Make the LLDAP export report its own completeness
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The exporter discovered groups by walking each user's memberships, so a group nobody belongs to never reached the snapshot, and a failed lookup was skipped by a `continue` under a comment claiming it was recorded in the incompatibility report. The run then emitted `result: "success"`. Add an optional `domain.GroupLister` capability and implement `ListGroups` on the LLDAP adapter as a direct group-subtree search, kept off `UserRepository` because the OIDC layer never enumerates the directory. Record `groupEnumeration` on every result and a `Complete()` predicate over it; abort rather than write a smaller snapshot when the enumeration fails; report a failed per-user lookup on the fallback path; emit `partial` telemetry and name the mode from the CLI. Reading the adapter to write this surfaced a defect the assessment had not listed: `LookupGroups` never populated `Group.Members`, and the exporter built every membership from that field, so against a real directory the `memberships` block was always empty while the fixture-backed tests passed. Memberships on the fallback path now come from the user/group pair actually observed. Sort users, groups and memberships so an unchanged directory exports identically. Closes G05 of the scope/intent assessment. Co-Authored-By: Claude Opus 5 <noreply@anthropic.com> Claude-Session: https://claude.ai/code/session_012WAsfsfQmDu4vcBhiMcmQp Assistant: claude-code Assistant-Model: opus Assistant-Process: 867844@bnt-lap001 Assistant-Session: 3d45905e-0016-4b49-b828-231406881f7b
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parent
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9 changed files with 538 additions and 43 deletions
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@ -52,8 +52,13 @@ func main() {
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os.Exit(1)
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}
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fmt.Fprintf(os.Stdout, "Exported %d users, %d groups to %s\n",
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len(result.Users), len(result.Groups), *output)
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fmt.Fprintf(os.Stdout, "Exported %d users, %d groups to %s (group enumeration: %s)\n",
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len(result.Users), len(result.Groups), *output, result.GroupEnumeration)
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if result.GroupEnumeration != lldapexport.EnumerationDirectory {
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fmt.Fprintln(os.Stderr,
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"lldap-export: groups were derived from user memberships; groups with no members are absent")
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}
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if len(result.IncompatibilityReport) > 0 {
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fmt.Fprintln(os.Stderr, "Incompatibility report:")
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@ -175,6 +175,47 @@ func (a *LDAPAdapter) LookupGroups(ctx context.Context, userDN string) ([]domain
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return groups, nil
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}
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// ListGroups returns every group in the LLDAP group subtree with its members
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// populated, independently of any user's membership. Export tooling needs this
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// to enumerate empty and unreferenced groups, which a (member=DN) search by
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// construction cannot see.
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func (a *LDAPAdapter) ListGroups(ctx context.Context) ([]domain.Group, error) {
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conn, err := a.dial()
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if err != nil {
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return nil, err
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}
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defer conn.Close()
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req := ldap.NewSearchRequest(
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a.cfg.groupBaseDN(),
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ldap.ScopeWholeSubtree,
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ldap.NeverDerefAliases,
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0, 0, false,
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"(|(objectClass=groupOfNames)(objectClass=groupOfUniqueNames))",
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[]string{"dn", "cn", "description", "member", "uniqueMember"},
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nil,
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)
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result, err := conn.Search(req)
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if err != nil {
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return nil, fmt.Errorf("lldap: list groups search: %w", err)
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}
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groups := make([]domain.Group, 0, len(result.Entries))
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for _, entry := range result.Entries {
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members := entry.GetAttributeValues("member")
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if len(members) == 0 {
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members = entry.GetAttributeValues("uniqueMember")
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}
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groups = append(groups, domain.Group{
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ID: entry.DN,
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Name: entry.GetAttributeValue("cn"),
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Description: entry.GetAttributeValue("description"),
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Members: members,
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})
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}
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return groups, nil
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}
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// ListUsers returns all user records from the LLDAP directory.
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// It performs an LDAP search with filter (objectClass=inetOrgPerson) to list every user,
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// then validates each against the canonical LDAP schema.
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@ -388,3 +429,9 @@ func validationSummary(r validator.Report) string {
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}
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return strings.Join(msgs, "; ")
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}
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// Compile-time checks: the adapter satisfies the directory contracts it claims.
