Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com> Assistant: claude-code Assistant-Model: opus Assistant-Process: 14913@bnt-lap001 Assistant-Session: add7ef69-b901-4756-9a67-34cf1125d96f
260 lines
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Markdown
260 lines
14 KiB
Markdown
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Created 2026-10-12 under ASSEMBLY-WP-0009-T01/T02. Implements
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research/ScenarioBandMethod.md §§ 2 and 5 for GADM-0.4.
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# Adoption Band — Anchors and Probe Results
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**Status:** v0.1. GADM-0.4 with grounded power, care and attention
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parameters (`grounding.py`). The band anchors differ only in adoption
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parameters. Each starts at its own equilibrium, with recalibrated channels.
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## 1. Anchors (T01)
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| Anchor | Adoption parameters | K_Ω at t 5 / 10 / 25 / 100 | Basis |
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|---|---|---|---|
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| **B1 conservative** | `aO` 0.10, `ell` 0.166 | 0.09 / 0.10 / 0.12 / 0.07 | Acemoglu (2024) |
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| **B2 central** | `aO` 0.25, `ell` 0.415 | 0.20 / 0.27 / 0.28 / 0.16 | between LLM exposure and the tooling ceiling (Eloundou et al. 2023) |
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| **B3 fast** | `aO` 0.50, `ell` 0.83 | 0.39 / 0.49 / 0.46 / 0.34 | tooling ceiling reached within a decade |
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| **B4 aggressive** | B3 + self-enhancement `selfenh` 3.0 | 0.70 / 0.80 / 0.72 / 0.64 | AI accelerating its own development (Trammell & Korinek; Davidson et al.) |
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**Self-enhancement loop (new in GADM-0.4, default off):** organism investment
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and learning are scaled by \((1 + selfenh \cdot K_\Omega)\), so the more
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capable organisms are, the faster they improve. `selfenh` = 3.0 is tuned so
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B4 reaches about 0.8 within ten years. At `selfenh` ≥ 6, K_Ω saturates instead
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of declining, which is a different trajectory regime. That variant is not an
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anchor yet.
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All anchors show a peak-and-decline path for K_Ω under baseline governance:
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rising domination and eroding demand slow organism investment after the
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first decade or two. This is a model property, to be checked against data
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(ASSEMBLY-WP-0010).
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## 2. Probe results (T02)
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Full tables: `simulations/gadm02/results/band_probe.md`. 36 readings:
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**22 robust, 7 quantitative shifts, 7 qualitative breaks.**
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### 2.1 Robust across the whole band
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- Generative regime best, automated capitalism worst, generative regime
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lowest domination.
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- Generative regime gain over baseline: +0.29 to +0.34 VFAC.
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- Commons-rich economy gain over baseline: +0.10 to +0.12.
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- Organism lever order lineage > membrane > attention.
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- P3: a wealth tax alone barely moves domination.
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- Dominant domination channel in all non-generative regimes: lineage
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(membrane in the attention oligopoly).
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### 2.2 Quantitative shifts
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| Reading | B1 → B4 | Reading |
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|---|---|---|
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| Dividend abundance gain over baseline | +0.038 → +0.013 | dividends matter less as adoption accelerates |
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| Automated capitalism loss vs. baseline | −0.099 → −0.047 | largest at B1, where the baseline itself does best |
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| Lineage lever effect | +0.164 → +0.098 | the lever weakens as learning with use accelerates (P2: the critical lineage diffusion rises above the tested L = 0.8) |
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| Membrane lever effect | +0.109 → +0.066 | as above |
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| P3 effect size | −0.018 … −0.055 | small throughout |
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### 2.3 Qualitative breaks
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Recorded in `research/BreakRegister.md`.
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1. **Regimes that bound domination only under conservative adoption.**
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Dividend abundance and the commons-rich economy keep P under its 0.7
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ceiling at B1, and breach it from B2 onward.
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2. **Thresholds crossed with faster adoption.** Concentrated lineages breach
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the domination ceiling from B3. Attention extraction breaches the attention
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floor from B3, and the attention oligopoly breaches it at B4.
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3. **Aggressive self-enhancement changes the structure of domination.** At
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B4, lineage control becomes the dominant domination channel even in the
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generative regime and its attention-extraction variant (B1–B3: market,
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or discovery).
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### 2.4 Readings
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1. **The program's core claims hold across the band.** What changes is
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*which policies are sufficient*: under conservative adoption, moderate
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reforms (dividends, commons) keep domination bounded. Under central to
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aggressive adoption, only the full generative package does.
