--- id: netkingdom-security-layer-model-v0.8 type: standard title: "NetKingdom Security Layer Model v0.8" domain: netkingdom status: proposed version: "0.8" supersedes: canon/standards/security-layer-model_v0.7.md owner: gate-house publication_owner: net-kingdom created: "2026-08-28" updated: "2026-09-09" last_reviewed: "2026-09-09" review_interval: 3m source_revision: "gate-house@516ed4e" standard_token: security-layer-model_v0.8 # "assented_by" records assent to a BOUNDARY, given at the version named. # It is not assent to the current text. Revision reviews are listed in §14. assented_by: - "flex-auth FLEX-DEC-2026-001" - "kings-guard KG-DEC-2026-001" - "ops-warden ADR-0010" - "audit-core AUDIT-IN-0001, and v0.4 review with three findings" - "flex-auth FLEX-DEC-2026-002 (v0.4, §9.3 contested)" - "kings-guard v0.4 review, four findings" - "ops-warden 2026-08-29 v0.4 review, three findings" - "kings-guard v0.6 review, four findings; KG-DEC-2026-002 (§9.5 boundary)" - "ops-warden v0.6 review, two findings" - "access-engine FLEX-DEC-2026-003 (v0.6), five findings and two answers" - "audit-core v0.6 review, three findings" related: - canon/standards/security-zones_v0.1.md - canon/standards/tenancy-posture_v0.1.md - canon/standards/credential-management_v0.2.md - gate-house/decisions/decisions.md - net-kingdom/history/2026-08-29-layering-standard-assessment.md - gate-house/history/2026-08-28-security-layer-model-and-gate-house-recut.md --- # NetKingdom Security Layer Model v0.8 ## 1. Purpose This standard states how NetKingdom's IT-security estate is layered, and what each layer may and may not do. It answers one question: > **Given a repository, which layer is it in, and what does that permit it to > own?** The layers are distinguished by **determinism** and by **the kind of artifact the layer produces**, not by technical tier, deployment topology, or team. It is not an org chart, not a network model, not a deployment topology, and not a dependency graph. It does not assign work, and it does not replace any repository's boundary contract; it constrains what such a contract may claim. **What changed in v0.8.** v0.7 was accepted, and eight rulings were made against it in the eight days that followed. Each was correctly kept out of the accepted text; together they are a version. Three correct a rule that was unsafe or unfalsifiable as written. §9.7.3 stated that the action precedes consumption, which leaves the compare-and-swap able to prevent only the second *record* and never the second *side effect* — single consumption was theatre. §9.5's boundary with posture rested on volatility, which describes the two categories without partitioning them. §6.4 let `unknown` resolve permissively, which makes being unclassifiable a privilege escalation requiring no credential. Three close a gap between rules already made. §6.4 gains validation by owning layer and the rule that correspondence between two artifacts is established by identity rather than translation. §11 gains an emission-guarantee declaration, so `GH-IN-0001` cannot recur unnoticed. §13.1 gains three rows, a scoping axis, a coverage figure, and an honest statement of what it cannot answer. Nine more corrections landed during circulation, listed as §15 items 12–20 and dispositioned in `gate-house/docs/conformance/2026-09-06-v08-assent-round.md`. The load-bearing one is §6.4 obligation 1: a PEP must be able to *attribute* a decision to `access-engine`, and no digest comparison does that. Fail-closed protects against a decision point that is absent, not against one that lies. One is a defect of the same kind this standard has now corrected repeatedly: §17 stated that emission-cadence ownership was unassigned and unassented after it had been assigned and both owners had accepted. And §11 and §12 gain the general form of the failure that produced it — six instances in one week, across four repositories, of a repository acting on a derived summary rather than the authoritative body. Four were self-reported and one was committed by the repository proposing the rule, which is the argument that the publishing shape makes the error the default rather than that four repositories were careless. §15 records the change list. Section numbers are unchanged: the estate cites them. **What changed in v0.7.** v0.6 announced a rule it never wrote: §1 and §15 said the standard separates human and agent principals inside Staff, and §3.4 was byte-identical to v0.5. `kings-guard` found it and put it correctly — *a rule stated about a standard in its own change log is not a rule*, which is §11's own principle turned on the standard. §3.4 is now written. The rest are collisions between rules written for the clean case: §6.4's first obligation forbade what its third obligation blesses, and its second forbade the session-bound allow §9.7.1 permits. §9.4's atomicity was described as closing a threat it does not close. §19 graded the document it lived in. And §20 records the interaction boundary with Railiance operations, on definitions from `railiance-master` rather than inference. §15 records the change list. **What changed in v0.6.** An independent assessment against industry practice (`net-kingdom/history/2026-08-29-layering-standard-assessment.md`) found the model sound as a layering constitution and incomplete as a *self-healing* one: cognition, authority, and execution are specified, but the two verbs that close a healing loop — observe in production and actuate through a deterministic surface — are pending, and one is unstaffed. It also found the Engine layer untyped, so that "we need an engine for X" drifts toward "X now decides", and the enforcement point unnamed. v0.6 types the engines (§3.3), names the enforcement point (§6.4), replaces the containment assignment with an actuation surface held at zero (§9.2), separates human and agent principals inside Staff (§3.4), puts time into the model (§9.7), requires the Taxonomy artifacts that make §6.2 compileable rather than reviewable (§17), and composes the sibling standards it had only cited (§18). Section numbers below §14 are unchanged: the estate cites them. **What changed in v0.5.** All four reviewing repositories returned findings on v0.4, and one contested a rule. §9.3 was wrong: it collapsed *engine reachable but degraded* with *engine not reachable at all*, and the second case has no evaluator in the path to express anything. §9.1 collapsed *no route exists* with *route exists under a declared gap*, which would have forced a false "pending" onto a production capability. §11 claimed mechanical checkability for a rule that cannot be checked in prose. §13 filed two opposite conformance states in one table and recorded proposed owners as owners. §9.6 needed the load-bearing distinction it implied but never drew. §15 records the change list. **What changed in v0.4.** `audit-core` assented to the approval evidence half and corrected the rationale twice. v0.3 rested §9.4 on that repository's INTENT principle 6, which is an aspiration; the shipped bound in its `docs/integrity.md` is weaker and conditional. More consequentially, no append-only archive can prove **omission at source** — a suppressed revocation leaves the chain intact — which is now stated as an estate-wide doctrine constraint (§9.6) rather than left implicit. `audit-core` was also referenced as an owner in v0.3 without appearing in the §4 catalog at all; it is catalogued here, as an Engine, on its own declaration. §15 records the change list. **What changed in v0.3.** Two engines were seeded to own concepts v0.2 recorded as unowned: `approval-engine` takes the approval object that §13 left homeless, and `maturity-engine` takes graded progression — closing a §9.1 defect in gate-house's own catalog claim, which asserted conformance review with no engine to act through. §15 records the change list. v0.3 is **proposed**: the two new engines are seeded by owner direction and have no other side to assent yet, and the evidence half of the approval split needs `audit-core`'s assent. **What changed in v0.2.** v0.1 was assented to by all three repositories whose boundaries moved, and each returned a finding. v0.1 had one lane for a Staff repository that legitimately touches Tooling — read-only diagnostics — which is narrower than the estate as it actually stands, and a rule with no lane for a real sanctioned case is satisfied by relabelling rather than by closing the gap. v0.1 also catalogued a capability (§4, containment) that §5 forbade discharging, and applied its reconstructability test to engines but not to the doctrine gate-house feeds them. §15 records the full change list. ## 2. Authority and conformance | Fact or rule | Authority | | --- | --- | | The layers, their definitions, and the rules between them | This standard, owned by gate-house | | Which layer a given repository is in | This standard, §4 catalog | | What a repository owns within its layer | That repository's `INTENT.md` and boundary contract | | Whether a specific request is permitted | `access-engine` — never this standard | | Whether a Tooling contact is sanctioned | The declaring repository, under the shapes in §5, reviewable by gate-house | | Security doctrine and invariants | gate-house | | Publication | net-kingdom canon | | Whether an invariant is *watched in practice* | the observing repository's own report — never this standard, and never §12's diagram | A repository conforms when its `INTENT.md` declares its layer, its claims fall within that layer's permissions (§3), and its Tooling contacts take one of the sanctioned shapes in §5 or are declared as gaps under §5.3. **No estate argument may cite observation that has not happened.** §12 lists `kings-guard` against the loop's fourth step, and that repository has reported that it has never observed a real event. Until it reports otherwise, no assessment, review, or decision in this estate may treat an invariant as being watched in practice on the strength of the diagram. Lifted here from §12 so it cannot be lost in a summary. ## 3. The layers | Layer | Character | Produces | Deterministic | | --- | --- | --- | --- | | **Taxonomy** | cross-cutting language | terms, semantic contracts, standards | n/a — describes | | **Tooling** | infrastructure and state | data structures, persistence | yes | | **Engines** | interfaces for a modeled concept | APIs, contracts | yes | | **Staff** | management, operations, change, controlling | specifications, decisions, workplans, tasks | **no** | ### 3.1 Taxonomy Cross-cutting language. Taxonomy repositories define terms and semantic contracts so the other layers interoperate without integration by interpretation. They own no runtime position and no state any layer depends on. `info-tech-canon` holds ecosystem-wide semantic contracts. NetKingdom-specific security architecture — including this standard — is net-kingdom canon's. ### 3.2 Tooling Deterministic infrastructure: data structures, persistence, and the consistent, performant, scalable keeping of state. Much of it is third-party. ### 3.3 Engines Deterministic APIs for a modeled concept — a user, a tenant, a zone, a secret, an access rule. An engine's defining property is that **the same authoritative input state yields the same result**. Engines are where the estate's deterministic guarantees live, and therefore where every enforcement boundary MUST sit. A repository whose core function is inference or judgment fails this test by construction and is Staff, however much of its work happens at runtime. **Engines are typed.** "Engine" is one layer but four roles, and collapsing them hides different failure modes. Every §4 Engine row carries a role: | Role | Meaning | Outage means | | --- | --- | --- | | **PDP** | renders the authorization decision — `access-engine`, and only it (§6) | consumer residue (§9.3) | | **PIP** | supplies facts a decision consumes as claims — user, tenant, zone, approval, maturity | input degradation, engine's own fallback (§9.3) | | **Evidence** | records what happened and proves integrity of what it holds — `audit-core` | MUST NOT block the operation being recorded — a default, not a property; see below | | **Lifecycle** | a deterministic API over Tooling it owns — `secrets-engine` | the owning engine's failure semantics | The roles are why *"we need an engine for X"* does not mean *"X now decides"*. A new engine is a PIP unless this standard is amended to say otherwise, and §6 means it can never be a second PDP. The Evidence row's outage rule is an estate **trade**, not a property of evidence engines. Choosing availability there means accepting that a compromised source can suppress a record and that detection is the answer (§9.6). The opposite shape — *do not proceed unless an independent custodian already holds the record* — is the only one that puts evidence outside the actor's blast radius **before** the act. The estate has not needed it, so it is not ruled out by a table cell: an operation whose control genuinely requires independent recording before effect is a declared exception, raised when needed. Raised by `audit-core` against its own row. The industry vocabulary is deliberately mirrored here — PDP, PIP, PEP as in NIST ZTA and XACML — because it is how the estate talks to the outside and how a PEP is stopped from quietly becoming a PDP. The determinism cut in §3 stays primary where the two disagree. ### 3.4 Staff Interactive and non-deterministic. Staff is the management layer: operations, change, innovation, and controlling. It works through agentic capability — assistants and autonomous agents — and its artifacts are specifications, decisions, workplans, and tasks. Staff repositories MUST NOT hold state that another layer depends on at runtime, and MUST NOT render or cache any decision an Engine is responsible for. Acting at runtime does not make a repository an Engine. Being agentic makes it Staff, and §5 governs how it acts. **Two principals, one layer.** Humans and agents are both non-deterministic and both Staff, so they share the layer's permissions. They do not share blast radius. Four rules bind the agent principal specifically: 1. **No standing credential.** An agent holds no long-lived credential of its own. Authority is issued per task, time-bounded under §9.7, and attributable to the principal on whose behalf it acts. 2. **Tool use is a conduit or an Engine API.** An agent acts through §5.2 — the owner's tool under the caller's identity, presenting no authority of its own — or through an engine. There is no third route. Tool availability is not permission: a callable tool means the operation exists, not that this actor may invoke it. 3. **Agent memory is not a state plane.** Agent memory, tool-call traces, and prompt caches are the agent's own. They MUST NOT become state another layer depends on at runtime unless catalogued as Tooling in §4, which subjects them to §5 like anything else, and to §5's sunset. 