approval-engine APPROVAL-WP-0002-T01 is still progress and its namespace has no pods, so the live end-to-end proof cannot run. Built everything that does not depend on it, with the engine behind a Protocol plus a fake carrying its real refusal semantics, so its arrival is a wiring change rather than a build. - memo.py: the Decision Memo, versions, binding document. Principal, Scope, Awareness and Hat are dataclasses rather than dicts because the canonicalizer requires a shape and a missing key should fail at construction rather than deep inside hashing — which is exactly how it failed twice while building this. Field names follow the governed canonicalizer (item_id, severity, locator): the published vectors are the contract, so the object was aligned to them rather than the reverse. - presentation.py: the sole writer of view_hash. One writer, one canonicalizer, one place to audit. Acknowledgment is an explicit method call and nothing infers it from scroll, dwell or focus. - disposition.py: verbs and guards G_NOAGENT, G_STEP, G_PRES, G_ACK, G_REASONS, G_SEALED. accept is ABSENT from weak steps rather than present-and-disabled, because a greyed-out accept still teaches the wrong model. Only accept reaches the engine; a memo return is not represented there at all. - provenance.py: claim routes per A-16. assert_human_control_dischargeable refuses a registration-supplied human, so PR-11's limitation fires at the point of use instead of sitting in a document. - evidence.py: local outbox, commitment-only records carrying the GH-DEC-2026-014 §4 existence assertion, per-class reconciliation counts, and a custody-locator guard that rejects credentialed URLs (PR-12). - approval_client.py: 409 duplicate_approver is success, 409 conflict terminal, 503 fail-closed, approval:consume refused before a token is requested. 87 tests pass, including every negative case in the Use Case Catalog and that a fail-closed outcome is recorded as a stance application with no verb field — never as a decline, because the human did not make one. T08 stays progress: the live proof is the remainder. Co-Authored-By: Claude Opus 5 <noreply@anthropic.com> Claude-Session: https://claude.ai/code/session_01V3W1dQG7GFFM9d94jFx7iR Assistant: claude-code Assistant-Model: opus Assistant-Process: 1565372@bnt-lap001 Assistant-Session: 16bb2f25-b34c-49ef-8e94-5fec3567a568
456 lines
16 KiB
Python
456 lines
16 KiB
Python
"""Walking skeleton — the negative cases are as load-bearing as the happy path.
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Each negative case here is one from `docs/specs/UseCaseCatalog.md` and protects
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a named invariant. If one of these starts passing by doing the forbidden thing,
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the surface has become something this repository says it must not be.
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"""
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from __future__ import annotations
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import pytest
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from informed_decision.approval_client import (
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ApprovalEngineError,
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FakeApprovalEngine,
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assert_scopes_permissible,
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is_success,
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)
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from informed_decision.disposition import (
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Actor,
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ActorKind,
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DispositionRefused,
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Verb,
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legal_verbs,
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record,
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)
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from informed_decision.evidence import (
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CustodyLocatorRejected,
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EventClass,
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Outbox,
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assert_custody_locator_safe,
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commit_disposition,
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commit_presentation,
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commit_stance_application,
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heartbeat,
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)
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from informed_decision.memo import (
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Awareness,
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BindingLevel,
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BindingSlice,
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Hat,
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Highlight,
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Memo,
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PacketItem,
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Principal,
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Scope,
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StepKind,
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)
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from informed_decision.presentation import render
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from informed_decision.provenance import (
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Claim,
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HumanControlNotDischargeable,
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Route,
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assert_human_control_dischargeable,
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)
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CUSTODY = "informed-decision:presentations"
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HUMAN = Actor("bernd", ActorKind.PERSON)
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AGENT = Actor("drafter-bot", ActorKind.AGENT)
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def make_memo(**over) -> Memo:
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kw = dict(
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id="memo-1",
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version=1,
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question="Approve rotation of the production database credential for T-1183?",
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requested_act="approve",
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binding_level=BindingLevel.ORGANIZATIONAL,
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brief="The credential is 400 days old.",
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binding=BindingSlice(
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principal=Principal(id="p-1", kind="person", display_name="Bernd Worsch"),
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target=Scope(kind="tenant", id="tenant:acme", label="ACME", environment="prod"),
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),
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step_kind=StepKind.APPROVE,
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packet=(PacketItem("doc-1", "Change request", "sha256:" + "a" * 64),),
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highlights=(
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Highlight("h-1", "doc-1", "Target is production", required_ack=True, severity="critical"),
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),
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approval_id="appr-1",
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)
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kw.update(over)
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return Memo(**kw)
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# -------------------------------------------------------------------------
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# Happy path
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# -------------------------------------------------------------------------
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def test_one_approval_end_to_end_in_process():
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memo = make_memo()
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engine = FakeApprovalEngine({"appr-1": {"status": "requested", "required_count": 1}})
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outbox = Outbox()
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pres = render(
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memo,
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principal_sub="bernd",
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tenant=Claim("tenant:platform", Route.REGISTRATION),
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principal_type=Claim("human", Route.REGISTRATION),
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)
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outbox.append(commit_presentation(pres, custody=CUSTODY))
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pres = pres.with_ack("h-1")
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disp = record(memo, pres, Verb.ACCEPT, HUMAN)
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outbox.append(commit_disposition(disp, custody=CUSTODY))
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assert disp.reaches_approval_engine
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result = engine.add_entry(memo.approval_id, "bernd")
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assert result.correlation == ("appr-1", "bernd", "2026-09-10T15:00:00Z")
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assert result.status == "approved"
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assert len(outbox.pending) == 2
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def test_the_presentation_is_reachable_from_the_correlation_triple():
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"""DoD-3 — satisfied by the triple, not by a hash on the entry."""
