ops-warden/tests/test_layer_conformance.py
tegwick 1b8261917e
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Prepare reviewed durable case execution kernel and accepted layer pins
Assistant: codex
Assistant-Model: gpt-6.1-sol
Assistant-Session: 01a126e1-76f8-7643-8cf3-e93336539ade
2026-10-11 02:21:03 +02:00

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"""Layer-model conformance (security-layer-model_v0.8 §5, §11).
Two things are checked here. §11 makes one of them mechanical: every direct
Tooling client maps to a declared shape. §5.2 asks for the other: the conduit's
supplied-authority property covered by a test.
Deliberately absent: any assertion on a §5.3 review date. A date-triggered
failure breaks the build on a calendar day with no code change, punishing
whoever commits next rather than whoever owns the gap — the same reasoning
recorded in WARDEN-WP-0033-T05 for blocker staleness.
"""
from __future__ import annotations
import os
import subprocess
import sys
from pathlib import Path
import yaml
ROOT = Path(__file__).resolve().parents[1]
def _decl() -> dict:
return yaml.safe_load((ROOT / "layer.yaml").read_text())
def _intent_frontmatter() -> dict:
lines = (ROOT / "INTENT.md").read_text().splitlines()
assert lines[0].strip() == "---", "INTENT.md must carry frontmatter — it is the declaration"
end = next(i for i, ln in enumerate(lines[1:], 1) if ln.strip() == "---")
return yaml.safe_load("\n".join(lines[1:end]))
def _checker():
import importlib.util
spec = importlib.util.spec_from_file_location(
"check_layer_conformance", ROOT / "scripts" / "check_layer_conformance.py"
)
module = importlib.util.module_from_spec(spec)
spec.loader.exec_module(module)
return module
def _fold(value: str) -> str:
return str(value).strip().encode("ascii", "ignore").decode().lower()
class TestDeclaration:
def test_declares_staff_layer_in_its_own_voice(self):
d = _decl()
assert d["repository"] == "ops-warden"
assert _fold(d["layer"]) == "staff"
# §11: "only the repository's own file, in its own voice, conforms."
assert d["declared_by"] == "docs/adr/ADR-0010"
def test_intent_md_carries_the_governing_declaration(self):
"""GH-DEC-2026-017 §1 / A11: INTENT.md's frontmatter is the declaration."""
assert _fold(_intent_frontmatter()["layer"]) == "staff"
def test_sidecar_is_marked_derived_and_names_its_source(self):
"""§11's derived-artifact rule, applied to the layer sidecar."""
d = _decl()
assert d["derived"] is True
assert d["derived_from"] == "INTENT.md"
def test_the_two_forms_agree_once_case_is_folded(self):
"""A11: the derived form must agree; A9: comparison folds case.
`Staff` in INTENT.md and `staff` in layer.yaml are the SAME value. This
test is deliberately a fold rather than an equality: the ruling asked
nobody to re-spell anything, and an equality assertion here would be this
repository quietly doing the re-spelling the ruling declined to order.
The next *real* divergence — a different layer — still fails.
"""
assert _fold(_decl()["layer"]) == _fold(_intent_frontmatter()["layer"])
def test_layer_is_in_section_3_closed_vocabulary(self):
"""A9: {Taxonomy, Tooling, Engine, Staff}, closed, case-insensitive."""
vocabulary = {"taxonomy", "tooling", "engine", "staff"}
assert _fold(_intent_frontmatter()["layer"]) in vocabulary
assert _fold(_decl()["layer"]) in vocabulary
def test_no_declaration_carries_a_standard_version(self):
"""GH-DEC-2026-017 §5 / A12 — and the regression guard on its return.
The field was removed from the estate's reference form, not just from
this file. A field that is present will be branched on, so absence is
asserted rather than trusted.
"""
assert "standard_version" not in _decl()
assert "standard_version" not in _intent_frontmatter()
def test_no_version_anywhere_in_either_declaration(self):
"""A12 r2 / GH-DEC-2026-020 §1-§2: content, not a key name.
A versioned `standard:` path or a `companion_version` is the same pin as
`standard_version`, so the guard walks every key and value of both forms.
"""
checker = _checker()
assert checker.find_version_pins(_intent_frontmatter()) == []
assert checker.find_version_pins(_decl()) == []
assert not str(_intent_frontmatter()["standard"]).endswith(".md")
def test_checker_catches_a_versioned_standard_path(self):
checker = _checker()
pins = checker.find_version_pins(
{"layer": "Staff", "standard": "net-kingdom/canon/standards/security-layer-model_v0.7.md"}
)
assert pins and pins[0].startswith("standard")
def test_checker_catches_a_companion_version(self):
checker = _checker()
assert checker.find_version_pins({"layer": "Staff", "companion_version": "0.2"})
assert checker.find_version_pins({"nested": {"standard_version": "0.7"}})
def test_version_token_in_identity_value_is_a_pin(self):
"""GH-DEC-2026-021 §3: any `v?N.N` in a standard:/companion: value is a pin."""