4. **Every agent action is reconstructable as the caller's action**, bounded by §9.6 — the archive shows the actions it received, not that it received all of them. Session semantics — session loops, tool policy, harness routing, model selection — are **not** governed here. They belong to `glas-harness` and its `rein-*` backends (§20). This standard governs what an agent may be authorized to do; `glas-harness` governs how an agent session is conducted. Rule 2 is the seam between them, and neither side may treat its own half as sufficient. v0.6 claimed these rules in its change log and did not write them. Found by `kings-guard`, which is the repository they bind hardest and which offered to assent to them sight-unseen. ## 4. Layer catalog | Repository | Layer | Role | Owns | | --- | --- | --- | --- | | `info-tech-canon` | Taxonomy | — | ecosystem-wide semantic contracts and terminology | | `net-kingdom` | Taxonomy | — | NetKingdom standards of record; publication | | `key-cape` | Tooling | — | packaged identity tooling; IAM profile; authentication | | `OpenBao` | Tooling | — | secret storage, leases, PKI, dynamic secret engines | | `user-engine` | Engine | PIP | users, accounts, memberships | | `tenant-engine` | Engine | PIP | tenant-as-an-entity facts | | `zone-engine` | Engine | PIP | zone identity and membership — offline reference conformance per its 2026-08-23 disposition | | `secrets-engine` | Engine | Lifecycle | credential abstraction, custody, lifecycle | | `audit-core` | Engine | Evidence | audit event custody, retention, integrity verification, export — explicitly not a decision point (§9.6) | | `access-engine` | Engine | **PDP** | **the policy decision** — the only decision point (§6) | | `approval-engine` | Engine | PIP | the approval object — durable, authenticated, consumable, atomically supersedable (§9.4) | | `maturity-engine` | Engine | PIP | graded progression against declared criteria and evidence; the gap register; capability readiness (§9.5) | | `gate-house` | Staff | — | security doctrine, authority context, curriculum; **conformance review — through `maturity-engine` (§9.5)** | | `ops-mason` | Staff | PEP-shaped | building and tearing down access routes and perimeters | | `ops-warden` | Staff | PEP-shaped | operational access lanes, stewardship, runbooks; SSH certificate issuance — **declared-gap** (§9.1, §13) | | `kings-guard` | Staff | — | adaptive defence and judgment; observation of Staff-reachable sources — identity and secret observation **pending**; **proposes** containment, which it does not own (§9.2) | | `whitehat-security` | Staff | — | offensive validation | An **actuation surface** — reduce authority, require step-up, isolate a workload — is catalogued nowhere because it does not exist. See §9.2: it is an Engine concept held at zero, not a Staff capability. `access-engine` is the ruled name for the repository currently called `flex-auth`; both denote the same authority until the governed rename completes. Execution conditions for that rename are recorded in its migration decision, not here. ## 5. The binding rule > **Staff never touches Tooling directly. It acts only through Engine APIs.** A Staff repository MUST NOT hold a direct client for a Tooling-layer system — no direct database connection, no direct OpenBao client, no direct cluster mutation — outside the shapes below. This is the architectural form of *no privilege from cognition*, and it is deliberately mechanically checkable. **Scope.** "Tooling-layer system" means a system catalogued as Tooling in §4. Infrastructure the estate runs but has not catalogued — the State Hub, `llm-connect`, and similar — is outside this rule, because a rule that silently covered them would put every Staff repository in undeclared violation on adoption day: they all write progress events. Such clients SHOULD be recorded in the repository's declaration as non-Tooling for completeness of the check, and the way to bring one under §5 is to catalogue it in §4, deliberately. Raised by `ops-warden`, which held clients for both and declined to resolve the scope question on gate-house's behalf. **The carve-out sunsets.** It is a pressure valve, and a valve left open becomes a second persistence plane under the Staff layer — which §3.4 forbids in spirit. Three rules bound it: every non-Tooling client MUST be listed in the repository's declaration; an uncatalogued store that another layer **reads** MUST, within two review intervals, either be catalogued as Tooling in §4 or be declared a gap under §5.3; and a Staff-owned event bus or memory store MUST NOT become the estate's de facto state plane. Today's instances are the State Hub and `llm-connect`; tomorrow's are agent memory, tool-call traces, and prompt caches (§3.4). Three shapes are sanctioned. Everything else is a violation. ### 5.1 Read-only diagnostic observation A Staff repository MAY read Tooling state for diagnostics where the owning engine exposes no equivalent. It MUST be declared in the repository's `INTENT.md`. It grants no write, and it is an engine gap to close, not a standing arrangement. ### 5.2 Conduit A Staff repository MAY run the **owner's** tool under the **caller's** identity, supplying no authority of its own. The test is the supplied-authority property: the conduit MUST NOT present its own credential, MUST NOT widen what the caller could already do, and MUST be reconstructable as the caller's action in audit. A conduit that presents its own token is not a conduit; it is §5.3 or a violation. This shape MUST be declared, and the no-authority property SHOULD be covered by a test. The reconstructability requirement is an audit-dependent claim and is therefore bounded by §9.6: the archive shows the conduit actions it received, not that it received all of them. ### 5.3 Declared engine gap Where a Staff repository must contact Tooling directly and no engine exposes the capability, it MUST declare the contact rather than take an exemption. A declared gap carries, machine-readably: | Field | Meaning | | --- | --- | | `capability` | what the contact does | | `intended_owner` | the engine that should own it | | `blocked_on` | why it cannot move today | | `review` | a date, not "when convenient" | A declared gap is **tracked non-conformance**, not conformance. It does not expire on its own and it is not a licence to add more. It exists because a rule offering no lane for a real sanctioned case gets satisfied by relabelling rather than by closing the gap — and a tracked gap is visible, whereas a relabelled one is not. Prior art: `ops-warden` runs equivalent machinery for delegated lanes (27 catalog entries carrying `delegation:`, queryable via `warden route gaps`), and has offered it as reusable. **No fourth "operator of third-party Tooling" shape.** It has been proposed, on the argument that someone must operate `OpenBao` and every operational necessity otherwise looks like a gap. Declined: §5.3 already sanctions the operation while keeping it visible, and a clean "operator" shape would convert a tracked gap into a permanent allowance — the relabelling failure this standard exists to prevent. A permanent operational necessity is a declared gap whose review interval keeps returning, which is the correct amount of friction. If the review becomes ceremonial, that is an argument for closing the gap, not for renaming it. ## 6. One decision point `access-engine` is the only policy decision point in NetKingdom. No other repository, in any layer, may render or cache authorization decisions. First ruled in `zone-engine/INTENT.md` §5 — *"flex-auth is the policy decision point. It stays the only one."* The failure mode, from the same source: *"It becomes a second decision point… it would arrive as a small convenience."* ### 6.1 Compiled data that determines an outcome is still deciding A registry, cache, or schema that resolves a result before the engine runs has decided early. Provenance MUST remain reconstructable from the engine's decision record. ### 6.2 Doctrine reaches the decision as an input, or it is not applied This rule binds gate-house on the same terms. **An authority ceiling, mandate constraint, or operating-mode restriction that determines an outcome MUST reach the decision either as an input claim on the request or as a rule in the versioned policy package**, so that its application is reconstructable from the decision record. Doctrine that influences outcomes by any other route is a second decision point wearing an author's hat. This is not a limit on gate-house's authorship; it is what keeps that authorship auditable at decision time. ### 6.3 No Staff repository may host a decision point A deterministic authority boundary inside a non-deterministic layer contradicts the invariant the estate is built on. gate-house was re-cut on this ground. ### 6.4 The enforcement point The standard has been precise about the decision and silent about the gate. A decision that nothing refuses to proceed without is advice. A **PEP** is any runtime that causes a protected side effect. It is a *shape*, not a repository: `ops-warden` issuing a certificate, `ops-mason` opening a route, and any protected system acting on a verdict are all PEP-shaped. Being PEP-shaped does not move a repository out of its layer. Five obligations, and they are normative: 1. **No side effect without a decision record, or a recorded stance.** A PEP MUST NOT perform the protected action unless it holds a decision from `access-engine` identifying the request it was rendered for, **or** its declared §9.3 stance for the applicable scope permits proceeding without one **and the application of that stance is recorded in place of the decision**. The second limb is stricter than silence, not looser: a fail-open result is metadata, never an absent record. `ops-warden` `ca.py` writes the zone, the failure mode, and a decision id present only where a decision was rendered. **Held is not attributed, and this obligation requires both.** The decision a PEP holds MUST be *attributable to* `access-engine`, not merely present and well-formed. Obligation 2's digest test establishes **which request** a decision was rendered for; it establishes nothing about **who rendered it**, and it cannot. Every input to that comparison is either sent by the caller or published: the request material is what the PEP transmitted, and the policy and registry digests are computable from a public repository. A responder knowing a published package id and version reproduces all of it and returns a well-formed allow, and each further digest published makes a forged envelope look more authenticated rather than less. **Fail-closed protects against a decision point that is absent, not against one that lies.** §9.3's whole apparatus — two failure cases, two owners, published stance maps — addresses absence. An unreachable PDP denies; a responder impersonating one allows. The asymmetry with obligation 5 is the sharp form: §9.4 requires the approval object to have durable, authenticated entries, so a PEP can validate the approval artifact's authenticity and cannot yet validate the decision artifact's. Obligation 5 is written over both halves of that pair and is today satisfiable for only one of them. This obligation is therefore **not discharged by a digest comparison**, and an implementer MUST NOT read obligation 2's mechanical test as discharging it. The channel is unauthenticated today — `flex-auth.decision-record.v1` carries no signature and pins serve plain HTTP — so the obligation stands with a declared gap in §13 rather than with a shipped mechanism, owner `access-engine` (`FLEX-DEC-2026-010`, `FLEX-WP-0024`). The signature scheme is the owner's under §17; the standard names the property, not the mechanism. A declared gap is honest; an unstated assumption inside a test called mechanical is not. Raised by `access-engine` against its own artifact, having recorded it as its own defect before reviewing this text; put the same way independently by `secrets-engine`, whose posture *"silently assumes the PDP is the PDP"*, and carried forward by `approval-engine`, which observed that an approval whose `pdp_digest` matches a **forged** decision matches perfectly. §16 had already recorded this observation one layer up, against this standard's own publication path having no digest, freeze, or rollback discipline. Applied to the artifact the standard regulates rather than to the standard, it is this paragraph: the gap was visible from inside and was recorded against the wrong artifact. v0.6's unqualified form made the shipped stance §9.3 sanctions into a violation — the same defect as v0.5's §9.1, a rule written for the clean case producing a false result on the adjacent case already sanctioned elsewhere. Raised by `ops-warden`, which is the reference shape for limb two. 2. **No recaching of the verdict beyond its own binding.** A stored verdict replayed **outside the decision's stated binding and lifetime** is a second decision point deciding early (§6.1). Within them it is the decision being used as issued — a session-bound allow under §9.7.1 is used across later requests by construction, and v0.6 forbade what §9.7.1 permits. The test is mechanical, not a matter of implementer judgement: replay is permitted **iff the canonical request digest matches and the decision's lifetime holds**. `access-engine` computes that digest over normalised subject, action, resource, and context, and it is already in every decision binding. A retry after a transport failure is therefore the same request; a different resource is not. **Negative caching is permitted, narrowly.** A cached DENY cannot manufacture authority — §8's asymmetry holds — and protects against retry storms. It is permitted where the refusal is itself recorded against the request that was refused (obligation 4), and where the cache lifetime is declared alongside the stance map. A stale deny is an availability failure and will be misdiagnosed as a policy one, so it must be visible as what it is. Ruled explicitly because it is the first thing an implementer under load reaches for. Raised by `access-engine`. 3. **A declared unreachable-engine stance** (§9.3): total, per zone or equivalent scope, no implicit default, no per-call discretion, published rather than held in code comments or in a dataclass default. `ops-warden` `ADR-0009` and its `pep-stance.yaml` are the reference shape. The published map MUST equal the shipped behaviour, and that equality MUST be asserted by a test. A published map free to drift from the code is worse than none, because it invites reliance it cannot support. Raised by `ops-warden`, which found its own map unpublished while being cited as the reference for this obligation. The test was a `SHOULD` through v0.8's circulation, which left the strongest obligation in this section with the weakest verification: a paragraph arguing that drift is worse than no publication, whose only detector of drift was optional, sanctioning the failure exactly where the argument says it is worst. Promotion costs nothing — §13.1's `Shape` column already records such a test for four of five rows. Raised by `access-engine`. **`unknown` is not a zone and MUST resolve to `fail_closed`.