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var (
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_ domain.UserRepository = (*LDAPAdapter)(nil)
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_ domain.GroupLister = (*LDAPAdapter)(nil)
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)
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@ -3,6 +3,7 @@ package lldap_test
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import (
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"context"
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"errors"
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"strings"
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"testing"
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"github.com/go-ldap/ldap/v3"
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@ -427,3 +428,69 @@ func TestValidatePassword_UserNotFound(t *testing.T) {
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t.Error("expected false for non-existent user")
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}
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}
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// ---------------------------------------------------------------------------
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// ListGroups (KEY-WP-0018)
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// ---------------------------------------------------------------------------
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// ListGroups must search the group subtree directly rather than by membership,
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// so that groups nobody belongs to are returned, and it must populate Members —
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// LookupGroups leaves that field empty, which silently emptied every export.
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func TestLDAPAdapter_ListGroups_ReturnsAllGroupsWithMembers(t *testing.T) {
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var gotFilter, gotBase string
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conn := &mockConn{
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searchFn: func(req *ldap.SearchRequest) (*ldap.SearchResult, error) {
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gotFilter, gotBase = req.Filter, req.BaseDN
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return &ldap.SearchResult{Entries: []*ldap.Entry{
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{
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DN: "cn=admins,ou=groups,dc=netkingdom,dc=local",
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Attributes: []*ldap.EntryAttribute{
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{Name: "cn", Values: []string{"admins"}},
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{Name: "description", Values: []string{"Administrators"}},
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{Name: "member", Values: []string{"uid=alice,ou=people,dc=netkingdom,dc=local"}},
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},
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},
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{
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DN: "cn=orphans,ou=groups,dc=netkingdom,dc=local",
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Attributes: []*ldap.EntryAttribute{
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{Name: "cn", Values: []string{"orphans"}},
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},
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},
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}}, nil
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},
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}
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adapter := lldap.NewForTest(testConfig(), func(string) (lldap.LDAPConn, error) { return conn, nil })
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groups, err := adapter.ListGroups(context.Background())
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if err != nil {
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t.Fatalf("ListGroups returned error: %v", err)
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}
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if len(groups) != 2 {
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t.Fatalf("want 2 groups, got %d: %+v", len(groups), groups)
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}
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if groups[0].Name != "admins" || len(groups[0].Members) != 1 {
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t.Errorf("first group not mapped with members: %+v", groups[0])
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}
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if len(groups[1].Members) != 0 {
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t.Errorf("member-less group should have no members: %+v", groups[1])
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}
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if strings.Contains(gotFilter, "member=") {
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t.Errorf("ListGroups must not filter by membership, filter was %q", gotFilter)
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}
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if !strings.Contains(gotBase, "ou=groups") {
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t.Errorf("ListGroups should search the group subtree, base was %q", gotBase)
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}
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}
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func TestLDAPAdapter_ListGroups_PropagatesSearchError(t *testing.T) {
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conn := &mockConn{
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searchFn: func(*ldap.SearchRequest) (*ldap.SearchResult, error) {
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return nil, errors.New("ldap: server unavailable")
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},
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}
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adapter := lldap.NewForTest(testConfig(), func(string) (lldap.LDAPConn, error) { return conn, nil })
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if _, err := adapter.ListGroups(context.Background()); err == nil {
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t.Fatal("expected an error when the group search fails, got nil")
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}
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}
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@ -29,3 +29,15 @@ const ErrUserNotFound = userNotFound("user not found")
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type userNotFound string
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func (e userNotFound) Error() string { return string(e) }
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// GroupLister is an optional capability of a UserRepository: enumerating every
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// group in the directory independently of any user's membership. Migration and
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// export tooling needs it to prove a snapshot is complete — a group nobody
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// belongs to is invisible to LookupGroups. It is deliberately separate from
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// UserRepository because the OIDC layer never enumerates the directory.
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type GroupLister interface {
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// ListGroups returns every group in the directory with its members
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// populated. An error means the enumeration is incomplete; callers must
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// not treat a partial result as a full snapshot.
