All three v0.4 findings were acted on — §9.1 split into pending/declared-gap and §5's scope rule adopted as recommended and credited, and §9.6 ruled via the load-bearing/attributive distinction with ops-warden's `# audit must not block signing` named as the estate's live example. Checked the favourable ruling rather than accepting it. §9.6's test is "no control branches on its presence": the only consumer of audit.jsonl is `warden activity`, which displays. Nothing gates on a signing record, so the lane is genuinely attributive. AuditTrail.md now records the ruling instead of the open question, and states that the trade must be revisited if a control ever gates on the trail. CONFORMANCE ACTION. §6.4 obligation 3 requires a stance map "published rather than held in code", and requires every PEP-shaped consumer to publish one so the maps can be inventoried — naming ADR-0009 as the reference shape. ops-warden was not doing it: the map lived in PolicyConfig.failure_modes, a dataclass default. Not a code comment, but not published either. pep-stance.yaml publishes it, and the test asserts the published map EQUALS the shipped default. A published map that may drift from the code is worse than no map, because it invites reliance it cannot support. Two findings sent to gate-house, in history/2026-08-29-layer-model-v06-review.md: §6.4 obligation 1 (no side effect without a decision record) contradicts obligation 3 and §9.3, with ops-warden's blessed fail-open stance as the instance; and §6.4 mandates a stance-map inventory in §13 that §13 does not implement — where ops-warden is currently the only PEP to have published one. 402 tests pass, ruff clean. Co-Authored-By: Claude Opus 5 <noreply@anthropic.com> Claude-Session: https://claude.ai/code/session_01YWBMovyFoy9RRrfL7zKvPJ Assistant: claude-code Assistant-Model: opus Assistant-Process: 4014535@bnt-lap001 Assistant-Session: d0036016-73e8-4da1-8e47-563e3ab39a3c
133 lines
5.5 KiB
Python
133 lines
5.5 KiB
Python
"""Layer-model conformance (security-layer-model_v0.4 §5, §11).
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Two things are checked here. §11 makes one of them mechanical: every direct
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Tooling client maps to a declared shape. §5.2 asks for the other: the conduit's
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supplied-authority property covered by a test.
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Deliberately absent: any assertion on a §5.3 review date. A date-triggered
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failure breaks the build on a calendar day with no code change, punishing
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whoever commits next rather than whoever owns the gap — the same reasoning
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recorded in WARDEN-WP-0033-T05 for blocker staleness.
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"""
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from __future__ import annotations
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import os
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import subprocess
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import sys
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from pathlib import Path
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import yaml
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ROOT = Path(__file__).resolve().parents[1]
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def _decl() -> dict:
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return yaml.safe_load((ROOT / "layer.yaml").read_text())
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class TestDeclaration:
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def test_declares_staff_layer_in_its_own_voice(self):
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d = _decl()
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assert d["repository"] == "ops-warden"
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assert d["layer"] == "staff"
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# §11: "only the repository's own file, in its own voice, conforms."
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assert d["declared_by"] == "docs/adr/ADR-0010"
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def test_every_tooling_contact_maps_to_a_declared_shape(self):
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"""§11 mechanical check — the guard against a new undeclared client."""
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result = subprocess.run(
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[sys.executable, str(ROOT / "scripts" / "check_layer_conformance.py")],
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capture_output=True,
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text=True,
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)
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assert result.returncode == 0, (
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f"undeclared Tooling contact — a finding under §11, not a tracked gap:\n"
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f"{result.stdout}{result.stderr}"
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)
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def test_declared_gaps_carry_all_four_fields(self):
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"""§5.3 is machine-readable or it is prose wearing a schema."""
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for c in _decl()["tooling_contacts"]:
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if c["shape"] == "5.3":
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for field in ("capability", "intended_owner", "blocked_on", "review"):
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assert c.get(field), f"{c['id']} missing {field}"
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def test_gaps_are_not_counted_as_conformance(self):
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"""§11: a declared gap is tracked non-conformance. Keep that visible."""
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text = (ROOT / "layer.yaml").read_text()
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assert "TRACKED NON-CONFORMANCE" in text.upper()
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class TestConduitSuppliesNoAuthority:
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"""§5.2: 'MUST NOT present its own credential, MUST NOT widen what the
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caller could already do.' The standard says this SHOULD be covered by a
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test; this is that test."""
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def test_conduit_supplies_no_authority_of_its_own(self, monkeypatch):
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from warden import proxy
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monkeypatch.setenv("VAULT_TOKEN", "caller-own-token")
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monkeypatch.setenv("HOME", "/home/nobody")
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before = dict(os.environ)
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env = proxy._caller_env()
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# The child environment IS the caller's environment — nothing added,
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# nothing removed, no ops-warden credential injected.
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assert env == before, (
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"conduit altered the caller's environment; §5.2 requires it to "
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"supply no authority of its own"
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)
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assert env["VAULT_TOKEN"] == "caller-own-token"
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def test_conduit_declares_supplied_authority_none(self):
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conduits = [c for c in _decl()["tooling_contacts"] if c["shape"] == "5.2"]
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assert conduits, "no §5.2 conduit declared — proxy.py is one"
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for c in conduits:
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assert c["supplied_authority"] == "none"
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def test_proxy_holds_no_credential_constant(self):
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"""A conduit that presents its own token is not a conduit (§5.2)."""
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src = (ROOT / "src" / "warden" / "proxy.py").read_text()
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# It may name token ENV VARS to detect caller auth; it must not carry a
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# token value or mint one.
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for forbidden in ("X-Vault-Token", "auth/approle/login", "token create"):
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assert forbidden not in src, (
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f"proxy.py references {forbidden!r} — that is presenting or "
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f"minting authority, not conducting the caller's"
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)
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class TestPepStanceMap:
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"""§6.4: every PEP-shaped consumer MUST publish its unreachable-engine
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stance map, total and per zone, 'published rather than held in code'.
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ADR-0009 is named as the reference shape, so it should actually hold."""
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def _stance(self) -> dict:
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return yaml.safe_load((ROOT / "pep-stance.yaml").read_text())
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def test_published_map_equals_shipped_behaviour(self):
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"""The whole point. A published map that may drift from the code is
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worse than none, because it invites reliance it cannot support."""
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from warden.config import PolicyConfig
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assert self._stance()["stance"] == PolicyConfig().failure_modes
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def test_stance_is_total_over_the_zone_model(self):
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"""§6.4 obligation 3: total, no implicit default."""
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stance = self._stance()["stance"]
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required = {
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"z0-experimental", "z1-operational", "z2-protected",
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"z2-continuity", "z3-critical", "unknown", "not-applicable",
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}
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assert required <= set(stance), f"stance not total; missing {required - set(stance)}"
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assert set(stance.values()) <= {"fail_open", "fail_closed"}
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def test_critical_zone_fails_closed(self):
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"""ADR-0009's one non-negotiable row."""
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assert self._stance()["stance"]["z3-critical"] == "fail_closed"
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def test_verdict_is_never_cached(self):
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"""§6.4 obligation 2: caching an input claim is permitted; caching the
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answer is a second decision point deciding early (§6.1)."""
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assert self._stance()["verdict_caching"] == "none"
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