** §9.3 permits trading availability for openness *per zone* — knowingly, for a named scope, at a declared cost. That trade requires knowing the zone. Where the scope is unknown it cannot have been made for this request, so resolving `unknown` permissively does not extend a considered decision; it invents the most permissive one available. An unreachable engine and an unclassified subject are different failure cases. The first is a known request in a degraded system, and the trade is genuinely available for it. The second is not: `unknown` is the cheapest state for an attacker to induce — an unregistered workload, a malformed label, a resource created before classification, a race against registry propagation — and a permissive `unknown` makes being unclassifiable a privilege escalation requiring no credential. §8's asymmetry forbids that wherever it appears. Zone stances are untouched by this rule. **A map MUST enumerate its axis, and an `unknown` cell MUST NOT be what makes it total.** Totality satisfied by a catch-all is satisfied *vacuously*: every scope the author never enumerated lands in `unknown`, fails closed, and nobody ever learns which those were. The map is then total by having a default rather than by covering its axis, and the drift test above passes by exercising the catch-all instead of the axis. `access-engine` recognised the shape because it published it — a policy package shipped with no tenant rule at all while 29 fixtures passed, because every fixture carried the same tenant (`FLEX-DEC-2026-008`). A suite that never varies an input cannot report on it, however many assertions pass; a stance map with a catch-all cannot report which scopes were never enumerated, however green its test. **`unknown` and `absent` are one runtime behaviour and two meanings, and the record MUST distinguish them.** A scope value the map classifies as `unknown` and a scope value the map does not enumerate at all both fail closed — `absent` for a stronger reason than `unknown`, since it is the branch reached by discovering that the author's model of their own axis was wrong, and §8's asymmetry forbids being more permissive on surprise. But an `unknown` hit is normal operation under a considered stance, while an `absent` hit is evidence that this obligation is violated. An `absent` hit MUST therefore be distinguishable in the record from an `unknown` hit, and MUST surface as a conformance failure rather than be absorbed by the catch-all. This answers the question §16 opened at the v0.8 cut, and closes it. Raised by `access-engine`. **Classification coverage is published alongside the stance, and does not soften it.** A row reading `unknown` → `fail_closed` while most of that consumer's targets resolve to no scope at all is conformant and materially misleading: a reader cannot distinguish a strict consumer from an unclassified one, and the map becomes accurate about itself while inaccurate about its effect — §11's published-map-equals-shipped-behaviour rule one level up. §13.1 therefore records a dated coverage figure beside each stance. Coverage is disclosure, **not** a transitional licence. `ops-warden` asked whether this obligation could name a dated, published transitional `unknown: fail_open` converting on coverage rather than on calendar, having measured zero of three signing targets and three of twenty-one routing lanes resolved to a zone: adopting the cell today would fail closed on essentially every certificate it issues whenever `access-engine` is unreachable, including the continuity path an operator needs in order to repair that unreachability. **Declined.** A sanctioned transitional `fail_open` is indistinguishable at runtime from the stance this rule forbids, and would make the rule optional at exactly the moment of adoption — the only moment it costs anything. §11's declared-gap mark already expresses *"correct rule, adoption not yet affordable"* without inverting the rule's effect, and `ops-warden` proposed that outcome as its own second preference. The deadlock it names is real, and is closed by classifying continuity paths into a scope whose stance is open: that is classification work, not a reason to hold the axis open. A stricter stance is equally not a licence to manufacture the membership that makes it survivable — where a scope is unknown because another repository has published no workload-identity declaration, the consumer MUST NOT infer one. **A published map MUST name the axis it scopes over**, and state its relationship to security zone: either a mapping, or an explicit declaration that none exists yet and why. *"Per zone or equivalent scope"* permits axes that cannot be aggregated, and the register cannot then answer *"what is the estate's stance for a `z2`-protected workload"* — the question an inventory exists to answer. Forcing every consumer onto zones is the wrong repair where zone membership is not yet available as a claim: asserting a zone one cannot know is a fiction, and a fiction in a runtime-read, test-pinned file is worse than an honest incommensurability. §13.1 therefore records the axes and states that cross-axis aggregation is unavailable. Raised by `access-engine` on the first occasion §13.1 held enough rows to diverge, and explicitly not as a request that either consumer change its stance — a PDP does not set a consumer's stance. Settled in `GH-DEC-2026-009`. 4. **Reconstructability**, bounded by §9.6. 5. **Validation by owning layer.** Where a PEP's decision to act rests on more than one artifact, each artifact MUST be validated against the layer that owns its data, and a PIP MUST NOT republish the PDP's decision. A PEP MUST NOT accept the approval fact from the decision artifact, nor the decision from the approval artifact. A composed object bundling both is not forbidden as an artifact, but it is post-decision by construction: it cannot be served from a pre-decision call, and it needs a named issuer and lifecycle owner before anyone may rely on it. The live instance is the `GH-DEC-2026-003` consumption path: the approval-claim carries the approval fact (binding digest, validity window, consumption state, freshness, issuer) and the `DecisionEnvelope` carries the decision (exact `CheckRequest` match, policy package and version pin). Two digests may cover the same proposed action without being compared to each other; they answer different questions at different layers, and collapsing them is a layer violation in the shape of a refactor. **Correspondence is established by identity, not by translation.** Where two artifacts use different vocabularies for the same request, the consumer compares a digest one layer computed and the other recorded. It MUST NOT recompute one layer's binding from the other's vocabulary, and no cross-engine mapping is published for it to use: a mapping can be wrong in a way that still produces a confident answer, it fails open, and it would be a third authority on what a request *is*. **An evidence-bearing input may be excluded from a correspondence digest, but never from the replay identity.** These are two digests over one request and they are deliberately different. A correspondence digest answers *"is this the action the approval was granted for"* and must exclude the evidence, or it cannot be computed before the evidence exists. A replay identity answers *"is this the same request"* and MUST cover every input the decision depends on, evidence included — two requests differing only in which approval was presented decide differently, one allowing and one denying, so collapsing them would let an allow obtained with a valid claim be replayed against a request carrying none. That is a fail-open hole reached by a refactor that looks like simplification, which is why the property is stated rather than left to be rediscovered. The shape recurs wherever evidence travels inside a hashed request. Raised by `access-engine`, which nearly took the unsafe simplification and reported the near miss. **A consumer of a summary predicate trusts the issuer's evaluation of everything folded into it.** Where the split reduces what a PEP verifies independently — as `valid_now` does for an approver threshold the claim deliberately does not expose — the compensating property is reconstructability at the issuer under §9.6, not a second check at the consumer. That is detection, not prevention, and it belongs in the same register as §9.6's other residual. Raised by `approval-engine`, and by `access-engine` twice against its own interest — once on its proposed artifact and once on a gap it declined to close locally. Settled in `GH-DEC-2026-005` and `GH-DEC-2026-008`. Every PEP-shaped consumer MUST publish its stance map at a path named in its layer declaration, and those maps MUST be inventoried in the §13.1 register until `maturity-engine` can hold them. §9.3 is otherwise a ruling with no register behind it, and *"`z0`–`z2` and unknown fail open"* becomes the estate's real policy without anyone having compiled it into a versioned package. v0.6 named a register that did not exist — a requirement whose register is missing is a capability catalogued without a surface, by §9.1's own logic. Raised independently by `ops-warden` and `access-engine`; §13.1 now exists, and its first inventory has one row, which is itself the finding. Raised by the 2026-08-29 independent assessment: NIST ZTA splits decide from enforce, and this standard had only the first half. ## 7. Relationship to the Active Secrets Management Canon ```text Staff interactive, non-deterministic ≈ Cognitive Plane Engines deterministic APIs ≈ Authority Plane Tooling deterministic state ≈ Execution Plane Taxonomy cross-cutting language ``` *Cognition proposes. Authority disposes. Infrastructure executes.* is therefore NetKingdom's layering rule, not only its security maxim. §5 and §6 are that principle applied to repositories rather than to requests. ## 8. Vocabulary demarcations | Term | Belongs to | Not | | --- | --- | --- | | **access lane** | ops-warden, ops-mason (Staff) — how a worker reaches a host | the decision whether they may | | **access rule** | access-engine (Engine) — whether an actor may act | the route by which they arrive | | **control plane** | Engine layer | a Staff repository's self-description | | **doctrine** | gate-house | a lane owner's runbook | | **runbook** | the Staff repository stewarding the lane | a substitute for doctrine | | **posture** | kings-guard publishes; gate-house defines its authority meaning; access-engine renders it | a privilege source | | **validating a fact** | the consumer checking an artifact against its issuer | **re-issuing it** — serving another layer's conclusion as your own output is deciding early (§6.1), whatever the field is named | Posture carries an asymmetry that MUST hold: adaptive systems may reduce authority, require step-up, or request containment. They MUST NOT probabilistically manufacture additional authority. The asymmetry is what bounds the damage when observation is incomplete (§9.6): suppressed evidence can only prevent a tightening that should have happened, never engineer a loosening. That is an argument for keeping it absolute rather than situational. ## 9. Capability assignment ### 9.1 The catalog may not assign what the rules forbid discharging A Staff repository MUST NOT be catalogued in §4 as owning a capability it cannot discharge under these rules. Two marks distinguish the two ways that happens, and they are not interchangeable: | Mark | Meaning | | --- | --- | | **pending** | No route exists. No engine exposes the capability, the repository makes no Tooling contact, and the capability is **zero** — not degraded. | | **declared-gap** | A route exists through a §5.3 declared gap. The capability **works** and is tracked, with an intended owner and a review date in §13. | v0.4 had only `pending`, which forced a false choice. `ops-warden` holds production-verified SSH certificate issuance through a declared OpenBao contact; marking it `pending` would have told readers the repository does not do the one thing it demonstrably does daily, while leaving it unmarked left §4 disagreeing with §13. Neither is acceptable, and the defect was in this section rather than in the catalog. `pending` was written for `kings-guard`'s containment — no route, capability zero — and remains correct there. `declared-gap` is the case §5.3 was added to sanction. Raised by `ops-warden`. Both marks apply per capability, not per repository. A repository may hold one capability outright, another under a declared gap, and a third pending. ### 9.2 Actuation does not exist, and containment is not Staff's to own Self-healing needs four verbs: observe, evaluate, decide, actuate. Observation is `kings-guard` and is unstaffed (§12). Evaluation is `maturity-engine` and is seeded. Decision is `access-engine` and works. **Actuation has no surface at all**, and a model with no actuation surface describes a diagnosis machine rather than a healing one. v0.5 marked containment `pending` against `kings-guard`, which was the right mark on the wrong repository. Containment is not a Staff capability that happens to lack a route: **reduce authority, require step-up, isolate a workload** are authority-changing operations, and under §6 an authority-changing operation is rendered by an Engine and enforced by a PEP (§6.4). A Staff repository proposes containment; it never performs it. The **actuation surface** is therefore an Engine concept — likely a small surface on `access-engine` together with runtime PEPs — carrying the same reconstructability rules as any other decision: a containment action is a decision record, not a side channel. It is **unowned and held at zero**. `access-engine` is recorded in §13 as a *proposed* owner and has explicitly not reviewed it (`FLEX-DEC-2026-002`). No repository may be catalogued as owning containment until the surface exists — §9.1 applied to the estate's most operationally tempting gap, and the standard's own medicine. Until then `kings-guard` proposes and judges, its containment claim stays at zero rather than degraded, and no argument may assume the estate can contain anything automatically. ### 9.3 Degraded mode: two failure cases, two owners v0.4 collapsed two failures into one rule. They have different owners because one has an evaluator in the path and the other does not. **Input degradation — the engine's.