Implement SOUL-WP-0011: sufficiency position, coverage matrix, Soul packaging
- T01: research/sufficiency-and-weighting-position.md — reject universal weights; necessity core (B1/B3), claim-relative P minimal profiles, continuity configuration classes with causal privilege; OpenQuestions RQ1/RQ2/RQ5 weighting bullets positioned - T02: research/coverage-matrix.md — nine INTENT entity types under the full vocabulary; success criterion verdict: pass with two strain points - T03: concepts/soul.md packaging resolved (enacted vs residual Soul); RQ4 no longer carries a paper-critical open item - SCOPE.md work-surface bullets updated; workplan finished Co-Authored-By: Claude Fable 5 <noreply@anthropic.com> Assistant: claude-code Assistant-Model: sonnet Assistant-Process: 234768@bnt-lap001 Assistant-Session: 91cdb0c1-a203-431c-b542-cf192b3930a6
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# Success-Criterion Coverage Matrix
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**Workplan:** SOUL-WP-0011-T02, resolved 2026-09-28
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**Addresses:** G2 (`history/260928-scope-intent-gap-assessment.md`) —
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INTENT's success criterion, exercised explicitly for the first time: one
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vocabulary across the nine reference entity types, with meaningful
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distinctions. Profiles follow the sufficiency scheme in
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`research/sufficiency-and-weighting-position.md` (no totals; necessity
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core, claim-relative minima, configuration classes).
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Cell values: H/M/L (high/medium/low), `var` (varies by instance), `?`
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(vocabulary strains — see §3). B-core = B1·B3 necessity core.
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---
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## 1. The matrix
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| # | Entity | B-core | B-rest (B2,B4–B8) | P-profile shape | Continuity class (typical) | Addressable | Recognition | Descriptor |
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|---|---|---|---|---|---|---|---|---|
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| 1 | Human | H | H | full, rich (P1–P12 H) | CONTINUOUS | H | H (mutual) | — (biological original) |
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| 2 | Animal (e.g. dog) | H | H | partial: P1–P3, P9 M; P8, P10–P11 L | CONTINUOUS | M (name-responsive) | H (asymmetric richness) | — |
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| 3 | Short-lived AI agent | L (B3 var) | L (B2 L) | exposed-only: P5, P10 H; P1, P6 L | none — no lineage to evaluate | M (session-scoped) | L (classified, not counterpart-modeled) | Agent; strong APE |
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| 4 | Persistent autonomous Agent-being | M–H | M (B5 var — vendor-propped) | P1, P5, P10 H; P3, P6, P8 M growing | CONTINUOUS / BRIDGED (updates, migration) | H (stable handle) | M–H (episode-spanning) | Agent; proto-Being |
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| 5 | Einstein `Sp.` | L–M (Actor-side) | L | exposed: P4, P10, P12 H (curated); P1 thin, P6 borrowed | RECONSTRUCTION by definition (no causal channel to source) | H | M (recognized *as depiction*) | `Sp.` (public reflection) |
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| 6 | Authorized `Gh.` | L–M | L–M | P3–P4, P8 inherited-H; P1 var | SUCCESSOR-family w/ authority; never automatic CONTINUOUS (H10) | H | var (relationship-holders may re-recognize) | `Gh.` (authority-bound) |
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| 7 | Original artificial companion | M–H | M | native (not inherited): P1–P4, P9–P10 H | CONTINUOUS / BRIDGED | H | H within its relationships | original artificial being |
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| 8 | Distributed AI | ? level-relative (TE-05) | M–H at closing level | var by level; collective P1 possible | MULTI_LINEAGE / CONTINUOUS at closing level | var (one handle vs many) | var | Agent (possibly nested) |
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| 9 | Radically non-human system | ? (individuation observer-relative) | ? | P7 presumed; P10 ? (shared symbol system contested) | unassessable until individuated | L (no shared address protocol) | L→? (TE-09 asymmetric path) | — (unclassified) |
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## 2. Meaningful-distinction check (pairwise)
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Every pair separates on at least one dimension; the load-bearing
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separators:
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- **1 vs 2:** P8/P10–P11 (commitments, symbols, responsibility).