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ListGroups(ctx context.Context) ([]Group, error)
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}
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@ -7,6 +7,7 @@ import (
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"context"
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"fmt"
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"os"
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"sort"
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"time"
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"gopkg.in/yaml.v3"
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@ -16,14 +17,40 @@ import (
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"keycape/internal/validator"
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)
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// Group enumeration modes recorded on an ExportResult. They are the export's
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// own statement about how much of the directory it could see.
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const (
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// EnumerationDirectory means every group was read from the directory,
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// so groups nobody belongs to are present in the snapshot.
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EnumerationDirectory = "directory"
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// EnumerationMembershipDerived means groups were discovered by walking
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// each user's memberships. Empty and unreferenced groups are absent by
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// construction; such a snapshot is not a complete directory export.
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EnumerationMembershipDerived = "membership-derived"
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)
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// ExportResult is the structured output of a single export run.
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type ExportResult struct {
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Users []domain.User `yaml:"users"`
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Groups []domain.Group `yaml:"groups"`
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Memberships []domain.Membership `yaml:"memberships"`
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ExportedAt time.Time `yaml:"exportedAt"`
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ProfileVersion string `yaml:"profileVersion"`
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IncompatibilityReport []string `yaml:"incompatibilityReport,omitempty"`
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Users []domain.User `yaml:"users"`
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Groups []domain.Group `yaml:"groups"`
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Memberships []domain.Membership `yaml:"memberships"`
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ExportedAt time.Time `yaml:"exportedAt"`
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// GroupEnumeration is EnumerationDirectory or EnumerationMembershipDerived.
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// It is written unconditionally: a consumer must not have to infer from an
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// absent field whether the snapshot covers the whole directory.
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GroupEnumeration string `yaml:"groupEnumeration"`
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ProfileVersion string `yaml:"profileVersion"`
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IncompatibilityReport []string `yaml:"incompatibilityReport,omitempty"`
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}
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// Complete reports whether the run enumerated the whole directory and read
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// every entry it attempted. Only a complete run may be described as a full
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// directory snapshot.
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func (r *ExportResult) Complete() bool {
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return r.GroupEnumeration == EnumerationDirectory && len(r.IncompatibilityReport) == 0
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}
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// Exporter reads from a UserRepository, validates, and writes canonical-export.yaml.
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@ -52,29 +79,16 @@ func (e *Exporter) Export(ctx context.Context, outputFile string) (*ExportResult
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return nil, fmt.Errorf("lldapexport: list users: %w", err)
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}
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// 2. List all groups by looking up groups for each user's DN.
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// Since UserRepository.LookupGroups takes a userDN, we collect groups
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// from all users and deduplicate by group ID.
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groupMap := make(map[string]domain.Group)
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for _, u := range users {
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userGroups, err := e.repo.LookupGroups(ctx, u.ID)
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if err != nil {
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// Non-fatal: log in incompatibility report.
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continue
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}
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for _, g := range userGroups {
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if _, seen := groupMap[g.ID]; !seen {
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groupMap[g.ID] = g
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}
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}
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}
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groups := make([]domain.Group, 0, len(groupMap))
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for _, g := range groupMap {
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groups = append(groups, g)
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// 2. Enumerate groups. A directory-wide enumeration is the only way to
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// see groups nobody belongs to, so prefer it and fall back to walking
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// user memberships only when the repository cannot provide one.
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groups, memberships, enumeration, readErrs, err := e.enumerateGroups(ctx, users)
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if err != nil {
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return nil, err
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}
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// 3. Validate each user against the canonical LDAP schema.
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var incompatibilities []string
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incompatibilities := readErrs
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validatedUsers := make([]domain.User, 0, len(users))
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for _, u := range users {
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snap := validator.Snapshot{Users: []domain.User{u}}
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@ -96,16 +110,16 @@ func (e *Exporter) Export(ctx context.Context, outputFile string) (*ExportResult
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validatedUsers = append(validatedUsers, u)
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}
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// 4. Build memberships from group member lists.
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var memberships []domain.Membership
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for _, g := range groups {
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for _, memberID := range g.Members {
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memberships = append(memberships, domain.Membership{
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UserID: memberID,
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GroupID: g.ID,
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})
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// 4. Order every collection on a stable key so an unchanged directory
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// exports byte-identically across runs.