** Where `access-engine` is reachable but cannot reach its own inputs, the deterministic *fail to reduced authority* default belongs to the engine. This keeps the decision at the decision point and keeps the fallback deterministic, which a Staff-layer fallback could never be. **Engine unreachable — necessarily the consumer's.** Where `access-engine` is not reachable at all, it applies nothing, because it is not running. Whatever happens next is the consumer's behaviour by construction: fail-open is not expressible by a policy decision point, since there is no evaluator in the path to express it. A standard that assigns this to the engine assigns it to nobody. The consumer's residue is bounded rather than free. A protected system MUST declare its unreachable-engine stance ahead of time, per zone or equivalent scope, and that stance MUST be auditable and total — no implicit default, no per-call discretion. `ops-warden` `ADR-0009` already satisfies this: a total per-zone map, open for `z0`–`z2` and unknown, closed for `z3-critical`, replacing the global `policy.enabled` / `policy.fail_closed` switches it superseded. **Unchanged: engine-unavailable is not grounds for a Staff break-glass path.** The distinction is whether an engine is there to ask. A bypass around a *reachable* engine is a second decision point, and an incident is when an attacker most wants that shortcut. A consumer choosing its declared behaviour when there is no engine to ask is not a bypass; it is the only thing left. Contested by `flex-auth` (`FLEX-DEC-2026-002`), which has held since 2026-08-19 that fail-open is not expressible by a PDP, and which noted v0.4 collided with shipped behaviour in a repository that had assented to this standard. ### 9.4 Approvals are an engine concept, not a Staff or audit concern The approval object — durable, authenticated entries, distinct-approver counting, atomic supersession, single consumption, revocation without holder cooperation — is owned by `approval-engine`. It is not Staff's: §3.4 forbids Staff holding state another layer depends on at runtime. It is not the decision point's: an evaluator that owns the object it evaluates is self-dealing. It is not the audit fabric's: an approval needs mutable, in-path, current-state semantics, and an append-only archive is built for the opposite property. `access-engine` consumes approvals as **input claims** under §6.2 and never mutates them. Every issuance, use, supersession, and revocation is emitted to `audit-core`: the operative state and the evidence record are different artifacts with different owners. The evidence guarantee is bounded, and the bound is `audit-core`'s `docs/integrity.md`, not its INTENT principle 6. An in-database hash chain detects a rewritten payload only if the attacker does not also recompute the suffix — which a database owner can. Detection against that class requires the external chain-head attestation, and even with it the store is not WORM, object lock, or archival custody. `tamper_evidence` is therefore conditional on live preconditions, not a property of the store at rest, and approval events receive exactly the guarantee every other source receives. **Emission atomicity is `approval-engine`'s obligation.** An approval MUST NOT be issued, consumed, superseded, or revoked without the corresponding event being durably queued in the same transaction. **The queue MUST be local.** The durable queue MUST live in `approval-engine`'s own transactional store, and **no synchronous dependency on `audit-core` may sit inside the state-change transaction**. With a genuine local outbox, fail-closed triggers only when `approval-engine`'s own store is unavailable — where the change could not have been recorded anyway — and an `audit-core` outage does not block a revocation. Satisfying the requirement by emitting synchronously to `audit-core` inside the transaction is also atomic, and turns an audit outage into an inability to revoke: the operation least tolerable to block during an incident, and the same coupling this section rejects for reads. Raised by `audit-core`. `audit-core` reports what it received and does not imply it is everything that happened; without atomic emission the evidence half is silently incomplete and nothing detects the gap. This is a condition of `audit-core`'s assent (`AUDIT-IN-0001`) and belongs in `approval-engine`'s contract before the evidence half is treated as load-bearing. `audit-core` MUST NOT expose an approval-validity query. Records, yes; a verdict on whether an approval is still valid, never — a consumer branching on that answer would route an authorization decision through the audit fabric, which is what this section exists to prevent. Callers needing current state ask `approval-engine`. ### 9.5 Graded progression is an engine concept Maturity — how far a subject has progressed against declared criteria and submitted evidence — is owned by `maturity-engine`. Given the same criteria and the same evidence it MUST return the same level; that determinism is what makes it an Engine rather than an opinion. The division with Staff: **gate-house judges and proposes; maturity-engine computes and remembers.** Interpretation is inference and stays Staff. A criterion that cannot be evaluated by rule is not yet a criterion. This closes a defect in v0.2's own catalog: `gate-house` was assigned conformance review with no engine to act through, which is exactly the §9.1 problem raised against the containment claim. Staff acts only through Engine APIs, including gate-house. **A maturity level MUST NOT be compiled into registry content.** Until `access-engine`'s decision provenance carries a registry-snapshot digest — a gap it self-declared in §13 — a level reaching a decision through the registry is not reconstructable from the decision record. Levels arrive as request claims or as versioned policy rules. Same constraint, and same reason, as zone stance. **A maturity level MUST NOT gate a decision directly.** Under §6.1, compiled data that determines an outcome is still deciding. If a level determines whether an action is permitted, it MUST reach `access-engine` as an input claim or a versioned policy rule under §6.2, never by a consumer branching on a fetched level. **The boundary with posture is recomputability, not volatility.** Given the same criteria and the same evidence, recompute. If you MUST get the same answer, it is maturity and it belongs in an engine. If you CANNOT promise the same answer, it is posture and it belongs in Staff. This is not a new rule — it is the determinism clause above, pointed at the one boundary where it had not been pointed. This section already states the maturity half: a criterion that cannot be evaluated by rule is not yet a criterion. The posture half is its mirror and completes the pair: **a judgment that CAN be evaluated by rule is not posture — it is a criterion sitting in the wrong repository.** Together they partition rather than describe, which a "fast-moving versus slow-moving" line cannot: volatility is an observation about how a value has behaved, and every case it does not obviously cover becomes an argument at exactly the boundary §6 exists to keep out of argument. **A criterion MUST bottom out in evidence about the subject, not in another party's conclusion about the subject.** A recorded judgment may be evidence *that the judgment was made* — a fact with an issuer and a timestamp. It MUST NOT be evidence *that the thing judged is so*. Without this the test is satisfiable by the inference it exists to exclude: *"level 2 iff the reviewer marked the control adequate"* recomputes identically every time and has placed an opinion inside an engine wearing a rule's clothes. For human-attested controls, grade on the attestation event's existence, freshness, and issuer — never on its verdict. Three consequences follow. **The migration direction is permanent**: anything called posture that proves recomputable becomes a criterion in `maturity-engine`; anything in `maturity-engine` that needs judgment is not yet a criterion and returns to Staff. **Two authorities cannot grade the same subject property**, because a property is either recomputable or it is not, and that does not depend on which repository claims it. **Capability readiness MUST NOT be an input to posture** — readiness is deterministic and posture is not, so feeding one into the other would make posture partly recomputable and blur the boundary from the Staff side. **A limit, stated rather than implied.** *"The same evidence"* is not yet well defined in this estate. Until §17's request-claim and gap-record schemas exist, two parties can disagree about whether they hold the same evidence, and recomputability is a thought experiment rather than a check. This makes §17 load-bearing for this rule. A boundary that is correct but not yet mechanically checkable is better than one that is checkable and wrong; a reader is entitled to know which they are holding. Raised by `kings-guard` against the volatility line `gate-house` had proposed, and against its own convenience — the readiness constraint is one it volunteered. Settled in `GH-DEC-2026-007`. Approvals and maturity are deliberate opposites — a closed binary state machine against an open graded ladder — and neither engine may drift toward the other. ### 9.6 Evidence proves alteration and truncation, not omission at source An append-only archive with a verified hash chain proves that records were not **altered or truncated after arrival**. It cannot prove that a record was never sent. Against a compromised or buggy source, a suppressed event leaves the chain perfectly intact and verification reports intact. This bound is estate-wide. Statements of the form *"the audit record proves it happened"* are unsound; the sound form is *"the archive proves the records it holds were not altered or truncated after arrival"*. Its mirror is equally unsound: **absence of a record is not evidence of non-occurrence**, and no control may read it as such. **Load-bearing versus attributive evidence.** The atomicity obligation attaches to the first, not to both: | Kind | Test | Obligation | | --- | --- | --- | | **Load-bearing** | a control's soundness depends on the event being present or absent — an approval revocation, a containment action, a denial | emission MUST be atomic with the state change (§9.4) | | **Attributive** | the event supports forensic reconstruction and attribution, and no control branches on its presence | atomicity SHOULD be sought; where it is deliberately traded away, the trade MUST be declared and completeness MUST NOT be claimed | Where a repository deliberately makes emission non-atomic — `ops-warden`'s `# audit must not block signing` is the estate's live example, chosen so that an audit-store failure cannot remove production host access — the trade is legitimate for attributive evidence, MUST be declared where the trail is documented, and MUST NOT be described in terms that imply completeness. The availability argument is real in both directions: making it atomic gives the estate's operational access lane a new dependency on its own evidence store. **Consequence for adaptive systems.** Suppression does not degrade observation neutrally, it biases it optimistic, and silently: an event never emitted is never evaluated, so no finding is raised and the last posture stands. A confidence score computed from the richness of the record in hand cannot express doubt about the completeness of the stream — a well-formed observation from a 90%-suppressed stream scores high. That is this section's failure reproduced one layer up, in the consumer. Two things follow. **Which control covers which threat.** v0.6 read as though emission atomicity closed this section's opening sentence. It does not, and the decomposition is owed to the reader: | Threat | Covered by | When | | --- | --- | --- | | **Accidental omission** — process dies between mutation and emit | emission atomicity, local outbox (§9.4) | prevented | | **Adversarial omission** — a compromised source declines to insert, deletes before drain, or drains to nowhere | cadence and reconciliation | **detected, after the fact** | | Adversarial omission at a compromised source | — | **nothing in this model prevents it** | The outbox sits inside the blast radius of the component whose compromise this section posits, so it makes emission atomic against crash and partial failure and nothing more. That residual is real and is stated rather than implied. Raised by `audit-core`, correcting a remedy it had itself proposed. 1. **The §8 asymmetry bounds the damage, and this is its clearest payoff.** Because an adaptive system may only reduce authority and never manufacture it, suppression can only prevent a tightening that should have happened. It cannot be used to engineer a loosening. The harm is a missed reduction, not an invented privilege — which is an argument for keeping the asymmetry absolute. 2. **Silence is a signal, and for load-bearing evidence it is the only control in its class.** A source of **attributive** evidence SHOULD declare an expected emission cadence; a source of **load-bearing** evidence **MUST**. A drop below the declared rate is a finding in its own right — the stream observed, not only its contents — and needs no Tooling contact, because the source publishes its own stream. **Rate monitoring is the wrong form for rare events**, and rare is exactly where the stakes are highest: the most valuable event to suppress is the negative one, and revocations, denials, and containment actions are infrequent by nature. A source emitting a handful of revocations a month has no rate to drop below, and suppression is indistinguishable from a quiet month. For **low-volume load-bearing classes** the required form is therefore **positive reconciliation or a heartbeat**: compare the source's own state transitions against the evidence engine's event count per class and treat divergence as a finding, or assert *nothing to report* as a signed positive claim that can itself go missing. Rate monitoring never produces a claim that can be missing; a heartbeat does. `GH-WP-0002-T04` is the reference instance. Raised by `audit-core`. Raised by `audit-core` against its own principle; extended by `kings-guard` from its own evaluator and confidence model. ### 9.7 Decisions have a lifetime A single decision point deciding on stale claims is a single decision point deciding wrongly. The model has had no temporal law, and the approval race in §16 was its first symptom. 1. **Every allow has an explicit lifetime** — a TTL, or a binding to a session or obligation that ends. An allow with no stated end is a standing grant, and standing grants are what this estate exists to remove. 