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memo = make_memo()
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pres = render(memo, principal_sub="bernd").with_ack("h-1")
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engine = FakeApprovalEngine({"appr-1": {"status": "requested", "required_count": 1}})
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result = engine.add_entry("appr-1", "bernd")
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assert pres.approval_id == result.approval_id
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assert pres.principal_sub == result.subject
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assert pres.view_hash
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# -------------------------------------------------------------------------
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# NC-01 — accept on a Kenntnisnahme step
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# -------------------------------------------------------------------------
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@pytest.mark.parametrize(
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"kind", [StepKind.INFORM, StepKind.COMMENT, StepKind.REVIEW, StepKind.ACKNOWLEDGE]
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)
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def test_accept_is_absent_from_weak_steps_not_merely_disabled(kind):
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assert Verb.ACCEPT not in legal_verbs(kind)
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assert Verb.ACKNOWLEDGE in legal_verbs(kind)
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def test_accept_on_a_weak_step_is_refused_at_the_api():
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memo = make_memo(step_kind=StepKind.REVIEW, highlights=())
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pres = render(memo, principal_sub="bernd")
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with pytest.raises(DispositionRefused) as e:
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record(memo, pres, Verb.ACCEPT, HUMAN)
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assert e.value.guard == "G_STEP"
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assert "Kenntnisnahme is not approval" in str(e.value)
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# -------------------------------------------------------------------------
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# NC-02 — bind with unacknowledged required highlights
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# -------------------------------------------------------------------------
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def test_bind_without_required_ack_fails_closed_and_creates_nothing():
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memo = make_memo()
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pres = render(memo, principal_sub="bernd")
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with pytest.raises(DispositionRefused) as e:
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record(memo, pres, Verb.ACCEPT, HUMAN)
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assert e.value.guard == "G_ACK"
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assert "h-1" in str(e.value)
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def test_acknowledgment_is_explicit_never_inferred():
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memo = make_memo()
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pres = render(memo, principal_sub="bernd")
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assert pres.acked_highlight_ids == frozenset()
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assert pres.with_ack("h-1").acked_highlight_ids == {"h-1"}
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# -------------------------------------------------------------------------
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# NC-03 — agents never bind. There is no upstream backstop.
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# -------------------------------------------------------------------------
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@pytest.mark.parametrize("verb", [Verb.ACCEPT, Verb.DECLINE, Verb.ACKNOWLEDGE])
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def test_agent_cannot_perform_a_binding_verb(verb):
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memo = make_memo()
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pres = render(memo, principal_sub="bot").with_ack("h-1")
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with pytest.raises(DispositionRefused) as e:
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record(memo, pres, verb, AGENT)
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assert e.value.guard == "G_NOAGENT"
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def test_agent_may_still_comment():
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memo = make_memo()
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pres = render(memo, principal_sub="bot")
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assert record(memo, pres, Verb.COMMENT, AGENT).verb is Verb.COMMENT
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# -------------------------------------------------------------------------
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# NC-05 / NC-06 — the binding/awareness split, on live objects
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# -------------------------------------------------------------------------
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def test_awareness_never_enters_view_hash():
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memo = make_memo()
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plain = render(memo, principal_sub="bernd")
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oriented = render(
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memo,
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principal_sub="bernd",
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awareness=Awareness(
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proposed_hat=Hat("hat:fc", "Finance Controller"),
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proposed_hat_source="last_used",
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situation_note="changed after the presentation was taken",
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),
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)
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assert plain.view_hash == oriented.view_hash
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assert plain.awareness_hash != oriented.awareness_hash
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def test_changing_the_act_scope_changes_view_hash():
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memo = make_memo()
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before = render(memo, principal_sub="bernd").view_hash
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moved = memo.next_version(
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binding=BindingSlice(
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principal=memo.binding.principal,
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target=Scope(kind="tenant", id="tenant:beta", label="Beta GmbH"),
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)
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)
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assert render(moved, principal_sub="bernd").view_hash != before
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def test_the_tenant_claim_is_not_the_act_scope():
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"""PR-08 — two facts, one field upstream; never conflated here."""