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sort.Slice(validatedUsers, func(i, j int) bool { return validatedUsers[i].ID < validatedUsers[j].ID })
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sort.Slice(groups, func(i, j int) bool { return groups[i].ID < groups[j].ID })
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sort.Slice(memberships, func(i, j int) bool {
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if memberships[i].GroupID != memberships[j].GroupID {
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return memberships[i].GroupID < memberships[j].GroupID
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}
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}
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return memberships[i].UserID < memberships[j].UserID
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})
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// 5. Build ExportResult.
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result := &ExportResult{
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@ -113,16 +127,23 @@ func (e *Exporter) Export(ctx context.Context, outputFile string) (*ExportResult
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Groups: groups,
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Memberships: memberships,
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ExportedAt: time.Now().UTC(),
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GroupEnumeration: enumeration,
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ProfileVersion: "0.1",
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IncompatibilityReport: incompatibilities,
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}
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// 6. Emit migration_event telemetry.
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// 6. Emit migration_event telemetry. A snapshot that skipped an entry or
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// could not enumerate the directory is reported as partial — calling it
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// a success is what let an incomplete export pass unnoticed.
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outcome := "partial"
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if result.Complete() {
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outcome = "success"
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}
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e.emitter.Emit(ctx, telemetry.Event{
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Timestamp: time.Now().UTC(),
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EventType: telemetry.EventMigration,
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Endpoint: "lldap-export",
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Result: "success",
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Result: outcome,
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})
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// 7. Write YAML to output file.
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@ -136,3 +157,55 @@ func (e *Exporter) Export(ctx context.Context, outputFile string) (*ExportResult
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return result, nil
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}
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// enumerateGroups returns the directory's groups and memberships, the
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// enumeration mode that produced them, and any read failures to record in the
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// incompatibility report.
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//
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// A failed directory enumeration is fatal: the caller asked for the whole
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// directory and cannot be handed a silently smaller one. A failed per-user
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// lookup in the fallback path is reported rather than fatal, because the
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// fallback is already known to be incomplete and the report is where that is
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// stated.
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func (e *Exporter) enumerateGroups(ctx context.Context, users []domain.User) (
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groups []domain.Group, memberships []domain.Membership, enumeration string, readErrs []string, err error,
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) {
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if lister, ok := e.repo.(domain.GroupLister); ok {
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groups, err = lister.ListGroups(ctx)
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if err != nil {
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return nil, nil, "", nil, fmt.Errorf("lldapexport: list groups: %w", err)
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}
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for _, g := range groups {
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for _, memberID := range g.Members {
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memberships = append(memberships, domain.Membership{UserID: memberID, GroupID: g.ID})
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}
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}
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return groups, memberships, EnumerationDirectory, nil, nil
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}
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readErrs = append(readErrs, "export incomplete: the directory adapter cannot enumerate groups, "+
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"so groups with no members are absent from this snapshot")
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groupMap := make(map[string]domain.Group)
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for _, u := range users {
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userGroups, lookupErr := e.repo.LookupGroups(ctx, u.ID)
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if lookupErr != nil {
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readErrs = append(readErrs,
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fmt.Sprintf("user %q group lookup failed, memberships omitted: %v", u.Username, lookupErr))
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continue
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}
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for _, g := range userGroups {
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if _, seen := groupMap[g.ID]; !seen {
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groupMap[g.ID] = g
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}
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// Derive the membership from the pair actually observed. The
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// group's own Members list is not populated on this path.
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memberships = append(memberships, domain.Membership{UserID: u.ID, GroupID: g.ID})
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}
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}
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groups = make([]domain.Group, 0, len(groupMap))
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for _, g := range groupMap {
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groups = append(groups, g)
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}
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return groups, memberships, EnumerationMembershipDerived, readErrs, nil
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}
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@ -2,8 +2,10 @@ package lldapexport_test
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import (
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"context"
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"errors"
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"os"
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"path/filepath"
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"strings"
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"testing"
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"keycape/internal/domain"
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@ -74,10 +76,10 @@ func validUser() domain.User {
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func validGroup() domain.Group {
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return domain.Group{
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ID: "cn=admins,ou=groups,dc=example,dc=local",
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Name: "admins",
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ID: "cn=admins,ou=groups,dc=example,dc=local",
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Name: "admins",
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Description: "Admin group",
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Members: []string{"uid=alice,ou=users,dc=example,dc=local"},
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Members: []string{"uid=alice,ou=users,dc=example,dc=local"},
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}
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}
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@ -233,3 +235,167 @@ func TestExporter_Export_ProfileVersion(t *testing.T) {
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t.Errorf("expected ProfileVersion 0.1, got %q", result.ProfileVersion)
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}
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}
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// ---------------------------------------------------------------------------
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// Completeness evidence (KEY-WP-0018)
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// ---------------------------------------------------------------------------
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// listerRepo is a mockRepo that can also enumerate the directory's groups,
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// like the real LLDAP adapter. listErr makes that enumeration fail.