2. **Revocation and supersession have a visibility deadline**, and its shape differs by role. A **PEP** has one boundary and MUST state one deadline. A **PDP** MUST state a deadline **per input class**, because a decision is a join over sources with unrelated refresh behaviour — approval-claim freshness, registry snapshot cadence, policy package activation, directory ETag. A single number at a PDP is either a fiction or the worst case, and the worst case is the slowest and least visible input. "Eventually" is not a stance; an unstated deadline is an unbounded replay window. A consequence worth naming: a stated deadline for a fact carried by a registry snapshot is unfalsifiable while decision provenance holds no snapshot digest, since nobody can determine afterwards which snapshot a decision read. The deadline and the digest are one gap seen from two sides, which promotes `access-engine`'s self-declared provenance gap (§13) from housekeeping to a conformance prerequisite. Raised by `access-engine` against its own backlog. 3. **Consumption is a state change, never an inference.** An approval is consumed by a mutation in `approval-engine` (§9.4). It MUST NOT be inferred from the existence of a decision record: a decision record proves an intent to act, not an act. **The PEP MUST obtain a successful consume before the protected side effect.** Holding a claim with `valid_now: true`, or an ALLOW rendered against that claim, is not authority to act; the consume is. In-flight duplicate ALLOWs are expected and the CAS serializes use — a later `CheckRequest` sees `valid_now: false` and cannot mint a new ALLOW against the same object. v0.7 stated the opposite order. Acting first leaves the CAS able to prevent only the second *record*, never the second *side effect*, which makes single consumption theatre. This is a protocol correction and not a retraction of the forensic claim: consumption is still never inferred from a decision. An approval authorizes one **attempt**, not one success. There is no unconsume and no reserve/release; a consumed approval spent on a failed action is spent. Reversibility would reopen replay, which is the failure the mutation exists to close. **The correspondence is a digest, and it is the PDP's to define.** A consumer on this path MUST verify that the approval's recorded PDP digest equals the digest the PDP publishes **for the request with the approval evidence excluded** — `binding.approval_binding_digest` in `access-engine` — and MUST NOT use a claim that carries no such digest. Recomputing the approval engine's native binding from a `CheckRequest` is not a permitted fallback: it requires translating between two vocabularies, no mapping is published, and a wrong translation fails open by silently accepting a claim approved for something else. Without this, `valid_now: true` plus an ALLOW establishes *approved* and *permitted* but never *approved for this request*. **The comparison cannot be against the full request digest.** Where a claim travels inside the hashed request — the dual-control pattern — embedding it changes the digest of the request carrying it, so a digest recorded at issue can never equal the final one. That is a hash cycle and the resolution is forced, not chosen: the recorded digest is necessarily of the underlying action before any claim was embedded. A standard that mandates the naive comparison mandates a check that can never pass, and a fail-closed consumer then denies the action permanently. **The exclusion rule is the PDP's to publish, and until it does the path is incomplete rather than complete.** A consumer MUST NOT guess which fields are excluded: a digest computed under an assumed rule produces a confident wrong answer, and comparing two digests derived under different rules fails open toward accepting a claim bound to a different request — the same failure direction as an invented vocabulary mapping, reached by another road. Settled in `GH-DEC-2026-008`, amended on an implementability defect found by `secrets-engine` and reported independently by `access-engine` and `approval-engine` within hours of the ruling. Settled in `GH-DEC-2026-003`; the protocol is `gate-house/docs/contracts/approval-consumption.md`. 4. **Three failure modes are named, and each needs an owner**: an allow rendered then never consumed; a double consumption by racing callers; consumption after the authorized action has already failed. Neither engine closes these alone. Recorded in §16 and `GH-WP-0002-T06`. ### 9.8 Partition is not one-dimensional §9.3 handles *engine unreachable*. A real estate spends most of its incident time in the band between reachable and gone: partial PIP reachability, clock skew across a decision and its enforcement, and two consumers with different declared stances seeing different worlds at the same moment. Two rules hold today, and the rest is open (§16). A PEP MUST resolve its own stance from its declared map without consulting another consumer — divergent views are expected and are not a coordination problem to be solved at enforcement time. And where clock skew could extend a lifetime under §9.7, the shorter reading governs. ## 10. Changing layer A repository's layer is not permanent. `zone-engine` changed layer in practice when its runtime hypothesis was falsified. A layer change MUST be recorded as a decision, MUST update the repository's `INTENT.md`, and MUST obtain assent from the repositories whose boundaries move. A repository MUST NOT acquire a new layer's permissions by gradual practice. "No gradual practice" needs a check rather than a sentence. A layer change MUST carry six artifacts, written from the `zone-engine` case that the procedure should have been derived from in the first place: | Artifact | Why | | --- | --- | | before/after `INTENT.md` | the declaration is the conformance surface (§11) | | client inventory | what the repository holds against Tooling, before and after | | gap inventory | which §5.3 gaps close, open, or transfer | | assent list | every repository whose boundary moves | | state-migration decision | what happens to live state and to consumers reading it | | permission freeze | no new permissions of the target layer are exercised until the cut completes | The freeze is the one that makes the rule checkable: a repository mid-change holds its old permissions, not the union of both. ## 11. Conformance Conformance has four states, and the distinction between the last two is the point: | State | Meaning | | --- | --- | | **Conforming** | no Tooling contact, or only §5.1/§5.2 shapes, declared | | **Blocked-clean** | the capability does not exist because no engine exposes it, and the repository makes **no** Tooling contact — §9.1 `pending`, and not a non-conformance | | **Declared gap** | a §5.3 contact with owner, blocker, and review date — tracked non-conformance | | **Undeclared violation** | anything else — a finding | **Blocked-clean is not a lesser state than conforming.** A repository that declined a break-glass path and left a capability at zero has complied at cost; a repository that quietly opened a direct client and declared nothing has not. Any downstream scoring — `maturity-engine` included (§9.5) — MUST NOT rank the first below the second. Raised by `kings-guard`, whose three gaps are all of this kind and which would otherwise have been graded down three times for having taken the standard seriously. **Who must declare.** A repository the estate authors declares its layer in its own `INTENT.md`. For a component the estate catalogues but does not author — third-party or vendored, such as `OpenBao` — the §4 catalog row **is** the declaration, and no `INTENT.md` obligation attaches. A rule that assigns an obligation the holder cannot discharge is the §9.1 defect applied to conformance rather than capability. A layer stated *about* a repository by another repository is not a declaration. Review notes, catalog rows, and correspondence record an intent to adopt; only the repository's own file conforms. **Declaration form.** Because prose cannot distinguish a declaration from a transcribed review, a declaration MUST carry a machine-readable form: a `layer:` key in the `INTENT.md` frontmatter, or an equivalent declaration file. Without it this section asserts a property it cannot deliver — the defect this standard has now corrected three times elsewhere. `ops-warden` has implemented a reference form (`layer.yaml`, a conformance script, and a test covering the §5.2 no-authority property) and offered it to the repositories that have yet to declare. Raised by `audit-core`, which noted that `flex-auth`'s conforming declaration is legible as one only by following its decision trail. Mechanically checkable: - every estate-authored repository in §4 carries a machine-readable layer declaration; - every direct Tooling client in a Staff repository maps to a declared §5.1, §5.2, or §5.3 entry, and non-Tooling clients are recorded so the check is total; - no repository other than `access-engine` exposes an authorization decision surface; - no §4 capability is catalogued without an engine surface, a `pending` mark, or a `declared-gap` mark; - every repository catalogued in §4 as a source of evidence declares its **emission guarantee** in its machine-readable layer declaration: for a **load-bearing** source, a local transactional outbox (§9.4), its declared cadence, and the detection surface the governing cadence profile requires for that class — under `net-kingdom`'s `emission-cadence-security-profile_v0.1.md`, a **volume** load-bearing class MAY be covered by rate monitoring where the source has classified it as suitable, with a positive window and a positive minimum; a **rare** load-bearing class MUST NOT be, and MUST carry a heartbeat **and** reconciliation, not either alone; for an **attributive** source, the trade it makes and an explicit statement that completeness is not claimed. Which class an event falls in, and whether it is rare, is the source's published classification: a conformance run is supplied that inventory and MUST NOT infer it from an event name, payload, or observed rate, or the check becomes circular; - every published example, fixture, or sample document validates against the schema it exemplifies, and where a field is optional but load-bearing, the examples cover both its presence and its absence rather than leaving one shape to be inferred from the other; - every derived artifact — a summary, example, change log, or review record that restates a normative body — is marked as derived, names the artifact it derives from, and carries the version or commit it was derived at. A source that declares no emission guarantee is not conforming, and neither is one that declares load-bearing emission with rate monitoring alone where its event class is rare (§9.6). The declaration is what makes §9.6 checkable rather than reviewable; without it the section states an obligation whose satisfaction cannot be observed, which is the §9.1 defect this standard has now corrected four times. Drafted in `gate-house/docs/contracts/approval-emission-detection.md`, which `approval-engine`'s `cadence.yaml` implements as the reference instance. The check states no MUST/SHOULD split of its own: which evidence classes must declare cadence, and in which form, is the governing profile's to say (§17), and this item follows it rather than restating it. Raised by `audit-core` as the general form of `GH-IN-0001`, so the finding that produced `GH-WP-0002` cannot recur unnoticed. The example-validation check is the mechanical half of §12's derived-artifact rule; `approval-engine` reports it at fifteen lines. Its second clause is the non-obvious one: an example set that silently omits an optional field teaches every reader that the field does not exist. Requires review: whether claims stay inside layer permissions; whether compiled or cached data has become an early decision (§6.1); whether doctrine is reaching decisions as declared inputs (§6.2); whether the §8 vocabulary is used correctly. ## 12. The conformance loop Doctrine no engine implements is fiction. The loop is normative, not aspirational: ```text gate-house asserts an invariant → the engines implement it, or declare a gap → whitehat-security tries to break it → kings-guard observes it in operation → findings return to gate-house as doctrine change ``` A finding that a rule is unsatisfiable is a **success** of this loop, not a failure of the reporting repository. Four of this standard's five versions exist because a reviewing repository used it. **A derived artifact is not evidence of what the body says.** A repository acting on another repository's contract, schema, or standard MUST read the authoritative artifact. Where a derivative exists — a summary, example, change log, or review record — it MUST be marked as derived, name the artifact it derives from, and carry the version or commit it was derived at. A **dated review record** MUST carry an explicit marker that it states status as of that date and not current state. Where a derivative is unmarked, treat it as stale. This is not a counsel of care. The estate produced six instances in a single week, across four repositories: a validator built against a fixture rather than its prose; a revisit trigger sourced from a dated alignment table; a change log read for section text; a dual-control policy rule written against an assumed claim shape, under which every live destroy would have denied; a fixture declaring a contract version while omitting fields published since; and a published example set contradicting its own schema. Four were self-reported, and one was committed by the repository arguing for this rule. Diligence prevented none of them, and a control that depends on repositories volunteering corrections is not a control. The obligation on the publishing side is §11's marking and example-validation checks. The limit is worth stating: the mechanical half catches example-versus- schema drift, and the convention half makes prose staleness visible without detecting it. A marked derivative can still be wrong; claiming otherwise would be this same defect one layer up. Proposed by `approval-engine`, which asked to own none of it. **Step four is currently aspiration.