checker = _checker()
pins = checker.find_version_pins({"standard": "security-layer-model v0.7"})
assert pins and pins[0].startswith("standard")
assert checker.find_version_pins({"companion": "SECURITY-COMPANION 0.2"})
assert checker.find_version_pins({"nested": {"standard": ["security-layer-model v0.8"]}})
def test_prose_citation_and_intent_version_are_not_reached(self):
"""GH-DEC-2026-021 §1 (A12 r3): prose provenance and `intent_version` pass."""
checker = _checker()
assert checker.find_version_pins(
{"layer": "Staff", "note": "Outside §5 by the v0.5 scope rule", "intent_version": "0.1.0"}
) == []
def test_schema_version_is_not_reached(self):
assert _checker().find_version_pins({"schema_version": "0.2", "layer": "Staff"}) == []
def test_stance_map_is_outside_the_run(self):
"""GH-DEC-2026-020 §3: a stance map keeps its version; the run must not read it."""
stance = yaml.safe_load((ROOT / "pep-stance.yaml").read_text())
assert "standard_version" in stance, "pep-stance.yaml keeps its clause-scoped version"
assert "pep-stance" not in _checker().SCOPE
def test_every_run_states_version_and_scope(self):
"""GH-DEC-2026-020 §4: the version belongs to the run, printed every time."""
checker = _checker()
out = subprocess.run(
[sys.executable, str(ROOT / "scripts" / "check_layer_conformance.py")],
capture_output=True,
text=True,
).stdout
assert f"validated against: {checker.VALIDATED_AGAINST}" in out
assert f"scope: {checker.SCOPE}" in out
pass_line = next(ln for ln in out.splitlines() if ln.startswith("PASS"))
assert checker.VALIDATED_AGAINST in pass_line
def test_every_tooling_contact_maps_to_a_declared_shape(self):
"""§11 mechanical check — the guard against a new undeclared client."""
result = subprocess.run(
[sys.executable, str(ROOT / "scripts" / "check_layer_conformance.py")],
capture_output=True,
text=True,
)
assert result.returncode == 0, (
f"undeclared Tooling contact — a finding under §11, not a tracked gap:\n"
f"{result.stdout}{result.stderr}"
)
def test_declared_gaps_carry_all_four_fields(self):
"""§5.3 is machine-readable or it is prose wearing a schema."""
for c in _decl()["tooling_contacts"]:
if c["shape"] == "5.3":
for field in ("capability", "intended_owner", "blocked_on", "review"):
assert c.get(field), f"{c['id']} missing {field}"
def test_gaps_are_not_counted_as_conformance(self):
"""§11: a declared gap is tracked non-conformance. Keep that visible."""
text = (ROOT / "layer.yaml").read_text()
assert "TRACKED NON-CONFORMANCE" in text.upper()
class TestConduitSuppliesNoAuthority:
"""§5.2: 'MUST NOT present its own credential, MUST NOT widen what the
caller could already do.' The standard says this SHOULD be covered by a
test; this is that test."""
def test_conduit_supplies_no_authority_of_its_own(self, monkeypatch):
from warden import proxy
monkeypatch.setenv("VAULT_TOKEN", "caller-own-token")
monkeypatch.setenv("HOME", "/home/nobody")
before = dict(os.environ)
env = proxy._caller_env()
# The child environment IS the caller's environment — nothing added,
# nothing removed, no ops-warden credential injected.
assert env == before, (
"conduit altered the caller's environment; §5.2 requires it to "
"supply no authority of its own"
)
assert env["VAULT_TOKEN"] == "caller-own-token"
def test_conduit_declares_supplied_authority_none(self):
conduits = [c for c in _decl()["tooling_contacts"] if c["shape"] == "5.2"]
assert conduits, "no §5.2 conduit declared — proxy.py is one"
for c in conduits:
assert c["supplied_authority"] == "none"
def test_proxy_holds_no_credential_constant(self):
"""A conduit that presents its own token is not a conduit (§5.2)."""
src = (ROOT / "src" / "warden" / "proxy.py").read_text()
# It may name token ENV VARS to detect caller auth; it must not carry a
# token value or mint one.
for forbidden in ("X-Vault-Token", "auth/approle/login", "token create"):
assert forbidden not in src, (
f"proxy.py references {forbidden!r} — that is presenting or "
f"minting authority, not conducting the caller's"
)
class TestPepStanceMap:
"""§6.4: every PEP-shaped consumer MUST publish its unreachable-engine
stance map, total and per zone, 'published rather than held in code'.