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type listerRepo struct {
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mockRepo
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allGroups []domain.Group
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listErr error
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}
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func (l *listerRepo) ListGroups(_ context.Context) ([]domain.Group, error) {
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if l.listErr != nil {
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return nil, l.listErr
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}
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return l.allGroups, nil
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}
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|
||||
var _ domain.GroupLister = (*listerRepo)(nil)
|
||||
|
||||
// failingLookupRepo has no ListGroups, so the exporter falls back to walking
|
||||
// memberships — and every lookup on that path fails.
|
||||
type failingLookupRepo struct{ mockRepo }
|
||||
|
||||
func (f *failingLookupRepo) LookupGroups(_ context.Context, _ string) ([]domain.Group, error) {
|
||||
return nil, errors.New("ldap: connection reset")
|
||||
}
|
||||
|
||||
func exportWith(t *testing.T, repo domain.UserRepository) (*lldapexport.ExportResult, *capEmitter) {
|
||||
t.Helper()
|
||||
em := &capEmitter{}
|
||||
outFile := filepath.Join(t.TempDir(), "export.yaml")
|
||||
exp := lldapexport.New(repo, validator.ModeProvisioning, em)
|
||||
result, err := exp.Export(context.Background(), outFile)
|
||||
if err != nil {
|
||||
t.Fatalf("Export returned error: %v", err)
|
||||
}
|
||||
return result, em
|
||||
}
|
||||
|
||||
// A group nobody belongs to is invisible to a membership walk, which is the
|
||||
// completeness defect the directory enumeration exists to fix.
|
||||
func TestExporter_Export_IncludesGroupWithNoMembers(t *testing.T) {
|
||||
empty := domain.Group{ID: "cn=orphans,ou=groups,dc=example,dc=local", Name: "orphans"}
|
||||
repo := &listerRepo{
|
||||
mockRepo: mockRepo{users: []domain.User{validUser()}},
|
||||
allGroups: []domain.Group{validGroup(), empty},
|
||||
}
|
||||
|
||||
result, _ := exportWith(t, repo)
|
||||
|
||||
if result.GroupEnumeration != lldapexport.EnumerationDirectory {
|
||||
t.Fatalf("group enumeration: want %q, got %q",
|
||||
lldapexport.EnumerationDirectory, result.GroupEnumeration)
|
||||
}
|
||||
found := false
|
||||
for _, g := range result.Groups {
|
||||
if g.ID == empty.ID {
|
||||
found = true
|
||||
}
|
||||
}
|
||||
if !found {
|
||||
t.Errorf("empty group %q missing from export: %+v", empty.ID, result.Groups)
|
||||
}
|
||||
if !result.Complete() {
|
||||
t.Errorf("expected a complete export, report: %v", result.IncompatibilityReport)
|
||||
}
|
||||
}
|
||||
|
||||
// A directory enumeration that fails cannot be downgraded to a partial
|
||||
// snapshot: the caller asked for the whole directory.
|
||||
func TestExporter_Export_GroupEnumerationFailureIsFatal(t *testing.T) {
|
||||
repo := &listerRepo{
|
||||
mockRepo: mockRepo{users: []domain.User{validUser()}},
|
||||
listErr: errors.New("ldap: search failed"),
|
||||
}
|
||||
|
||||
outFile := filepath.Join(t.TempDir(), "export.yaml")
|
||||
exp := lldapexport.New(repo, validator.ModeProvisioning, &capEmitter{})
|
||||
if _, err := exp.Export(context.Background(), outFile); err == nil {
|
||||
t.Fatal("expected an error when group enumeration fails, got nil")
|
||||
}
|
||||
if _, err := os.Stat(outFile); !os.IsNotExist(err) {
|
||||
t.Error("no snapshot file should be written when the directory could not be enumerated")
|
||||
}
|
||||
}
|
||||
|
||||
// The fallback path must say it is a fallback, and say which users it skipped.