** `kings-guard` has disclosed that it has never observed anything in operation: the pilot is specified and scaffolded, every input is a hand-built fixture, and no test has met a real event. Until it reports otherwise, no argument in this estate may assume an invariant is being watched in practice because §12 lists a repository against that step. ## 13. Open gaps Two different things are recorded here, and they are opposite conformance states (§11). A **declared contact** means the repository touches Tooling because no engine exposes the capability. An **unowned capability** means no route exists and the repository makes no contact at all. Reading them as one list would grade restraint as though it were non-conformance. An `intended owner` is a **proposal to** the named repository, not an assignment **onto** it. §2 keeps ownership in the repository's own `INTENT.md`, so the register distinguishes proposed from assented. | Gap | State | Declared by | Owner | Owner status | | --- | --- | --- | --- | --- | | SSH-CA signing write (`VaultCA`, `bao kv put`) | declared-contact | ops-warden | secrets-engine | proposed | | Authentication / assurance evidence | unowned-capability | kings-guard | identity layer + audit-core | **access-engine declined** | | Secret-use evidence | unowned-capability | kings-guard | secrets-engine | proposed | | Actuation / containment surface | unowned-capability | **gate-house (estate-wide)** | access-engine + runtime engines | proposed | | Identity and secret observation | unowned-capability | kings-guard | as above | proposed | | Stance-map register had no implementation | declared-contact | ops-warden, access-engine | gate-house | resolved in §13.1 | | Registry-snapshot digest in decision provenance | declared-contact | flex-auth | flex-auth | self-declared | | Decision-record authenticity — a PEP cannot attribute a decision to `access-engine` (§6.4 obligation 1); unsigned envelope, plain-HTTP pins | declared-contact | flex-auth | flex-auth | self-declared (`FLEX-DEC-2026-010`, `FLEX-WP-0024`) | | Human principal's tenant is unresolvable from the directory, so a client registration supplies it (`GH-DEC-2026-013`) | declared-contact | key-cape | directory adapter — unnamed | proposed | | Approval storage and lifecycle | — | flex-auth | approval-engine | assigned (§9.4) | | Approval evidence | — | gate-house | audit-core | **assented** (`AUDIT-IN-0001`) | | Approval evidence custody stronger than the shipped bound — WORM, object lock, transparency log | unowned-capability | audit-core | — | unassigned | | Emission atomicity for approval state changes | — | audit-core | approval-engine | assigned (§9.4) | | Non-atomic audit emission on the SSH signing lane | declared-contact | ops-warden | ops-warden | self-declared, attributive (§9.6) | The actuation row is no longer attributed to `kings-guard`. §9.2 ruled that containment is not a Staff capability lacking a route, so `kings-guard` is not its declarer: the gap is estate-wide and blocks every repository's ability to act. Raised by `kings-guard`, which asked not to carry a row for a capability the standard had just ruled was never theirs. `access-engine` declined authentication and assurance evidence (`FLEX-DEC-2026-002`): it consumes assurance claims as input and never redefines them, so evidence of authentication belongs to the identity layer and `audit-core`. It owns evidence of the decision, which it already emits. The containment surface is recorded as proposed and remains `pending` under §9.2. Whether approvals warrant custody stronger than every other source is doctrine work not yet done; until it is, approval evidence carries the same guarantee as any other source and §9.6 bounds what may be claimed from it. **What is normative here, and what is a snapshot.** Three rules are part of this standard and survive wherever the register lives: 1. the two marks — `pending` and `declared-gap` (§9.1); 2. the owner-status rule — a proposed owner is not an assigned one (§2); 3. the scoring rule — `blocked-clean` MUST NOT rank below conforming (§11). **The table above is a snapshot, not statute.** It moves into `maturity-engine` as soon as that engine can store state, and the `state` and owner-status columns MUST survive the migration. A standard that is also a backlog keeps attracting findings that belong in the register, and its review interval is far slower than the register's real rate of change. ### 13.1 PEP stance-map register Every PEP-shaped consumer publishes an unreachable-engine stance map (§6.4, obligation 3). This is the inventory until `maturity-engine` can hold it. | Consumer | Stance map | Axis | Coverage | Shape | | --- | --- | --- | --- | --- | | `ops-warden` | `ops-warden/pep-stance.yaml` | security zone | signing targets 0/3 resolved; routing lanes 3/21 resolved (2026-09-09, self-measured) | total per zone; open `z0`–`z2`, closed `z3-critical`; test asserts the published map equals the shipped default (`ADR-0009`). **`unknown` → `fail_open` is non-conformant under §6.4 obligation 3 as of this version**; route `WARDEN-WP-0040` | | `user-engine` | `user-engine/pep-stance.yaml` | security zone | not reported | total per zone; `fail_closed` for `z0`–`z3`, unknown, and not-applicable; test asserts the published map equals `user_engine.pep_stance` | | `tenant-engine` | `tenant-engine/pep-stance.yaml` | security zone | not reported | total; `fail_closed` for unset, unreachable, non-allow, unknown; test asserts the file equals shipped behaviour | | `secrets-engine` | `secrets-engine/pep-stance.yaml` | catalog stage — interim, pending zone membership as a claim | not reported | total over stage plus unknown; no implicit default; runtime-read; pinned to `SHIPPED_STANCE` by test | | `ops-mason` | — | — | — | **not published — non-conformant under §6.4 obligation 3**; catalogued PEP-shaped in §4; no route recorded | **Two rows are marked, and the marking is the point.** `ops-warden`'s cell is wrongly valued in a published map; `ops-mason` has published no map at all, which is the plainer violation of the same obligation and read as a bare statement of fact through v0.8's circulation. A reader scanning for the bold marks would have found one row and concluded the other four were fine. That is §11's marking obligation applied to this standard's own register, and it was returned to `gate-house` unchanged by `access-engine`, which had received the same argument about a stale row of its own. **Coverage is reported by the consumer and is not inferred here.** A blank is "not reported", never "complete": the register does not compute another repository's classification coverage, and a stance with no coverage figure beside it says less than it appears to. §6.4 obligation 3 states why the figure belongs next to the stance, and why it does not soften it. **Cross-axis aggregation is unavailable.** Three maps scope by security zone and one by catalog stage, which §6.4 permits as an equivalent scope. The register therefore cannot answer *"what is the estate's stance for a `z2`-protected workload"* for every consumer, and it states that rather than implying it can. The convergence path is zone membership reaching the decision as a claim, after which a stage-scoped map converges onto zones without either side inventing a mapping. **The register earned itself at two rows.** `access-engine` said in the v0.6 round that it was the repository positioned to notice when the aggregate of consumer stances diverges from the policy packages, and recorded that the claim was sound while one row could not diverge from anything. The second row produced two findings on first inspection: two conformant maps taking opposite stances on `unknown`, and two incommensurable axes. Both are settled in `GH-DEC-2026-009`. This register moves to `maturity-engine` when — and not before — that engine publishes a committed, versioned export of §13 and §13.1 readable without a live query, generated rather than hand-edited, and regenerable so drift between the export and its computed state is detectable. A standard of record must stay legible in git, at a version, to a reader with no cluster access, including one auditing the estate precisely because they do not trust its running systems; a pointer to a live engine is an instruction to run software, not a register. `maturity-engine` holds both registers as queryable data already (`MAT-WP-0001`), so what remains is publication — the migration's precondition, not its follow-up. Settled in `GH-DEC-2026-006`. ## 14. Adoption Status is **proposed**. v0.7 remains **accepted** and in force until this version is accepted in its place; it is not patched. Two things that acceptance does and does not mean, kept apart because `ops-warden` asked for the distinction: | | | | --- | --- | | **Boundary assent** | given by the four repositories below, at the version named in each record, and undisturbed since | | **Revision review** | v0.7's changes were each the adopted remedy of a v0.6 finding. All fifteen v0.6 findings were subsequently audited against the v0.7 body — not against its change log — and confirmed dispositioned (`gate-house/docs/conformance/2026-09-06-v06-findings-audit.md`) | | **Reviewed as text** | v0.8's circulated round returned findings from `access-engine`, `approval-engine`, `ops-warden`, and `net-kingdom`, and every finding is dispositioned in `gate-house/docs/conformance/2026-09-06-v08-assent-round.md`. Nine corrections landed in this text during circulation (§15 items 12–20) and one request was declined with its reasons in §6.4 | | **Not claimed** | `kings-guard` and `audit-core` have not returned a text review; the sections each was asked to attack — §9.5's criteria-grounding clause and §12's step-four paragraph for the first, §11's emission-guarantee wording for the second — carry no assent from the repository best placed to test them. `approval-engine` named the sections it did **not** read (§1–§4, §7, §8, §9.1–§9.2, §9.5–§9.6, §9.8, §10, §18, §20) rather than let a three-finding review read as a clean bill | **Ten of this version's twelve changes as cut were requested by another repository**, seven of them by a repository arguing against its own interest or reporting its own error. There are two exceptions, not one: §17's ownership correction, which `gate-house` found by auditing its own accepted text, and item 2b, which `access-engine` flagged as a near miss it was explicitly *not* asking to have written down. The count was stated as ten of eleven until `approval-engine` observed that item 2b's numbering left a reader unable to tell whether it was a change or a sub-clause — and that the ambiguity moved both halves of a ratio §14 calls the argument rather than the background. The nine corrections applied during circulation (items 12–20) were all requested by another repository. That ratio is the reason the standard is circulated rather than accepted on the owner's decision as v0.7 was: this version imposes costs on named repositories — `ops-warden` acquires a non-conformant stance cell, `approval-engine` acquires an issue-time obligation — and a cost imposed without a review round is the kind of rule §12 exists to catch late. Findings against this text are §12's normal business. Two are anticipated and would be welcome: whether §6.4's `unknown` ruling is too broad for a genuinely low-consequence unclassified scope, and whether a maturity criterion exists that cannot be expressed without dereferencing a judgment. Both are written into the reversal clauses of their decision records as the falsifiers that would revert them. | Repository | Record | Outcome | | --- | --- | --- | | flex-auth | `FLEX-DEC-2026-001` | assent to all three items; one self-declared non-conformance; two rename conditions | | kings-guard | `KG-DEC-2026-001` | assent; declined the offered §5 relaxation; raised §9.1 | | ops-warden | `ADR-0010` | assent to all three; veto not exercised; offered the §5.3 amendment | | audit-core | `AUDIT-IN-0001` | assent to the evidence half with conditions; corrected the rationale twice; raised §9.6 | Adoption for a repository means its `INTENT.md` declares its layer, its ownership claims fall inside that layer, its Tooling contacts are declared under §5, and any shared boundary has been assented to by the other side. **Adoption status as of 2026-08-29: seven of sixteen** estate-authored §4 repositories have declared in their own voice — `gate-house`, `flex-auth`, `kings-guard`, `ops-warden`, `audit-core`, `approval-engine`, `maturity-engine`. The remaining nine — `info-tech-canon`, `net-kingdom`, `key-cape`, `user-engine`, `tenant-engine`, `zone-engine`, `secrets-engine`, `ops-mason`, `whitehat-security` — carry a layering review note authored by `gate-house` and have not answered it. Those notes state a layer but do not constitute a declaration, and this standard does not claim estate-wide adoption on their basis. Declaration requests are open as intakes in each. ## 15. Change log v0.7 → v0.8: 1. **§9.7.3 corrected** — the PEP MUST consume before the protected side effect. v0.7's stated order left the CAS able to prevent only the second record, never the second side effect. Protocol correction, not a retraction of the forensic claim (`GH-DEC-2026-003`). 2. **§9.7.3 gains the binding correspondence** — the approval's recorded PDP digest MUST equal the digest the PDP publishes for the request with the approval evidence excluded, and a claim without one is unusable on that path. No cross-engine vocabulary mapping is published: a translation can be confidently wrong and fails open, where a digest is identity. The comparison is against an exclusion-scoped digest because a claim travelling inside a hashed request cannot name the digest of the request containing it — a hash cycle, found by `secrets-engine` and reported independently by two engines within hours of the ruling, which as first written mandated a check that could never pass (`GH-DEC-2026-008`, raised by `access-engine`, which declined to close it locally). 2b. **A change in its own right, not a sub-clause of 2** — the label is retained rather than renumbered so that references written against this list do not silently repoint. §14's tally counts it. **§6.4 obligation 5 gains the replay-identity property** — an evidence-bearing input may be excluded from a correspondence digest but never from the replay identity, because two requests differing only in which approval was presented decide differently. Flagged by `access-engine` as a near miss rather than a request. 3. **§6.4 obligation 5 added** — validation by owning layer, and correspondence by identity rather than translation. A PIP MUST NOT republish the PDP's decision. Carries the consequence that a consumer of a summary predicate trusts the issuer's evaluation of what is folded into it, with reconstructability at the issuer as the compensating property (`GH-DEC-2026-005`). 4. **§6.4 obligation 3 — `unknown` is not a zone** and MUST resolve to `fail_closed`; and every published map MUST name its scoping axis and its relation to zone. `ops-warden`'s `unknown` cell becomes non-conformant, and the register records it as such (`GH-DEC-2026-009`, raised by `access-engine` on two conformant maps that disagree). 5. **§9.5 gains the posture boundary** — recomputability, not volatility, with the clause that a criterion MUST bottom out in evidence about the subject rather than another party's conclusion about it. Three consequences, including that capability readiness MUST NOT be an input to posture. The limit is stated: *"the same evidence"* is undefined until §17 (`GH-DEC-2026-007`, raised by `kings-guard` against the line this standard's owner had proposed). 