUMAN).reaches_approval_engine
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for verb in (Verb.COMMENT, Verb.DISCUSS, Verb.FORWARD, Verb.ESCALATE):
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assert not record(memo, pres, verb, HUMAN).reaches_approval_engine
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# -------------------------------------------------------------------------
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# Engine semantics
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# -------------------------------------------------------------------------
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def test_duplicate_approver_is_success_not_failure():
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assert is_success(ApprovalEngineError(409, "duplicate_approver"))
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assert not is_success(ApprovalEngineError(409, "conflict"))
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assert not is_success(ApprovalEngineError(503, "store_unavailable"))
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def test_consume_scope_is_refused_before_a_token_is_requested():
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with pytest.raises(ValueError, match="approval:consume"):
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assert_scopes_permissible(("openid", "approval:read", "approval:consume"))
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def test_store_unavailable_fails_closed():
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engine = FakeApprovalEngine({"appr-1": {"status": "requested"}})
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engine.available = False
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with pytest.raises(ApprovalEngineError) as e:
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engine.add_entry("appr-1", "bernd")
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assert e.value.status == 503
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def test_terminal_approval_conflicts():
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engine = FakeApprovalEngine({"appr-1": {"status": "revoked"}})
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with pytest.raises(ApprovalEngineError) as e:
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engine.add_entry("appr-1", "bernd")
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assert (e.value.status, e.value.reason) == (409, "conflict")
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# -------------------------------------------------------------------------
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# GH-DEC-2026-016 §5 / PR-11 — humanity provenance
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# -------------------------------------------------------------------------
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def test_human_control_not_dischargeable_on_a_registration_supplied_claim():
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with pytest.raises(HumanControlNotDischargeable, match="registration-supplied"):
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assert_human_control_dischargeable(Claim("human", Route.REGISTRATION))
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@pytest.mark.parametrize("route", [Route.DIRECTORY, Route.AUTHENTICATION])
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def test_human_control_dischargeable_when_asserted_about_the_person(route):
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assert_human_control_dischargeable(Claim("human", route))
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def test_service_principal_is_refused_outright():
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with pytest.raises(HumanControlNotDischargeable, match="not 'human'"):
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assert_human_control_dischargeable(Claim("service", Route.DIRECTORY))
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def test_claims_are_stored_with_their_route_never_bare():
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memo = make_memo()
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pres = render(
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memo,
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principal_sub="bernd",
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tenant=Claim("tenant:platform", Route.REGISTRATION),
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principal_type=Claim("human", Route.REGISTRATION),
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)
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data = commit_presentation(pres, custody=CUSTODY).data
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assert data["tenant"] == {"value": "tenant:platform", "route": "registration-supplied"}
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assert data["principal_type"]["route"] == "registration-supplied"
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# -------------------------------------------------------------------------
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# GH-DEC-2026-014 §4 — the existence assertion, and PR-12
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# -------------------------------------------------------------------------
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def test_every_commitment_carries_the_existence_assertion():
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memo = make_memo()
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pres = render(memo, principal_sub="bernd").with_ack("h-1")
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disp = record(memo, pres, Verb.ACCEPT, HUMAN)
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for c in (
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commit_presentation(pres, custody=CUSTODY),
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commit_disposition(disp, custody=CUSTODY),
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commit_stance_application(
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memo_id=memo.id, memo_version=1, binding_level="organizational",
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binding_level_state="present", stance="fail_closed",
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dependency="access-engine", custody=CUSTODY,
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),
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):
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assert c.data["content_exists"] is True
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assert c.data["custody"] == CUSTODY
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def test_commitment_carries_no_content():
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"""Commitment-only: never the brief, never the packet."""
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memo = make_memo()
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data = commit_presentation(render(memo, principal_sub="bernd"), custody=CUSTODY).data
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flat = str(data)
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assert memo.brief not in flat
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assert "Change request" not in flat
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assert data["view_hash"]
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@pytest.mark.parametrize(
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"locator",
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[
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"https://user:pw@store.example/obj",
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"https://store.example/obj?token=abc123",
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"https://store.example/o?access_token=x",
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"",
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],
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)
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def test_secret_shaped_custody_locators_are_rejected(locator):
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with pytest.raises(CustodyLocatorRejected):
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assert_custody_locator_safe(locator)
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def test_stable_identifier_custody_locator_is_accepted():
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assert_custody_locator_safe("informed-decision:memo/memo-1/presentation/pres-9")
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# -------------------------------------------------------------------------
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# Stance application is not a decline
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# -------------------------------------------------------------------------
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def test_fail_closed_is_recorded_as_a_stance_not_as_a_decline():
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c = commit_stance_application(
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memo_id="memo-1", memo_version=1, binding_level=None,
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binding_level_state="absent", stance="fail_closed",
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dependency="access-engine", custody=CUSTODY,
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)
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assert c.event_class is EventClass.STANCE_APPLICATION
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assert "verb" not in c.data
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assert c.data["stance_applied"] == "fail_closed"
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def test_stance_application_pins_decision_attributable_false():
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"""GH-DEC-2026-010 inherited: we cannot show access-engine said it."""