|
||||
func TestExporter_Export_FallbackReportsIncompleteness(t *testing.T) {
|
||||
repo := &failingLookupRepo{mockRepo: mockRepo{users: []domain.User{validUser()}}}
|
||||
|
||||
result, em := exportWith(t, repo)
|
||||
|
||||
if result.GroupEnumeration != lldapexport.EnumerationMembershipDerived {
|
||||
t.Errorf("group enumeration: want %q, got %q",
|
||||
lldapexport.EnumerationMembershipDerived, result.GroupEnumeration)
|
||||
}
|
||||
if result.Complete() {
|
||||
t.Error("a membership-derived export with a failed lookup must not report itself complete")
|
||||
}
|
||||
if !reportMentions(result.IncompatibilityReport, "group lookup failed") {
|
||||
t.Errorf("failed lookup not reported: %v", result.IncompatibilityReport)
|
||||
}
|
||||
if !reportMentions(result.IncompatibilityReport, "export incomplete") {
|
||||
t.Errorf("fallback enumeration not reported: %v", result.IncompatibilityReport)
|
||||
}
|
||||
for _, ev := range em.events {
|
||||
if ev.EventType == telemetry.EventMigration && ev.Result != "partial" {
|
||||
t.Errorf("telemetry result: want %q, got %q", "partial", ev.Result)
|
||||
}
|
||||
}
|
||||
}
|
||||
|
||||
// An unchanged directory must export byte-identically, whatever order the
|
||||
// backend and Go's map iteration happen to produce.
|
||||
func TestExporter_Export_IsDeterministic(t *testing.T) {
|
||||
users := []domain.User{
|
||||
{ID: "uid=zoe,ou=users,dc=example,dc=local", Username: "zoe", DisplayName: "Zoe", Email: "zoe@example.com", Enabled: true},
|
||||
validUser(),
|
||||
}
|
||||
groups := []domain.Group{
|
||||
{ID: "cn=zeta,ou=groups,dc=example,dc=local", Name: "zeta", Members: []string{users[0].ID, users[1].ID}},
|
||||
{ID: "cn=alpha,ou=groups,dc=example,dc=local", Name: "alpha", Members: []string{users[0].ID}},
|
||||
}
|
||||
|
||||
var first string
|
||||
for run := 0; run < 3; run++ {
|
||||
repo := &listerRepo{mockRepo: mockRepo{users: users}, allGroups: groups}
|
||||
result, _ := exportWith(t, repo)
|
||||
|
||||
var got []string
|
||||
for _, g := range result.Groups {
|
||||
got = append(got, "g:"+g.ID)
|
||||
}
|
||||
for _, m := range result.Memberships {
|
||||
got = append(got, "m:"+m.GroupID+"/"+m.UserID)
|
||||
}
|
||||
for _, u := range result.Users {
|
||||
got = append(got, "u:"+u.ID)
|
||||
}
|
||||
joined := strings.Join(got, "\n")
|
||||
if run == 0 {
|
||||
first = joined
|
||||
continue
|
||||
}
|
||||
if joined != first {
|
||||
t.Fatalf("export order differs between runs:\nfirst:\n%s\nrun %d:\n%s", first, run, joined)
|
||||
}
|
||||
}
|
||||
if !strings.Contains(first, "g:cn=alpha,ou=groups,dc=example,dc=local\ng:cn=zeta") {
|
||||
t.Errorf("groups are not sorted by ID:\n%s", first)
|
||||
}
|
||||
}
|
||||
|
||||
func reportMentions(report []string, substr string) bool {
|
||||
for _, entry := range report {
|
||||
if strings.Contains(entry, substr) {
|
||||
return true
|
||||
}
|
||||
}
|
||||
return false
|
||||
}
|
||||
|
|
|
|||
Loading…
Add table
Add a link
Reference in a new issue