GH-DEC-2026-005 moved the distinct-approver check off the PEP onto this engine's valid_now. secrets-engine has implemented the split and reports it no longer verifies the threshold independently. Gate House accepted that as correct on layering AND as a genuine reduction in defence in depth, and named the compensating control: not a second check at the PEP, which is the duplication the split removes, but reconstructability at the issuer under §9.6. The emitted events could not support that. approval.issuance carried required_count but never who satisfied it, and approval.use carried no threshold evidence at all, so an auditor replaying the stream could not recompute the evaluation without reading live rows -- rows that may since have been superseded, revoked, or expired. Both events now carry a threshold object: required_count, distinct_approver_count, threshold_met, and approvers with approved_at plus assurance and evidence_ref when recorded. Tests prove reconstruction from the use row alone, and that the claim still discloses no approver identities -- they are evidence for audit-core, not consumer-facing, and the claim keeps disclosing the least it can. Writing the tests showed distinctness is already a storage invariant: entries is UNIQUE on (approval_id, subject_id), so a repeat approver is refused at insert and a separate entry_count could never differ from the distinct count. Dropped that field rather than ship a number that cannot vary, and the test now asserts the refusal instead. 88 tests pass (4 new). Co-Authored-By: Claude Opus 5 <noreply@anthropic.com> Claude-Session: https://claude.ai/code/session_01TvyJPAaVCGsVheVhcCwNND Assistant: claude-code Assistant-Model: opus Assistant-Process: 411227@bnt-lap001 Assistant-Session: d566f6d3-bcaf-43c3-bc5e-3ddd0f64b535
132 lines
5.4 KiB
Markdown
132 lines
5.4 KiB
Markdown
# Local transactional outbox contract
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Coordinates with `GH-WP-0002-T02`. Boundary and locality are in `INTENT.md`
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and statute §9.4; this is the wire.
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An implementer **cannot** satisfy this contract by emitting synchronously to
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`audit-core` inside the state-change transaction. That path is atomic and is
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forbidden: an audit outage would become an inability to revoke.
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## Rule
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Every issuance, use, supersession, and revocation **inserts an outbox row in
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the same transaction** that mutates the approval object. The durable queue
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lives in this engine's own store. Drain is asynchronous, at-least-once.
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`audit-core` dedupes on `event_id`; a replay does not fork the chain.
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If the outbox insert cannot be committed, the mutation does not commit.
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Emit-after-commit is a defect.
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Heartbeat rows (see [`emission-cadence.md`](emission-cadence.md)) use the
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same table and the same at-least-once drain. They are not coupled to an
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object mutation.
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## Event classes
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| Class | When | `audit-core` `action` |
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| --- | --- | --- |
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| `issuance` | object becomes `approved` (threshold met) | `approval.issuance` |
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| `use` | public CAS accepts first `request_digest` and object becomes `consumed` | `approval.use` |
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| `supersession` | object becomes `superseded` | `approval.supersession` |
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| `revocation` | object becomes `revoked` | `approval.revocation` |
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| `heartbeat` | signed *nothing to report* plus counts | `approval.heartbeat` |
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Expiry is a clock crossing, persisted on observation, and is **not** an
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emitted class. The validity window is already on the object.
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## Outbox row
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| Field | Type | Notes |
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| --- | --- | --- |
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| `event_id` | UUID | Stable. Drain retries reuse it. |
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| `class` | enum above | |
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| `approval_id` | UUID or null | Null only for heartbeat. |
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| `payload` | object | The source record adapted to audit-core's HTTP envelope at drain time. |
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| `created_at` | RFC 3339 UTC | |
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| `drained_at` | RFC 3339 UTC or null | Set after a successful audit-core ack. |
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| `attempts` | integer | Delivery attempts, including the successful attempt. |
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| `last_attempt_at` | RFC 3339 UTC or null | Most recent delivery attempt. |
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| `last_error` | class name or null | Bounded failure category; never exception text. |
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## Payload (audit-core v1alpha1)
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```json
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{
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"schema_version": "audit-core.event.v1alpha1",
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"event_id": "<same as outbox.event_id>",
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"observed_at": "<created_at>",
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"tenant": "platform",
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"scope": "netkingdom-approvals",
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"source": "approval-engine",
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"actor": "<actor or null for heartbeat>",
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"action": "approval.revocation",
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"resource": "approval:<approval_id>",
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"outcome": "success",
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"reason": null,
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"details": {
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"class": "revocation",
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"approval_id": "<uuid>",
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"binding_digest": "sha256:…",
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"superseded_by": null
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}
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}
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```
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No secret values. `details` may add non-secret identifiers; it must not add a
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validity verdict for consumers to branch on. `audit-core` MUST NOT expose an
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approval-validity query; this payload does not invite one.
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## Drain
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1. Select undrained rows, oldest first.
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2. Adapt it to audit-core's `{id,type,source,subject,tenant,correlation_id,
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occurred_at,data}` envelope, using `event_id` as both `id` and the
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`Idempotency-Key` header.
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3. POST with the mounted sender credential, reread on every attempt.
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4. On `202 accepted` or `200 duplicate`, set `drained_at`.
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5. On failure, leave the row and record only a bounded failure class; retry
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later. **Do not** roll back the object
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mutation — it already committed with the row.
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An `audit-core` outage therefore cannot block a revocation. This engine's
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own store being unavailable can, and should: the change could not have been
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recorded anyway.
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## Forbidden shapes
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- `audit-core` HTTP (or any client) inside `BEGIN` … `COMMIT` of a mutation.
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- Best-effort publish after commit with no row.
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- A second, non-local queue as the durability mechanism.
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- Deduping in this engine instead of relying on `event_id` at `audit-core`.
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## Threshold evidence on `issuance` and `use`
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`GH-DEC-2026-005` moved the distinct-approver check off the PEP: a consumer
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reads `valid_now` and trusts this engine's evaluation of everything folded into
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it. Gate House accepted that as correct on layering **and** as a genuine
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reduction in defence in depth, and named the compensating control — not a
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second check at the PEP, which is the duplication the split removes, but
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**reconstructability at the issuer** under §9.6. Detection, not prevention.
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So `approval.issuance` and `approval.use` both carry a `threshold` object in
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`details`:
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| Field | Meaning |
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| --- | --- |
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| `required_count` | the threshold in force on the object at that moment |
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| `distinct_approver_count` | distinct subjects who had recorded an entry |
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| `threshold_met` | whether the evaluation passed |
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| `approvers` | `subject_id`, `approved_at`, and `assurance` / `evidence_ref` when recorded |
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An auditor holding only the `use` row can recompute the evaluation without
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reading live rows — which matters because those rows may since have been
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superseded, revoked, or expired.
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**Identities are here and not on the claim.** The claim is consumer-facing and
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discloses the least it can; the outbox is the evidence path to audit-core,
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where the identities are the point. A consumer that wants the threshold reads
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`valid_now`.
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Distinctness itself is a storage invariant rather than a recomputation:
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`entries` is UNIQUE on `(approval_id, subject_id)`, so a repeat approver is
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refused at insert.
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