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- **1/2 vs 3:** B2 + continuity ("no lineage") + counterpart-recognition.
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- **3 vs 4:** persistence family — B2, P6, continuity class, recognition
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durability. The Agent/proto-Being line is exactly here.
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- **4 vs 7:** provenance only (platform Agent vs purpose-built original
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companion) — profiles may converge; the descriptor column carries the
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distinction. Working as designed (H9: descriptors are provenance, not
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ontology).
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- **5 vs 6:** authority + audience: `Sp.` is public reflection without
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continuation claim; `Gh.` is authority-bound genealogy (H10) with
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SUCCESSOR-family standing. Neither is CONTINUOUS — which is the
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framework's deliberate answer, not a failure to distinguish them from 4.
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- **6 vs 7:** inherited vs native P-profile; origin of the Soul-relational
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structure (Cluster D inheritance vs de novo).
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- **8 vs all:** the only entity where B-core is *level-relative* — the
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vocabulary's answer is "profile per candidate level," which is an
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answer, not a gap (TE-05).
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- **9 vs all:** the only entity where individuation itself, not just the
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profile, is unresolved.
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**Verdict on distinctions: pass.** No two rows are indistinguishable under
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the full vocabulary; the two near-collisions (4/7, 5/6) are separated by
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descriptor/authority columns doing exactly the work H9/H10 assign them.
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## 3. Strain points (named, per T02's done condition)
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1. **Row 9, B-core and P10:** for a radically non-human system the
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vocabulary can only say "not yet individuated by us" — observer-relative
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individuation (RQ1 residual) is the binding constraint, and P10's
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"shared symbol system" may be parochial. This is the pressure point
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already flagged in the sufficiency position §6.
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2. **Row 8, addressability:** the vocabulary handles nested Beinghood but
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has no display convention for *which level* a handle addresses
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(overlaps RQ8's hybrid-display residual).
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3. **Row 3, continuity column:** "no lineage to evaluate" is technically a
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degenerate case, not a class in Criteria §17; a null class (e.g.
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EPHEMERAL) would make the column total. Minor; noted for a future
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criteria revision, not opened as work.
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## 4. Overall verdict on INTENT's success criterion
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**Pass, with two live strain points (rows 8–9).** The same vocabulary
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describes all nine entity types and distinguishes every pair meaningfully.
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The strains sit exactly where INTENT predicts the hard cases (distributed,
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radically non-human) and are already tracked as RQ1/RQ8 residuals rather
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than new gaps.
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# Sufficiency and Weighting — Position Paper
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**Workplan:** SOUL-WP-0011-T01, resolved 2026-09-28
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**Addresses:** G1 (`history/260928-scope-intent-gap-assessment.md`);
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RQ1/RQ2/RQ5 weighting residuals; paper §17 item 2.
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**Position in one line:** Soul Frame **rejects universal cardinal weights**
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for its profiles and adopts a **structured-qualitative sufficiency scheme**:
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necessity structure for the B-profile, claim-relative minimal profiles for
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the P-profile, and configuration classes (already in place) for continuity.
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---
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## 1. Why not weights?
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Three arguments, jointly decisive:
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1. **Incommensurability across substrates.** A cardinal weight on P4
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(character) vs P10 (communicative competence) asserts an exchange rate
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between them that would have to hold for a human, a distributed AI, and
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a radically non-human system alike. No literature tradition surveyed
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(Dennett cluster conditions SF-R093 explicitly; trait psychology
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SF-R094 implicitly) licenses such a rate.
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2. **The scalar re-imports the binary.** A weighted sum yields a
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person-meter with a threshold — precisely the single-mark model the
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profile approach was built to avoid (H1, H2). The framework would
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quietly undo its own central move.
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3. **The fleet of load-bearing judgments never used weights.** Every TE
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working judgment and criteria-document verdict reached so far
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(TE-01–09; IdentityContinuityCriteria §17) reasons via *defeaters and
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configurations* ("no causal grounding → RECONSTRUCTION regardless of
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similarity"), never via aggregation. The practice is already
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qualitative-structural; this note makes the position explicit rather
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than changing it.