ADR-0009 is named as the reference shape, so it should actually hold."""
def _stance(self) -> dict:
return yaml.safe_load((ROOT / "pep-stance.yaml").read_text())
def test_published_map_equals_shipped_behaviour(self):
"""The whole point. A published map that may drift from the code is
worse than none, because it invites reliance it cannot support."""
from warden.config import PolicyConfig
assert self._stance()["stance"] == PolicyConfig().failure_modes
def test_stance_is_total_over_the_zone_model(self):
"""§6.4 obligation 3: total, no implicit default."""
stance = self._stance()["stance"]
required = {
"z0-experimental", "z1-operational", "z2-protected",
"z2-continuity", "z3-critical", "unknown", "not-applicable",
}
assert required <= set(stance), f"stance not total; missing {required - set(stance)}"
assert set(stance.values()) <= {"fail_open", "fail_closed"}
def test_critical_zone_fails_closed(self):
"""ADR-0009's one non-negotiable row."""
assert self._stance()["stance"]["z3-critical"] == "fail_closed"
def test_verdict_is_never_cached(self):
"""§6.4 obligation 2: caching an input claim is permitted; caching the
answer is a second decision point deciding early (§6.1)."""
assert self._stance()["verdict_caching"] == "none"
def test_revocation_visibility_deadline_equals_enforced_ttl_policy(self):
"""§9.7.2: a published replay window must not drift from issuance."""
from warden.models import ActorType, MAX_TTL_HOURS
published = self._stance()["revocation_visibility"]
expected = {actor.value: MAX_TTL_HOURS[actor] for actor in ActorType}
assert published["deadline_hours"] == expected
assert published["mechanism"] == "ttl_expiry"
assert published["revocation_channel"] == "none"
def test_attributive_emission_cadence_deferral_carries_measurement(self):
cadence = self._stance()["emission_cadence"]
assert cadence["classification"] == "attributive"
assert cadence["status"] == "deferred"
assert cadence["observed_window"]["signature_records"] == 3
assert cadence["observed_window"]["active_signature_days"] == 2
assert cadence["reason"]
# --- classification coverage (v0.8 §6.4 obligation 3) -------------------------
def test_published_coverage_equals_measured_coverage():
"""The published figure must equal what the repo actually measures.
ops-warden asked gate-house for §13.1's Coverage column and its figures are
that column's first entries, so their accuracy is ours to hold. The register
explicitly does not compute anyone's coverage, and a stale number beside a
marked cell is worse than a blank -- a blank at least reads as "not reported".
This is the same property that makes the stance map worth publishing (the map
equals PolicyConfig.failure_modes by test), applied one level up.
"""
import importlib.util
repo = Path(__file__).resolve().parents[1]
spec = importlib.util.spec_from_file_location(
"report_coverage", repo / "scripts" / "report_coverage.py"
)
module = importlib.util.module_from_spec(spec)
spec.loader.exec_module(module)
published = yaml.safe_load((repo / "pep-stance.yaml").read_text())[
"classification_coverage"
]
measured = module.measure()
for population in ("signing_targets", "routing_lanes"):
assert published[population] == measured[population], population
def test_the_unknown_cell_is_marked_as_a_declared_gap():
"""A non-conformant cell must say so where it is declared, not only in a review.
§11's marking obligation, which ops-warden argued for in the v0.6 round and
then acquired a marked cell under. If the cell is ever flipped to fail_closed
this test fails, which is the correct time to remove the marking.
"""
repo = Path(__file__).resolve().parents[1]
text = (repo / "pep-stance.yaml").read_text()
stance = yaml.safe_load(text)["stance"]
if stance["unknown"] == "fail_open":
assert "DECLARED GAP" in text
assert "WARDEN-WP-0040" in text
else:
assert stance["unknown"] == "fail_closed"
def test_accepted_v08_run_provenance_and_catalog_scope():
checker = _checker()
assert "security-layer-model_v0.8.md" in checker.VALIDATED_AGAINST
assert "sha256:3d8298560069ef471fba28d2b1245fb2309328f231dad1a667cdf0ce5a5a7c8b" in checker.VALIDATED_AGAINST
assert "single repository ops-warden (catalogued in §4)" in checker.SCOPE
def test_reference_semantics_propagate_identity_through_nested_sequences():
checker = _checker()
for data in (
{"nested": {"standard": ["Security Layer Model v0.8"]}},
{"companion": [["Security Companion 0.3"]]},
{"standard": {"alternate": ["Security Layer Model v0.7"]}},
):
# A dictionary begins a fresh identity key; only sequence descendants
# inherit the immediate standard:/companion: identity in the reference.
if isinstance(data.get("standard"), dict):
assert checker.find_version_pins(data) == []
else:
assert checker.find_version_pins(data), data
assert checker.find_version_pins({"rationale": "Assented at v0.7; migrated at v0.8."}) == []
assert checker.find_version_pins({"intent_version": "0.2.0", "schema_version": "0.1"}) == []
def test_ascii_folding_never_discards_non_ascii_letters():
checker = _checker()
assert checker._fold("Staff") == "staff"
assert checker._fold("Engine") == "engine"
# Deleting non-ASCII bytes would turn this fifth token into Staff.
assert checker._fold("Stαaff") not in checker.LAYER_VOCABULARY