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c = commit_stance_application(
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memo_id="m", memo_version=1, binding_level="organizational",
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binding_level_state="present", stance="fail_closed",
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dependency="access-engine", custody=CUSTODY,
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)
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assert c.data["decision_attributable"] is False
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# -------------------------------------------------------------------------
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# Outbox
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# -------------------------------------------------------------------------
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def test_drain_failure_leaves_the_record_pending_never_lost():
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outbox = Outbox()
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memo = make_memo()
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outbox.append(commit_presentation(render(memo, principal_sub="b"), custody=CUSTODY))
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def failing_sink(_):
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raise RuntimeError("audit-core unreachable")
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with pytest.raises(RuntimeError):
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outbox.drain(failing_sink)
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assert len(outbox.pending) == 1
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assert outbox.drained == ()
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def test_drain_delivers_and_counts_reconcile_per_class():
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outbox = Outbox()
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memo = make_memo()
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pres = render(memo, principal_sub="b").with_ack("h-1")
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outbox.append(commit_presentation(pres, custody=CUSTODY))
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outbox.append(commit_disposition(record(memo, pres, Verb.ACCEPT, HUMAN), custody=CUSTODY))
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sent: list[dict] = []
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assert outbox.drain(sent.append) == 2
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assert outbox.counts_by_class() == {
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EventClass.PRESENTATION.value: 1,
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EventClass.DISPOSITION.value: 1,
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}
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assert all("type" in e and "data" in e for e in sent)
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def test_heartbeat_is_an_ordinary_event_with_the_same_envelope():
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hb = heartbeat(EventClass.DISPOSITION)
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env = hb.as_envelope()
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assert env["type"] == "audit-core.heartbeat"
|
|
assert env["data"] == {
|
|
"class": "informed-decision.disposition",
|
|
"assertion": "nothing-to-report",
|
|
}
|
|
|
|
|
|
# -------------------------------------------------------------------------
|
|
# GH-DEC-2026-015 — nesting, activated 2026-09-10
|
|
#
|
|
# approval-engine stated the presentation exclusion as normative and tested
|
|
# (docs/approval-claim.md "Presentation exclusion", and
|
|
# tests/test_claim_contract.py::test_presentation_changes_cannot_change_the_approved_act,
|
|
# which pins the input set from BOTH sides — widening and narrowing).
|
|
# -------------------------------------------------------------------------
|
|
|
|
DIGEST = "sha256:" + "b" * 64
|
|
OTHER_DIGEST = "sha256:" + "c" * 64
|
|
|
|
|
|
def test_carried_digest_enters_view_hash():
|
|
plain = make_memo()
|
|
nested = make_memo(approval_binding_digest=DIGEST)
|
|
assert render(nested, principal_sub="b").view_hash != render(plain, principal_sub="b").view_hash
|
|
|
|
|
|
def test_a_different_act_digest_changes_view_hash():
|
|
a = render(make_memo(approval_binding_digest=DIGEST), principal_sub="b")
|
|
b = render(make_memo(approval_binding_digest=OTHER_DIGEST), principal_sub="b")
|
|
assert a.view_hash != b.view_hash
|
|
|
|
|
|
def test_act_scope_is_no_longer_independently_canonicalized_when_nested():
|
|
"""The act has exactly one canonicalization, computed by its owner.
|
|
|
|
Two memos differing only in act-scope must now hash alike, because the
|
|
scope is act material already covered by the carried digest. Canonicalizing
|
|
it again here is the partial recomputation GH-DEC-2026-015 removed.
|
|
"""
|
|
acme = make_memo(approval_binding_digest=DIGEST)
|
|
beta = make_memo(
|
|
approval_binding_digest=DIGEST,
|
|
binding=BindingSlice(
|
|
principal=acme.binding.principal,
|
|
target=Scope(kind="tenant", id="tenant:beta", label="Beta GmbH"),
|
|
),
|
|
)
|
|
assert render(acme, principal_sub="b").view_hash == render(beta, principal_sub="b").view_hash
|
|
|
|
|
|
def test_act_scope_still_binds_when_there_is_no_carried_digest():
|
|
"""L0/L2 are unchanged: with no approval there is no digest to defer to."""
|
|
acme = make_memo(approval_id=None)
|
|
beta = make_memo(
|
|
approval_id=None,
|
|
binding=BindingSlice(
|
|
principal=acme.binding.principal,
|
|
target=Scope(kind="tenant", id="tenant:beta", label="Beta GmbH"),
|
|
),
|
|
)
|
|
assert render(acme, principal_sub="b").view_hash != render(beta, principal_sub="b").view_hash
|
|
|
|
|
|
def test_the_approver_still_binds_when_nested():
|
|
"""`this person was shown this presentation of this act` — the person half.
|
|
|
|
approval-engine's `principal` is the party on whose behalf; ours is the
|
|
approver being bound. Dropping ours would remove who was shown this.
|
|
"""
|
|
a = make_memo(approval_binding_digest=DIGEST)
|
|
b = make_memo(
|
|
approval_binding_digest=DIGEST,
|
|
binding=BindingSlice(
|
|
principal=Principal(id="p-2", kind="person", display_name="Someone Else"),
|
|
target=a.binding.target,
|
|
),
|
|
)
|
|
assert render(a, principal_sub="x").view_hash != render(b, principal_sub="x").view_hash
|
|
|
|
|
|
def test_presentation_material_still_moves_view_hash_when_nested():
|
|
base = make_memo(approval_binding_digest=DIGEST)
|
|
relocalized = make_memo(approval_binding_digest=DIGEST, locale="de")
|
|
assert render(base, principal_sub="b").view_hash != render(relocalized, principal_sub="b").view_hash
|
|
|
|
|
|
@pytest.mark.parametrize("bad", ["deadbeef", "sha256:zz", "sha1:" + "a" * 40, "sha256:" + "A" * 64])
|
|
def test_a_malformed_carried_digest_is_refused(bad):
|
|
with pytest.raises(ValueError, match="carried, never computed"):
|
|
make_memo(approval_binding_digest=bad)
|
|
|
|
|
|
def test_a_carried_digest_without_its_approval_is_refused():
|
|
with pytest.raises(ValueError, match="approval it belongs to"):
|
|
make_memo(approval_binding_digest=DIGEST, approval_id=None)
|