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memo = make_memo()
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a = render(memo, principal_sub="bernd", tenant=Claim("tenant:platform", Route.REGISTRATION))
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b = render(memo, principal_sub="bernd", tenant=Claim("tenant:coulomb", Route.DIRECTORY))
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assert a.view_hash == b.view_hash, "the tenant claim must not reach view_hash"
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assert memo.binding.target.id == "tenant:acme"
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# -------------------------------------------------------------------------
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# NC-07 — no silent version upgrade
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# -------------------------------------------------------------------------
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def test_bind_against_a_stale_presentation_is_refused():
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memo = make_memo()
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stale = render(memo, principal_sub="bernd").with_ack("h-1")
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advanced = memo.next_version(brief="revised")
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with pytest.raises(DispositionRefused) as e:
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record(advanced, stale, Verb.ACCEPT, HUMAN)
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assert e.value.guard == "G_PRES"
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# -------------------------------------------------------------------------
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# NC-08 — return is structured, and is not decline
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# -------------------------------------------------------------------------
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def test_return_without_coded_reasons_is_refused():
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memo = make_memo()
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pres = render(memo, principal_sub="bernd")
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with pytest.raises(DispositionRefused) as e:
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record(memo, pres, Verb.RETURN, HUMAN, note="please clarify")
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assert e.value.guard == "G_REASONS"
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def test_return_is_distinguishable_from_decline_and_never_reaches_the_engine():
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memo = make_memo()
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pres = render(memo, principal_sub="bernd").with_ack("h-1")
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returned = record(memo, pres, Verb.RETURN, HUMAN, reasons=("insufficient-context",))
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declined = record(memo, pres, Verb.DECLINE, HUMAN)
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assert returned.verb is not declined.verb
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assert not returned.reaches_approval_engine
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assert not declined.reaches_approval_engine
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def test_only_accept_reaches_the_engine():
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memo = make_memo()
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pres = render(memo, principal_sub="bernd").with_ack("h-1")
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assert record(memo, pres, Verb.ACCEPT, HUMAN).reaches_approval_engine
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for verb in (Verb.COMMENT, Verb.DISCUSS, Verb.FORWARD, Verb.ESCALATE):
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assert not record(memo, pres, verb, HUMAN).reaches_approval_engine
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# -------------------------------------------------------------------------
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# Engine semantics
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# -------------------------------------------------------------------------
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def test_duplicate_approver_is_success_not_failure():
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assert is_success(ApprovalEngineError(409, "duplicate_approver"))
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assert not is_success(ApprovalEngineError(409, "conflict"))
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assert not is_success(ApprovalEngineError(503, "store_unavailable"))
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def test_consume_scope_is_refused_before_a_token_is_requested():
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with pytest.raises(ValueError, match="approval:consume"):
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assert_scopes_permissible(("openid", "approval:read", "approval:consume"))
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def test_store_unavailable_fails_closed():
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engine = FakeApprovalEngine({"appr-1": {"status": "requested"}})
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engine.available = False
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with pytest.raises(ApprovalEngineError) as e:
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engine.add_entry("appr-1", "bernd")
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assert e.value.status == 503
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def test_terminal_approval_conflicts():
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engine = FakeApprovalEngine({"appr-1": {"status": "revoked"}})
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with pytest.raises(ApprovalEngineError) as e:
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engine.add_entry("appr-1", "bernd")
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assert (e.value.status, e.value.reason) == (409, "conflict")
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# -------------------------------------------------------------------------
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# GH-DEC-2026-016 §5 / PR-11 — humanity provenance
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# -------------------------------------------------------------------------
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def test_human_control_not_dischargeable_on_a_registration_supplied_claim():
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with pytest.raises(HumanControlNotDischargeable, match="registration-supplied"):
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assert_human_control_dischargeable(Claim("human", Route.REGISTRATION))
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@pytest.mark.parametrize("route", [Route.DIRECTORY, Route.AUTHENTICATION])
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def test_human_control_dischargeable_when_asserted_about_the_person(route):
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assert_human_control_dischargeable(Claim("human", route))
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def test_service_principal_is_refused_outright():
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with pytest.raises(HumanControlNotDischargeable, match="not 'human'"):
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assert_human_control_dischargeable(Claim("service", Route.DIRECTORY))
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def test_claims_are_stored_with_their_route_never_bare():
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memo = make_memo()
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pres = render(
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memo,
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principal_sub="bernd",
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tenant=Claim("tenant:platform", Route.REGISTRATION),
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principal_type=Claim("human", Route.REGISTRATION),
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)
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data = commit_presentation(pres, custody=CUSTODY).data
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assert data["tenant"] == {"value": "tenant:platform", "route": "registration-supplied"}
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assert data["principal_type"]["route"] == "registration-supplied"
