Complete Phase V Spirits and Ghosts (SOUL-WP-0006)

Formalize Sp. evaluation dimensions and Gh. authority/governance; map law gaps
without legal conclusions; support H9/H10; confirm TE-07. Write phase-v
synthesis, finish SOUL-WP-0006, and mark SOUL-WP-0007 ready.
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## Status
Not started.
**Phase V sketch** (2026-08-12). See `sp-gh-legal-gap-sketch.md`. WS12 may deepen.
## Key questions

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# Law/Governance Gap Sketch — Spirit & Ghost (Phase V)
**Workplan:** SOUL-WP-0006-T03
**Date:** 2026-08-12
**Method:** Map Soul Frame concepts → existing legal categories → **gaps**.
**Non-goal:** Derive legal rights or moral status from philosophical terminology.
No jurisdiction-specific legal advice.
---
## 1. Mapping table
| Soul Frame concept | Nearby legal / regulatory categories | Fit | Gaps / tensions |
|---|---|---|---|
| **Being** (descriptive) | legal person; natural person | poor/direct | Legal personality is fiat/status; not Beinghood v0.2 |
| **APE** | product, service, software agent | partial | No unified “person-like AI” status |
| **Actor** | model provider, hoster, deployer roles | good | Liability stacks across Actor layers |
| **Persona** | branding, avatar, account identity | partial | Account ≠ person; impersonation doctrines |
| **Spirit (`Sp.`)** | publicity / personality rights; copyright (corpus); trademark; moral rights (some jurisdictions); parody/fair use (varies) | partial | Public-figure speech vs commercial Sp.; deceased personality rights vary widely |
| **Ghost (`Gh.`)** | consent; data protection; estates/inheritance; fiduciary duties; posthumous privacy (uneven); medical/genetic data special regimes | partial | Few statutes for “authorized posthumous agent”; platform ToS dominate |
| **Authority / custodian** | agent/principal; executor; attorney-in-fact; data controller/processor | partial | No standard Gh. custodianship instrument |
| **Provenance** | evidence law; audit; digital signatures; record-keeping | partial | Provenance ≠ identity in law either |
| **False Ghost / usurpation** | impersonation; fraud; right of publicity; deepfake bills (emerging); identity theft (stretch) | partial | Coverage uneven; technical fidelity outruns doctrine |
| **Disclosure rules** | privacy, confidentiality, professional secrecy | partial | Relationship-specific AI disclosure rarely specified |
| **Soul / legacy** | estate assets; moral rights; reputation torts; digital assets | weak | Relational/reputational “Soul” not a legal object |
| **Recognition (social)** | no direct analogue | — | Social Beinghood ≠ legal recognition |
| **Fork of Gh.** | property copies; license scope; data subject rights | weak | Which instance is authorized? |
---
## 2. Sp.-specific legal clusters
1. **Right of publicity / personality rights** — commercial use of name/likeness/voice
2. **Copyright** — training/use of works; output similarity
3. **Moral rights** (where recognized) — attribution, integrity of work
4. **Defamation / false light** — Sp. saying what source would not
5. **Consumer protection** — disclosing synthetic / `Sp.` nature
**Gap:** Clear safe-harbor design pattern for labeled non-identity historical Sp.
with transparent provenance.
---
## 3. Gh.-specific legal clusters
1. **Consent and capacity** — ante-mortem authorization instruments
2. **Data protection** — personal data of deceased (jurisdiction-dependent; many regimes weaken after death)
3. **Estates and digital assets** — access to accounts, messages, photos
4. **Fiduciary / custodial duties** — loyalty, purpose limitation, conflict
5. **Posthumous privacy and dignity** — patchwork
6. **Medical / intimate data** — heightened duties
7. **Platform terms** — currently primary “governance” in practice
**Gap:** Portable **Ghost governance charter** recognized across platforms;
default rules when no consent instrument exists (usually: **no Gh.**, only possible Sp. from public data — still ethics-bound).
---
## 4. Recommended research stance
```text
Soul Frame label → clarifies design intent and provenance
Legal outcome → independent mapping exercise per jurisdiction
Never → "is Gh." implies "has rights of the deceased"
```
H10 (authority for Gh.) is a **Soul Frame legitimacy** criterion that **aligns with**
but is **not identical to** legal authorization.
---
## 5. Design artifacts that would reduce gaps (non-legal)
| Artifact | Purpose |
|---|---|
| `Sp.` provenance manifest | sources, exclusions, fidelity claims |
| `Gh.` governance charter | principal, custodian, scope, revocation |
| Disclosure UX standard | always surface Sp./Gh. designation |
| Fork/instance registry | which runtimes are authorized |
| Relational ACL model | who may hear what |
---
## 6. Sources (orientation)
- Personality/publicity rights surveys (jurisdiction-specific treatises)
- Data protection regimes on deceased persons (varies)
- Digital estate / digital remains scholarship
- Spitale & Germani digital ghost ethics; Lei et al. AI afterlife expectations
- Deepfake / synthetic media regulation landscape (fast-moving)
- Phase V Soul Frame maps (this workstream)
**Status:** sketch for synthesis and later WS12 deepening — not legal conclusions.