6. **§11 gains the emission-guarantee declaration**, so a source catalogued as evidence declares what its emission actually guarantees rather than reintroducing `GH-IN-0001` silently. The check defers the form to the governing profile instead of restating it: as first cut it required a heartbeat *or* reconciliation of every load-bearing source, which both over- and under-stated `emission-cadence-security-profile_v0.1.md` — it withheld from a volume class the rate monitoring the profile permits, and accepted for a rare class either control alone where the profile requires both. It also contradicted its own following paragraph. Corrected by `net-kingdom` on review of the ownership §17 assigns it (`NK-WP-0035`). 7. **§11 and §12 gain the derived-artifact rules** — examples validate against the schema they exemplify and cover both shapes of an optional load-bearing field; derivatives are marked with source and derivation version; dated review records are marked as status-as-of-date. Six instances in one week across four repositories (proposed by `approval-engine`). 8. **§8 gains a demarcation** — validating a fact is not re-issuing it. 9. **§13.1 gains three rows, an axis column, and two statements of limit** — that cross-axis aggregation is unavailable, and that the migration to `maturity-engine` waits on a published export (`GH-DEC-2026-006`). 10. **§17 corrected** — emission-cadence ownership is assigned, not proposed, and both owners have accepted (`GH-DEC-2026-004`). 11. **§16 reconciled** against the decision log; two questions closed, one opened on whether an absent scope differs from an unknown one. Applied during circulation, after the round returned findings against this text (`gate-house/docs/conformance/2026-09-06-v08-assent-round.md`). The version stayed `proposed` throughout, so these are corrections to an uncut standard rather than amendments to an accepted one: 12. **§6.4 obligation 1 gains attribution** — a decision MUST be attributable to `access-engine`, and obligation 2's mechanical digest test does not discharge that. Fail-closed protects against a decision point that is absent, not against one that lies, and obligation 5 was written over a pair of artifacts whose authenticity only one half of could be validated. Carried as a declared §13 gap with `access-engine` as owner rather than as a shipped mechanism (raised by `access-engine` against its own unsigned envelope, having recorded it as `FLEX-DEC-2026-010` before reviewing this text). 13. **§6.4 obligation 3's drift test promoted `SHOULD` → `MUST`** — the strongest obligation in the section had the weakest verification, in a paragraph arguing that drift is worse than no publication. Already met by four of five §13.1 rows (raised by `access-engine`). 14. **§6.4 obligation 3 forbids totality by catch-all**, and requires an `absent` scope to be distinguishable in the record from an `unknown` one and to surface as a conformance failure. This closes the question item 11 opened (raised by `access-engine`, from its own 29-fixture tenant defect). 15. **§6.4 obligation 3 and §13.1 gain classification coverage** — published beside the stance, because `unknown` → `fail_closed` over a population that is entirely unclassified is conformant and misleading. A transitional `unknown: fail_open` was asked for and **declined**: it is indistinguishable at runtime from the stance the rule forbids (requested by `ops-warden`, which proposed the declared-gap outcome as its own second preference and measured the coverage figure now in the register). 16. **§13.1 marks `ops-mason`** — an unpublished map is a plainer violation of obligation 3 than a wrongly-valued cell in a published one, and was stated as bare fact while the other was bolded (raised by `access-engine`, returning `gate-house`'s own §11 marking argument unchanged). 17. **§14's tally corrected and §15 item 2b clarified** — 2b is a change in its own right and is the second item not requested by another repository, so the ratio is ten of twelve with two exceptions (raised by `approval-engine`). 18. **§6.4's count sentence corrected** — it announced four obligations and listed five, leaving a defensible reading under which an implementer omits the one governing how an approval is compared to a decision (raised by `approval-engine`). 19. **§17's artifact count and closing status corrected** — v0.8's item 10 reached the emission-cadence paragraph and not the count sentence, which still called ownership of the decision-record schema unsettled after `access-engine` took it on (raised by `approval-engine`). 20. **§19 gains a stub** — the heading gap was explained in a §16 bullet, where a reader checking whether an edit had dropped a section does not look (raised by `approval-engine`). v0.1 → v0.2: 1. **§5 restructured** into three sanctioned shapes. Added §5.2 conduit (ops-warden's question, ruled) and §5.3 declared engine gap (ops-warden's amendment, accepted). 2. **§6.2 added** — doctrine must reach the decision as an input claim or a versioned policy rule (flex-auth's boundary drawn back, accepted). 3. **§9 added** — the catalog may not assign a capability the rules forbid discharging; containment marked pending; degraded-mode fallback ruled into the engine (kings-guard's finding). 4. **§11 restructured** — conformance now has three states, distinguishing a tracked gap from an undeclared violation. 5. **§12 made normative**, with the explicit statement that an unsatisfiability finding is a success of the loop. 6. **§13 added** — open gaps register, including the unowned approval storage and lifecycle capability. 7. §4 catalog gained the pending mark and ops-warden's SSH certificate lane. v0.2 → v0.3: 1. **§9.4 added** — approvals assigned to `approval-engine`, with the operative state and the evidence record separated between it and `audit-core`. 2. **§9.5 added** — graded progression assigned to `maturity-engine`, closing the §9.1 defect in gate-house's own conformance-review claim, and carrying the guardrail that a level may never gate a decision directly. 3. §4 catalog gained both engines; gate-house's conformance-review claim now names the engine it acts through. 4. §13 register updated: the approval hole is assigned, two new entries added. v0.6 → v0.7, from four reviews: 1. **§3.4 is written.** v0.6 announced the human/agent principal separation in §1 and §15 and left §3.4 byte-identical to v0.5 — a silent edit failure. A rule stated about a standard in its own change log is not a rule. Found by `kings-guard`. The same failure had also dropped two §16 entries, restored here. 2. **§6.4 obligation 1 rewritten** — it forbade what obligation 3 blesses. A PEP may proceed under its declared §9.3 stance provided the application of that stance is *recorded in place of* the decision. Stricter than v0.6 where it counts: a fail-open result is metadata, never silence. Raised by `ops-warden`. 3. **§6.4 obligation 2 rewritten** — it forbade the session-bound allow §9.7.1 permits. Scoped to replay outside the decision's own binding and lifetime, with the canonical request digest as the mechanical test, and negative caching ruled permitted where the refusal is recorded and the cache lifetime declared. Raised by `access-engine`. 4. **§6.4 obligation 3** gained the requirement that the published stance map equal shipped behaviour, asserted by test. **§13.1** now exists as the register §6.4 mandated and v0.6 did not implement. 5. **§9.6 gained a threat decomposition** — atomicity prevents accidental omission; cadence and reconciliation detect the adversarial case after the fact; nothing prevents it at a compromised source. Raised by `audit-core` against its own proposed remedy. 6. **§9.6 cadence is now MUST for load-bearing sources**, with positive reconciliation or a heartbeat as the required form for low-volume classes, because rate monitoring fails exactly where the stakes are highest. 7. **§9.7.2 splits by role** — a PDP states a deadline per input class, a PEP one at its boundary. Promotes `access-engine`'s provenance gap to a conformance prerequisite. 8. **§3.3's Evidence row** is stated as an estate trade rather than a property, leaving independent-recording-before-effect raisable as a declared exception. 9. **§17** moves the decision-record schema to `access-engine`, which argued it against its own interest; `kings-guard` drafts the emission-cadence schema. 10. **§13** no longer attributes the actuation gap to `kings-guard`; it is estate-wide. **§19 removed** — a verdict inside a standard grades the document it lives in. **§17/§18** demoted from H1 to H2. 11. **§20 added** — the Railiance interaction boundary, on `railiance-master`'s definitions, including that `rein-*` is not a fifth axis. v0.5 → v0.6, from the independent assessment of 2026-08-29: 1. **§3.3 types the engines** — PDP, PIP, Evidence, Lifecycle, with a role column in §4. A new engine is a PIP unless this standard says otherwise, so "we need an engine for X" cannot drift into "X now decides". 2. **§6.4 names the enforcement point** — a PEP shape with four obligations: no side effect without a decision record, no local recaching of the verdict, a declared unreachable-engine stance, reconstructability. The standard had the decision and not the gate. 3. **§9.2 replaced** — containment was marked pending against the wrong repository. Actuation is an Engine concept, unowned, held at zero; Staff proposes containment and never performs it. 4. **§3.4 separates the two Staff principals** — human and agent share the layer but not blast radius: no standing credential, conduit or engine API only, agent memory is not a state plane, every action reconstructable as the caller's. 5. **§9.7 puts time into the model** — explicit lifetimes, revocation visibility deadlines, consumption as a state change never inferred, and the three race modes named. **§9.8** states what holds under partition and leaves the rest open. 6. **§17 requires the Taxonomy artifacts** — claim, decision-record, gap-record, and emission-cadence schemas — without which §6.2 and §11 are reviewable but not compileable. Ownership proposed, not assigned. 7. **§18 composes the sibling standards** — how zone stance, tenancy posture, and a credential lifecycle event each enter a decision as a claim. They were cited in frontmatter and nowhere in the rules. 8. **§5 gained a sunset** on the uncatalogued-infrastructure carve-out, and §5.3 **declines** a proposed fourth "operator of third-party Tooling" shape: it would convert a tracked gap into a permanent allowance. 9. **§10 gained the six artifacts** a layer change must carry, written from the `zone-engine` case, including a permission freeze during the cut. 10. **§2 lifts the observation rule** — no estate argument may cite observation that has not happened. **§13** separates its three normative rules from the table, which is now a snapshot due to move into `maturity-engine`. 11. **§16** the approval custody question is **decided: no**, rather than left open. **§19** records the fitness verdict, including that the estate can propose and decide but cannot yet watch or act. v0.4 → v0.5, all from review findings: 1. **§9.1 split into two marks** — `pending` (no route, capability zero) and `declared-gap` (route exists under §5.3, capability works and is tracked). v0.4's single mark would have forced a false `pending` onto ops-warden's production SSH issuance. Raised by `ops-warden`. 2. **§9.3 rewritten** — input degradation is the engine's; engine-unreachability is necessarily the consumer's, bounded by a declared, auditable, total stance. Contested by `flex-auth`: fail-open is not expressible by a PDP, and v0.4 collided with `ops-warden` `ADR-0009`. 3. **§5 gained a scope rule** — "Tooling-layer system" means a §4 Tooling row; uncatalogued infrastructure is outside §5 and recorded rather than policed. Without it every Staff repository was in undeclared violation for writing progress events. Raised by `ops-warden`. 4. **§9.4 requires a local outbox** — no synchronous dependency on `audit-core` inside the state-change transaction, so an audit outage cannot block a revocation. Raised by `audit-core`. 5. **§9.5 forbids compiling maturity levels into registry content** until decision provenance carries a registry-snapshot digest. Raised by `flex-auth`. 6. **§9.6 gained the load-bearing / attributive distinction**, the mirror rule that absence is not evidence of non-occurrence, the optimistic-bias consequence for adaptive systems, and silence-as-signal. Raised by `kings-guard` on top of `audit-core`'s original. 7. **§11 gained a fourth state** — blocked-clean, which MUST NOT rank below conforming — and a machine-readable declaration form. Raised by `kings-guard` and `audit-core`. 8. **§13 gained state and owner-status columns** — declared-contact versus unowned-capability, proposed versus assented owner. `access-engine`'s decline of authentication evidence is recorded. Raised by `kings-guard` and `flex-auth`. 9. **§8** records the asymmetry's payoff under incomplete observation; **§12** records that its fourth step is unstaffed; **§14** corrects the adoption arithmetic and the status contradiction. Amended in place while `proposed`, 2026-08-28: §11 gained the who-must-declare rule after a conformance sweep found the standard required an `INTENT.md` declaration from `OpenBao`, which the estate does not author; and §14 gained the honest adoption count. v0.3 → v0.4: 1. **§4 catalog gained `audit-core`** as an Engine, on its own declaration. v0.3 named it as an owner in §9.4 and §13 without cataloguing it — a §11 defect in the standard itself, raised by `audit-core`. 2. **§9.4 evidence rationale rewritten** to cite `audit-core`'s shipped `docs/integrity.md` bound rather than its INTENT principle 6, and to state that `tamper_evidence` is conditional on live preconditions. 3. **§9.4 gained emission atomicity** as `approval-engine`'s obligation, and the prohibition on `audit-core` exposing an approval-validity query. 4. **§9.6 added** — evidence proves alteration and truncation, not omission at source. Estate-wide; the sound and unsound forms of the claim are stated. 5. **§13** — evidence half recorded as assented with conditions; two new gaps: stronger approval custody (unassigned) and emission atomicity (`approval-engine`). ## 16. Open questions - ~~Whether approvals warrant archival custody stronger than every other audit source.~~ **Decided (§13): no.** Approval evidence carries the same bound as every other source. The acute risk for approvals is *omission* — a suppressed revocation — and archival custody does not address omission at all; emission atomicity with a local outbox (§9.4) and a detection surface (`GH-WP-0002-T04`) do. Leaving it open while calling the evidence half load-bearing created a promise the archive cannot cash. If a future requirement genuinely needs WORM or a transparency log, that is a different store with a different owner, raised then. - Whether SSH certificate issuance evidence is load-bearing or attributive (§9.6). Ruled attributive here on the argument that no control branches on the presence of a signing record; `ops-warden` asked for the ruling and the trade is genuinely two-sided, so it is flagged rather than settled. - ~~Who marks an approval consumed, and at what point relative to the decision (§9.4).