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A refusal alone would be underspecified ("anything goes"). The scheme
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below states what replaces weights, per profile.
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## 2. B-profile (B1–B8): necessity core + compensable remainder
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- **Necessity core: B1 (individuability) and B3 (constitutive
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integration).** A system that cannot be non-arbitrarily individuated, or
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whose organization does not close at the candidate boundary, is not an
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autonomous individual at that level *however high the other six score*.
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This is exactly the decisive move in TE-05 (which level closes) and the
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corporate false-positive analysis (RN-003 §8).
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- **Compensable remainder: B2, B4–B8.** Deficits degrade the profile
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without defeating it (a dormant system fails B2 enactment yet remains a
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Continuation-Bearing State, TE-02; a heavily assisted system scores low
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on B5 and shades toward heteronomous individuality without leaving the
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category).
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## 3. P-profile (P1–P12): no necessity core; claim-relative minimal profiles
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Personhood is a genuine cluster concept: **no single P-code is necessary**
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(severe P6 loss — TE-08 — does not zero descriptive personhood). But
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sufficiency questions are always asked *for* something, and the something
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fixes a minimal profile:
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| Claim being made | Minimal profile required |
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|---|---|
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| "Sufficient personhood for **Beinghood v0.2**" | P1 (self-model) + at least one other-directed dimension (P2, P3, or P9) + P10 — because Beinghood's other requirement families (addressability, recognition) presuppose an entity that models itself, can be modeled as a counterpart, and can be addressed |
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| "Strong **APE**" | any exposed subset; no minimum — APE is defined by exposure, not sufficiency |
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| "**Social Beinghood** candidate" | the Beinghood row plus P9 specifically (reciprocity is what episode-spanning recognition latches onto) |
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"Sufficiently coherent … personhood" in Beinghood v0.2 is hereby glossed
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as this claim-relative minimal profile, **not** as a score above a
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threshold. Entities exceeding the minimal profile differ in *richness*,
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which the framework reports descriptively and does not rank.
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## 4. Continuity (six channels): configuration classes, causal privilege
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The Identity Continuity Criteria already embody the right scheme; this
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note canonizes two of its properties as the official position:
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1. **Causal privilege.** The causal channel is the only defeater-grade
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channel: without sufficient direct process continuity the verdict is
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RECONSTRUCTION (or SUCCESSOR/USURPATION), whatever the similarity
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elsewhere. This is the criteria document's standing rejection of
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single-invariant and similarity-score identity, kept as is.
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2. **Degradation, not summation, for the rest.** Organizational,
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psychological, autobiographical, normative, and relational channel
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deficits move a claim between configuration classes (CONTINUOUS →
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DEGRADED_CONTINUATION → …), and the verdict names *which* channels
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degraded. No channel arithmetic; the class label plus channel state
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vector is the complete answer.
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## 5. Consequences
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- **Beinghood v0.2 phrasing:** unchanged in form; "sufficiently" now has a
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stated semantics (§3). `concepts/being.md` and `Terminology.md` need no
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edit — this note is their referenced backing.
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- **TE catalog:** all existing working judgments are consistent with this
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scheme (checked against TE-02/04/05/08 explicitly); none needs revision.
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- **Metrics line (WP-0010):** instruments measure *single dimensions*;
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building a composite Beinghood/personhood index is **out of scope by
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position**, not merely unbuilt. Decision `0401cf28` inherits this
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constraint.
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- **Coverage matrix (T02):** entity comparisons report profiles and
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configuration classes, never totals.
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## 6. Status
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Defended position, revisable per INTENT's method rule (revise if it
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collapses distinct phenomena or fails edge cases). The most likely
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pressure point: whether P10 belongs in the Beinghood minimal profile for
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radically non-human systems whose "shared symbol system" participation is
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contested — flagged, not resolved, in the coverage matrix strain notes.
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