Complete Phase III personhood (SOUL-WP-0004)
Map descriptive personhood dimensions P1–P12, four kinds of personhood, and Character/Persona/Actor separations. Support H2/H8, judge TE-06, write phase-iii-personhood-synthesis.md, finish SOUL-WP-0004, and mark SOUL-WP-0005 ready.
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## Status
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Not started.
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**Phase III complete for gate** (2026-08-12). See `personhood-dimensions-map.md`
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and `research/phase-iii-personhood-synthesis.md`.
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## Key questions
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# Personhood Dimensions Map (Phase III)
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**Workplan:** SOUL-WP-0004-T01
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**Date:** 2026-08-12
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**Builds on:** RN-003 §§24–28; SoulFrameIntroduction §§5–6; Phase I–II stack
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---
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## 1. Four kinds of personhood (must not collapse)
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| Kind | Question | Typical sources / adjacent fields |
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|---|---|---|
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| **Descriptive** | What person-like capacities/structures does it exhibit? | psychology, cognitive science, AI character systems |
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| **Social** | Is it treated as a social counterpart / person among us? | Mead; recognition theory; Phase II Social Beinghood |
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| **Moral** | Does it warrant moral consideration / duties? | ethics of moral status; animal ethics; AI ethics |
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| **Legal** | Does a legal system grant personality, rights, duties? | corporate personhood; civil codes; agency law |
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**Soul Frame default:** “personhood” = **descriptive** unless qualified.
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Architectural classification must **not** silently imply moral or legal status
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(ResearchProgram WS5).
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---
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## 2. Descriptive personhood profile (P1–P12)
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Candidate dimensions (P1–P9 from RN-003; P10–P12 added for Phase III coverage):
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| ID | Dimension | Question | Linked Soul Frame concepts |
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|---|---|---|---|
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| P1 | Self-model | Model of self as distinct continuing entity? | SM2; identity |
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| P2 | Other-model | Differentiated models of particular others? | SM3 |
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| P3 | Relationship model | Histories/states of specific relationships? | SM5; Soul |
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| P4 | Character | Persistent dispositions across contexts? | Character |
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| P5 | Intentional organization | Behavior intelligible via extended intentions? | Mind; agency |
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| P6 | Autobiographical integration | Events as *its* history? | continuity C4/C5 |
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| P7 | Perspective | Entity-relative informational perspective? | first-person indexicality (without solving consciousness) |
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| P8 | Commitments | Present actions bind future manifestations? | normative continuity |
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| P9 | Social reciprocity | Recursive co-adaptation with others? | H4; Social Mind |
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| P10 | Communicative competence | Can participate in shared symbol systems? | language; common ground |
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| P11 | Responsibility-tracking | Can attributions of credit/blame stick diachronically? | identity + commitments |
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| P12 | Value / preference structure | Stable cares, preferences, evaluative stance? | character; intentional organization |
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**Not a Boolean checklist.** Profile scores; entities can be high on P10 and low on P4/P6
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(stateless chatbot) or high on autonomy criteria and low on P1–P12 (daemon).
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---
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## 3. Independence of three axes (RN-003)
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| Axis | Question |
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|---|---|
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| **A — Autonomous individuality** | Integrated self-maintaining individual? |
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| **B — Personhood (descriptive)** | Someone-like qualities? |
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| **C — Social recognition** | Modeled/treated as continuing counterpart? |
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Illustrative profiles:
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```text
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AUTONOMY PERSONHOOD RECOGNITION
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Bacterium high low low
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Human high high high
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Self-maintaining daemon high low low
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Stateless chatbot low high-ish high-ish
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Persistent social AI medium high-ish high
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```
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This is why **H2** holds: high personhood exposure ≠ Beinghood; high autonomy ≠ personhood.
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---
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## 4. APE vs Being
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| | APE | Being (Soul Frame v0.2 sense) |
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|---|---|---|
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| Definition | Constructed to **expose** ≥1 personhood dimensions | Autonomous individual + enough personhood + addressability + recognition |
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| Requirement | Intentional design for person-like interface | Systemic coherence + someone-like + social counterpart status |
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| Stateless persona bot | often strong APE | not Being |
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| Daemon | usually weak APE | autonomous individual, not Being |
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| Persistent social AI | strong APE | candidate / proto-Being if continuity + recognition hold |
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**APE is a construction category; Being is an emergent status.**
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---
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## 5. Literature anchors (descriptive / moral / legal separation)
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### Descriptive / philosophical person concepts
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| Source | Role |
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|---|---|
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| Locke, *Essay* II.xxvii | person vs human organism; forensic/psychological strand |
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| Strawson, *Individuals* / person as basic particular | persons as entities to which both mental and physical predicates apply (pointer) |
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| Dennett, conditions of personhood essays | multi-condition lists; personhood as cluster |
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| Frankfurt, second-order volitions | hierarchical desires; not exhaustive of personhood |
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| Schechtman, *Constitution of Selves* | **characterization** vs **reidentification** questions |
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### Social personhood
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| Source | Role |
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|---|---|
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| Mead 1934 | social self |
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| Phase II recognition map | intentional vs social/normative recognition |
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| Goffman, *Presentation of Self* | social presentation (also Persona) |
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### Moral personhood (boundary only — do not derive from architecture)
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| Source | Role |
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|---|---|
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| Warren (moral status criteria tradition) | multi-criteria moral personhood lists — **adjacent, not adopted as Soul Frame descriptive P-set** |
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| Animal / AI ethics surveys | show contested, independent of descriptive capacity lists |
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### Legal personhood (boundary only)
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| Source | Role |
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|---|---|
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| Corporate legal personality | legal person ≠ descriptive person |
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| Emerging AI legal personality debates | Phase V/XII map; not Phase III conclusions |
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---
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## 6. H2 assessment
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**H2:** Personhood and Beinghood are distinct; substantial personhood without persistent Being is possible (and reverse).
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| | |
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|---|---|
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| Support | RN-003 stateless chatbot vs daemon; three-axis profiles; APE category; Dennett-style cluster concepts |
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| Conflict | Everyday language equates “person” with full moral/legal status |
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| Evidence strength | **moderate → strong** (conceptual); empirical thresholds open |
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| Status | **supported (Phase III)** |
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---
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## 7. Open questions
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- Weighting of P1–P12 for “sufficient personhood” in Beinghood v0.2
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- Minimal personhood for Social Beinghood vs full human-like profiles
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- Whether P7 requires phenomenal consciousness (Soul Frame: **no**, by design)
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- Moral/legal mapping tables (later workstreams)
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