approval-engine/docs/audit-source-registration.md
tegwick bfb1e66646 Heartbeat per event class, not per source
audit-core's completeness contract landed, and our single per-source beat
is the shape it rules inadequate: it is discharged by whichever class is
busy, so a revocation stream that has gone silent looks identical to a
quiet one — and revocation is the only silence here that matters.

Emit one nothing-to-report assertion per declared class, all four in one
transaction so a partial emission cannot report some classes healthy and
others stalled. Carry type audit-core.heartbeat with class and assertion
on data. Pin that the first beat goes out at startup rather than an
interval later, since a declared-but-never-sent class is their
no_heartbeat_since_registration finding and not a skip.

Declare heartbeat_classes and the reconciliation surface in the source
registration, including the residual neither control covers: a
compromised emitter suppresses the event and its own heartbeat together.

Co-Authored-By: Claude Opus 5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_01HyybaE7DUXrWYrhbnESCTe

Assistant: claude-code
Assistant-Model: opus
Assistant-Process: 1275879@bnt-lap001
Assistant-Session: eb464208-f821-41b2-bc5a-a6c33d92a8ad
2026-09-10 20:36:21 +02:00

4.4 KiB

Platform approval audit sender

Source return for APPROVAL-WP-0002-T01/T04 and AUDIT-WP-0009-T09, 2026-09-08. This records the existing platform store's required registration; it neither provisions a credential nor admits another tenant.

Field Required value
Sender and permitted source approval-engine (exact)
Tenants ["tenant:platform"] (exact)
Write / read true / false
Evidence kind load-bearing
Completeness trade none
Secret policy redact
Consumer mount Secret approval-engine/approval-engine-audit, key audit-token

The accepted platform tenant decision is already implemented in the Engine default, production CLI and deployment arguments. The audit envelope carries that same store tenant without normalization. This is the tenant list Audit Core requested; neither platform, tenant:coulomb, nor * is required. A future store serving another tenant needs a separate registration review.

Choose redact explicitly: the receiver should retain a legitimate revocation record with an accidentally secret-shaped field removed, rather than reject the event and leave its delivery pending. Approval payloads must still contain no credentials. Redaction findings do not excuse a producer defect. Audit Core's scope overlay does not set this field; the protected sender registry entry must explicitly carry secret_policy: redact when provisioned.

Heartbeat classes

Per class, not per source (AUDIT-WP-0009-T04, audit-core docs/stream-completeness.md). A per-source heartbeat is discharged by whichever class happens to be busy and says nothing about the quiet one — here that is revocation, whose silence is the only silence that matters. Requested heartbeat_classes, all four at the same bound:

Class Longest gap that is not yet a finding
issuance 172800s (48h)
use 172800s (48h)
supersession 172800s (48h)
revocation 172800s (48h)

Twice the deployed --heartbeat-seconds default of 86400, so one missed cycle is not a finding and two consecutive ones are. The engine emits all four in a single transaction: a partial emission would report some classes healthy and others stalled, which is a worse signal than none.

The first beat is emitted at startup rather than one interval later — heartbeat_due is true when no heartbeat exists — because audit-core raises no_heartbeat_since_registration for a declared-but-never-sent class, which is the shape a naive compare-against-last-seen would drop silently.

Heartbeat events carry type: audit-core.heartbeat with class and assertion on data. They are ordinary events on the same append-only chain and the same durable drain; there is no separate heartbeat path here either.

Reconciliation

GET /v1/reconciliation?source=&tenant=&since=&until= returns per-class counts for this source's own events. may_read: false still holds and is not weakened: a source asking how many of its own events the archive holds learns nothing it did not itself emit. Both bounds must be supplied — a count whose window this engine did not choose is not comparable against transition_counts(). A request for another source's counts returns 403, not zero; a zero would be a false answer to a completeness question.

The bound, restated so it is not lost: agreement on counts proves neither completeness nor that any event occurred, and a missing heartbeat is not proof of suppression. Both controls cover loss, outage, drain failure and accident. Neither covers this engine lying about itself — a compromised emitter suppresses the event and its own heartbeat together. That is the residual, and it is not closed by anything in this document.

The transactional outbox emits issuance, use, supersession and revocation; heartbeat uses the same durable drain. Its atomicity and retry contract remain in outbox-contract.md. Receiver identity/scope/ingress and credential admission precede live drain proof. Attestation freshness, omission detection and reconciliation retain their separate AUDIT-WP-0009-T02/T04/T06 owners and bounds; this registration does not claim their completion.

First provisioning still requires the platform-owned custody record linking the receiver's protected sender registry and this mounted credential. No credential value belongs in this document, Git, Hub or a rollout receipt.