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# -------------------------------------------------------------------------
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# GH-DEC-2026-014 §4 — the existence assertion, and PR-12
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# -------------------------------------------------------------------------
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def test_every_commitment_carries_the_existence_assertion():
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memo = make_memo()
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pres = render(memo, principal_sub="bernd").with_ack("h-1")
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disp = record(memo, pres, Verb.ACCEPT, HUMAN)
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for c in (
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commit_presentation(pres, custody=CUSTODY),
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commit_disposition(disp, custody=CUSTODY),
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commit_stance_application(
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memo_id=memo.id, memo_version=1, binding_level="organizational",
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binding_level_state="present", stance="fail_closed",
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dependency="access-engine", custody=CUSTODY,
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),
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):
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assert c.data["content_exists"] is True
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assert c.data["custody"] == CUSTODY
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def test_commitment_carries_no_content():
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"""Commitment-only: never the brief, never the packet."""
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memo = make_memo()
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data = commit_presentation(render(memo, principal_sub="bernd"), custody=CUSTODY).data
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flat = str(data)
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assert memo.brief not in flat
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assert "Change request" not in flat
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assert data["view_hash"]
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@pytest.mark.parametrize(
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"locator",
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[
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"https://user:pw@store.example/obj",
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"https://store.example/obj?token=abc123",
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"https://store.example/o?access_token=x",
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"",
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],
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)
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def test_secret_shaped_custody_locators_are_rejected(locator):
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with pytest.raises(CustodyLocatorRejected):
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assert_custody_locator_safe(locator)
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def test_stable_identifier_custody_locator_is_accepted():
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assert_custody_locator_safe("informed-decision:memo/memo-1/presentation/pres-9")
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# -------------------------------------------------------------------------
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# Stance application is not a decline
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# -------------------------------------------------------------------------
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def test_fail_closed_is_recorded_as_a_stance_not_as_a_decline():
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c = commit_stance_application(
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memo_id="memo-1", memo_version=1, binding_level=None,
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binding_level_state="absent", stance="fail_closed",
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dependency="access-engine", custody=CUSTODY,
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)
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assert c.event_class is EventClass.STANCE_APPLICATION
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assert "verb" not in c.data
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assert c.data["stance_applied"] == "fail_closed"
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def test_stance_application_pins_decision_attributable_false():
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"""GH-DEC-2026-010 inherited: we cannot show access-engine said it."""
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c = commit_stance_application(
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memo_id="m", memo_version=1, binding_level="organizational",
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binding_level_state="present", stance="fail_closed",
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dependency="access-engine", custody=CUSTODY,
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)
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assert c.data["decision_attributable"] is False
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# -------------------------------------------------------------------------
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# Outbox
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# -------------------------------------------------------------------------
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def test_drain_failure_leaves_the_record_pending_never_lost():
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outbox = Outbox()
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memo = make_memo()
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outbox.append(commit_presentation(render(memo, principal_sub="b"), custody=CUSTODY))
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def failing_sink(_):
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raise RuntimeError("audit-core unreachable")
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with pytest.raises(RuntimeError):
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outbox.drain(failing_sink)
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assert len(outbox.pending) == 1
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assert outbox.drained == ()
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def test_drain_delivers_and_counts_reconcile_per_class():
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outbox = Outbox()
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memo = make_memo()
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pres = render(memo, principal_sub="b").with_ack("h-1")
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outbox.append(commit_presentation(pres, custody=CUSTODY))
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outbox.append(commit_disposition(record(memo, pres, Verb.ACCEPT, HUMAN), custody=CUSTODY))
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sent: list[dict] = []
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assert outbox.drain(sent.append) == 2
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assert outbox.counts_by_class() == {
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EventClass.PRESENTATION.value: 1,
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EventClass.DISPOSITION.value: 1,
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}
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assert all("type" in e and "data" in e for e in sent)
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def test_heartbeat_is_an_ordinary_event_with_the_same_envelope():
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hb = heartbeat(EventClass.DISPOSITION)
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env = hb.as_envelope()
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assert env["type"] == "audit-core.heartbeat"
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assert env["data"] == {
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"class": "informed-decision.disposition",
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"assertion": "nothing-to-report",
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}
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