~~ **Decided (§9.7.3): the PEP, by compare-and-swap, before the protected side effect.** The PDP never mutates and Staff never consumes. The three failure modes have owners in `gate-house/docs/contracts/approval-consumption.md`; there is no unconsume. `GH-DEC-2026-003`, and `GH-DEC-2026-008` for the binding correspondence. - Whether other §4 repositories are missing layer declarations; `audit-core` flagged its own absence and asked whether the catalog needs the same correction elsewhere. - ~~Whether the gap register migrates from this standard into `maturity-engine` once that engine exists, leaving the standard to state the rules only.~~ **Decided (§13.1): yes, conditioned on a published export.** The engine holds both registers as data; the migration waits on a committed, versioned export readable without a live query, because a standard must stay legible in git to a reader with no cluster access. `GH-DEC-2026-006`. - ~~Whether §6.4's `unknown` ruling should extend to other total-map scopes that are absent rather than unknown.~~ **Closed** during v0.8's circulation. It extends, and the distinction is not a distinction in the stance: `absent` fails closed too, for the stronger reason that it is the branch reached by discovering the author's model of their own axis was wrong. The distinction is in the record — an `absent` hit is a conformance failure and MUST be distinguishable from an `unknown` hit, or obligation 3's totality requirement is satisfied vacuously by a catch-all. §6.4 obligation 3; answered by `access-engine`, which raised the question's real cost from its own 29-fixture tenant defect. - Whether Tooling warrants subdivision between third-party and homegrown. - How a future `role-engine` divides responsibility with `access-engine`. - Whether declared gaps need an estate-wide register rather than per-repository declarations; ops-warden's `warden route gaps` is candidate machinery. - Whether non-security repositories adopt the same model. The determinism cut is not security-specific; if non-security Staff also may not hold runtime-dependent state, the estate gets one constitution rather than a security ghetto. - The rest of §9.8: split brain, partial PIP reachability, and clock skew beyond the two rules stated. - Publication integrity of the Taxonomy layer itself. This standard demands reconstructability of decisions while its own publication path has no digest, freeze, or rollback discipline. `access-engine` observed during v0.8's circulation that the same observation applied to the artifact this standard *regulates* is §6.4 obligation 1's attribution gap — the defect was visible from inside and had been recorded against the wrong artifact. That half is now a declared §13 gap; this entry is the half that remains open, and it is this standard's own. - The fitness verdict formerly at §19 now lives in `net-kingdom/history/2026-08-29-layering-standard-assessment.md`. A grade inside a standard of record becomes normative by adjacency and ages against the text it grades. Raised by `access-engine`. Its two substantive points remain live: observation in production is unstaffed (§12) and actuation has no surface (§9.2). - The **working companion** (`net-kingdom/SECURITY-COMPANION.md`, v0.2, root of the repository for onboarding) is the operative form of this statute. The statute governs on disagreement, and a disagreement is a finding. The v0.1 gap `access-engine` found — publish your stance map, but nowhere saying where, and no inventory obligation — is fixed in v0.2 §5.3. - How the Railiance operational axes meet this model beyond §20's first statement, which is deliberately minimal. --- ## 17. Taxonomy artifacts §6.2 says doctrine reaches a decision as an input claim or a versioned policy rule. As prose that is a rule a reviewer can apply. As an interface it does not exist, because nothing defines what a claim *is*. §11 calls itself mechanically checkable while resting on that gap. Four artifacts are therefore required and versioned like any standard. **Two of the four are not Taxonomy's**, and each is settled below rather than open: the decision-record schema is `access-engine`'s, and the emission-cadence declaration is split between `info-tech-canon` and `net-kingdom`. The table names all four because §6.2 needs all four to exist, not because Taxonomy owns all four. | Artifact | Contents | | --- | --- | | **request-claim schema** | identity, tenant, zone stance, posture, approval, maturity, assurance — each with its issuer and freshness rule | | ~~decision-record schema~~ | **moved to `access-engine`** — see below | | **gap-record schema** | the §5.3 fields — `capability`, `intended_owner`, `blocked_on`, `review` — plus the §13 `state` and owner-status | | **emission-cadence declaration** | the expected rate a source publishes, so silence is a finding (§9.6) | Until these exist, §6.2 and §11 are reviewable but not compileable, and every engine invents its own claim shape at its own boundary. **The decision-record schema is not Taxonomy's.** A decision record is the PDP's output artifact — the one thing in the estate only `access-engine` produces — and §2 keeps ownership in the producing repository's own `INTENT.md`. Taxonomy authoring the schema for an artifact only one engine emits would invert the ownership rule this standard applies everywhere else. `access-engine` publishes it as a contract; Taxonomy holds only the shared field vocabulary the claim schema references. Raised by `access-engine` **against its own interest** — the same §2 argument it used to decline authentication evidence, applied where it takes work on rather than off. Symmetry of that kind is what makes the ownership rule credible. **The emission-cadence declaration has a drafter.** `kings-guard` is its only consumer, cannot implement silence-as-signal without it, and has offered to draft it against `qonto-assistant` and hand it to whichever Taxonomy repository takes ownership — rather than inventing a local shape, which is the drift §17 exists to prevent. Accepted as a draft; ownership still rests with Taxonomy. **Ownership of the emission-cadence declaration is assigned.** `info-tech-canon` owns the versioned, ecosystem-wide `EmissionCadenceDeclaration` semantic contract — generic forms, fields, vocabulary, validation semantics, compatibility, and evolution. `net-kingdom` imports it and owns the NetKingdom security profile: which evidence classes MUST or SHOULD declare cadence, the prohibition on rate monitoring for rare load-bearing classes, and the heartbeat-plus-reconciliation obligations that satisfy §9.6. Each source repository owns its declaration instance and its emission behaviour; `kings-guard` owns stream evaluation and silence findings, not the schema. The split was made by artifact so each has one owner: joint ownership would leave version authority ambiguous, and giving the whole artifact to either repository would conflate a reusable evidence contract with the security obligations of one estate. Settled in `GH-DEC-2026-004`; both repositories accepted in their own voice (`ITC-WP-0018`, publishing `ITC-EMISSION-CADENCE 0.1` in canon `0.7.0`; `NK-WP-0035`, publishing `emission-cadence-security-profile_v0.1.md`). The `kings-guard` draft is frozen as assimilation provenance. **Exactly two artifacts are unsettled: the request-claim schema and the gap-record schema.** Both sit between `info-tech-canon` and `net-kingdom` on the same line, and neither has an owner in its own voice yet. The other two are settled above — the decision-record schema is `access-engine`'s, and the emission-cadence declaration is assigned and accepted by both its owners. §2 keeps ownership in the owning repository's `INTENT.md`. This paragraph read *"the remaining three artifacts is still proposed"* while settling one of the three in its own next clause, so a reader checking whether the decision-record schema needed an owner found it listed among the unsettled — after `access-engine` had taken it on against its own interest. Raised by `approval-engine`; v0.8's item 10 corrected the emission-cadence paragraph and did not reach this one. ## 18. Composition with the sibling standards The related-standards list has been frontmatter and little else. If the following sentences cannot be written, the list is decoration — so they are written here rather than in the siblings. **Zone stance** (`security-zones_v0.1`). A zone answers which scrutiny a workload has qualified for; membership is `zone-engine`'s. The *effect* of a zone on a decision belongs in a versioned `access-engine` policy package, never in registry content — that ruling is zone-engine's §5, and §6.1 is its generalization. Zone stance therefore enters a decision as a **claim on the request or a rule in the package**, and a decision that turned on a zone must name the package version that read it. **Tenancy posture** (`tenancy-posture_v0.1`). Posture is a bounded security-state input, published by its owner and never a privilege source (§8). It enters as a **claim**, carries its own freshness, and the §8 asymmetry binds it: posture may tighten a decision and may never loosen one. A posture too stale to trust is a missing claim, and a missing claim is not permission. **Credential lifecycle** (`credential-management_v0.2`). Issuance, rotation, and revocation are `secrets-engine`'s and `OpenBao`'s, downstream of a decision — a credential is an artifact of authority, never its source. A lifecycle event becomes an **input** to a later decision as a claim (this credential is current, this lease is bound to this task), never a side channel that changes an outcome without appearing in the decision record. Revocation visibility is bounded by §9.7. Each of the three composes the same way, which is the point: **facts arrive as claims, effects live in versioned policy, and anything that changes an outcome appears in the decision record.** --- ## 19. *(retired)* There is no §19. It held a maturity grade for `qonto-assistant`, removed because a grade inside a standard of record becomes normative by adjacency — it is an assessment, and assessments belong in `maturity-engine` and in dated review records. The number is not reused, so references written against earlier versions do not silently repoint. Retirement recorded in §16 and in `gate-house/history/`; raised by `access-engine`, and the stub added because a reader who sees §18 followed by §20 cannot otherwise tell whether an edit dropped a section (raised by `approval-engine`). ## 20. The Railiance interaction boundary Operations is not NetKingdom's. Workload operations are organized by **Railiance**, whose framework repository is `railiance-master`, and NetKingdom provides the security and approval framework those operations consume. This section states the boundary as it stands today. It is expected to evolve, and it is written here so that evolution is visible rather than inferred. Definitions are `railiance-master`'s and are restated, not authored, here. ### 20.1 What Railiance organizes A **workload** is a managed running deployable. Human commands, credential patterns, broker actions, approvals, and infrastructure resources that are not themselves deployables **are not workloads** — which is why an approval object (§9.4) is not a Railiance axis and never becomes one. Every workload is operated through four composable axes, each answering a different question about the same workload: | Prefix | Axis | Question | | --- | --- | --- | | `railiance-*` | ownership | Who owns this capability? | | `rail-*` | execution contract | How does this workload run? | | `rapp-*` | managed package | What exactly is packaged and operated? | | `reef-*` | substrate | Where is it bound, and as what operational reality? | `rein-*` is **not a fifth axis**. Reins are `glas-harness` agent-harness backends; the name echoes `rail-*` analogically, not taxonomically. Agentic session semantics — session loops, tool policy, harness routing, model selection — belong to `glas-harness`. When a rein is installed and operated as a managed service it is a workload like any other, packaged and bound through the four axes above. ### 20.2 What holds today For any Railiance consumer of NetKingdom security, without exception: 1. Authorization decisions come from `access-engine` and from nowhere else (§6). 2. Approvals are objects in `approval-engine`, consumed as claims (§9.4). 3. Credentials are materialized by `secrets-engine` **after** a decision, never as a substitute for one. 4. Evidence goes to `audit-core` under the bound in §9.6. 5. Anything causing a protected side effect is **PEP-shaped** and owes the four obligations in §6.4 — including a published unreachable-engine stance in the §13.1 register. ### 20.3 What is not settled The mapping between the axes and this model is deliberately thin, because guessing it would be worse than admitting it: - A **`rapp-*`** is the most likely *resource* a decision is rendered about, but nothing states its identity form in a request claim. - A **`rail-*`** describes how a workload runs and is therefore where PEP shape is most likely to live — but §6.4 obligations attach to repositories, and a rail is a contract, so whether a rail can *carry* an obligation is unwritten. - A **`reef-*`** answers where a workload is bound, which is adjacent to a security zone (`security-zones_v0.1`) without being one. `zone-engine` records that a reef capping availability for everything bound to it is a canon composition problem. That composition is unwritten. - The **`railiance-*` ownership axis** names who owns a capability, which is adjacent to the principal a decision is rendered for. Adjacent is not equal, and no rule connects them. - **`glas-harness` and reins** hold tool policy and session semantics for agents, while §3.4 rule 2 holds that an agent acts only through a conduit or an engine API. Those two must compose, and neither side may treat its own half as sufficient. That seam is the most consequential of the five, because it is where "tool availability is not permission" is actually enforced or lost. ### 20.4 How this boundary changes An interaction boundary between two frameworks is owned by neither alone. Changes to §20 require assent from `railiance-master` for the axis definitions and from `glas-harness` for the session and tool-policy seam, on the same terms as any other boundary in this standard (§10). NetKingdom states what a consumer owes; it does not define what a rail, rapp, reef, or rein *is*.