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2. **This bears directly on the "Europe lags" hypothesis.** A jurisdiction
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that adopts slowly (B1-like) can get by with moderate reforms. A fast
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adopter needs organism-specific governance early. Whether lagging is
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worse or better then depends on whether the slow adopter later imports
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B3/B4-speed organisms through foreign lineages. That needs open-economy
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structure the model does not have (ASSEMBLY-WP-0009-T04 / later).
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3. **B4 needs lineage governance beyond the current lever range.** Under
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self-enhancement, even L = 0.8 and m = 0.8 leave lineage control dominant.
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Candidate mechanisms that GADM does not yet represent: public or commons
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lineages, compute commons, mandated lineage interoperability. This is a
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structural question, and the first candidate for "qualitatively different
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model" (break register entry BR-003).
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## 3. Sentiment and legitimacy loop (T03)
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### 3.1 Structure
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`gadm04` gains two slow stocks, switched on by `sent = 1` (default off, so
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all earlier results are unchanged):
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- **Sentiment Σ (`Sig`)** moves at rate `sig_rate` (≈ 5 years) toward
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`0.5 + sig_gain × (pb − pb₀)`. Perceived net benefit
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`pb = 0.3 B + 0.3 G + 0.2 A + 0.2 (1 − P) − sig_disp × K_Ω (1 − m)` is judged
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against its value at the start: people compare with the situation they
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know.
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- **Legislative stance `Lg`** follows Σ with lag `leg_lag` (5 years).
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Σ and `Lg` scale the organism inflow (investment, learning, seeding) by
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`(1 + 2 sig_adopt (Σ − 0.5)) (1 + 2 leg_perm (Lg − 0.5))`. A stance below
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neutral also tightens membrane rights `m` and explainability `expl` by
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`leg_m`, `leg_expl` × (0.5 − Lg). The parameters are uncalibrated; they set a
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mechanism, not a measured strength.
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Reproduce: `cd simulations/gadm02 && python3 -B legitimacy.py`
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(`results/legitimacy.md`).
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### 3.2 Results (baseline scenario, t = 100)
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| Anchor | K_Ω peak off → on | K_Ω t 100 off → on | Σ end | VFAC off → on | loop behaviour |
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|---|---|---|---|---|---|
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| B1 | 0.12 → 0.10 | 0.07 → 0.06 | 0.40 | 0.396 → 0.480 | damping |
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| B2 | 0.29 → 0.21 | 0.16 → 0.05 | 0.30 | 0.328 → 0.374 | damping |
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| B3 | 0.50 → 0.35 | 0.34 → 0.08 | 0.26 | 0.298 → 0.357 | damping |
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| B4 | 0.80 → 0.56 | 0.64 → 0.08 | 0.25 | 0.263 → 0.353 | oscillating (3 reversals ≥ 0.01) |
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Variants: a stronger, faster response (gain 4, lag 2) also oscillates at B2
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and B3. A slower legislature (lag 10) changes little, because Σ already
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scales adoption directly. Starting sentiment matters only for the first
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decade. At B4 a positive start (Σ = 0.7) gives a boom to 0.77 by year 5 and a
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bust to 0.11 by year 25. A negative start (Σ = 0.3) gives a lower, later
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peak (0.40 at year 10).
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### 3.3 Readings
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1. **The legitimacy loop is a brake on adoption throughout the band.** It
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lowers the K_Ω peak by 0.02 (B1) up to 0.24 (B4), and raises VFAC by
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0.05–0.09 through more membrane rights, more explainability and less
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attention extraction.
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2. **At B4 the brake overshoots.** Fast self-enhancement drives sentiment
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down faster than legislation follows, and the system oscillates: boom,
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backlash, partial recovery. The loop does not stop the inner loop
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smoothly. It turns a fast rise into a boom-bust cycle (BR-005).
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3. **The loop compresses the band.** With the loop, B2–B4 end at nearly the
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same K_Ω (0.05–0.08) and VFAC (0.35–0.37). The adoption anchor decides
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the first decade; legitimacy decides the long run. This holds only if
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sentiment really tracks perceived benefit, which is the main empirical
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question for the checkpoints (L6).
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4. **Sentiment ends negative in every anchor, even B1.** Part of this is not
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about organisms: the baseline drifts toward higher domination P, and Σ
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reads that as lost benefit. The reading "AI adoption causes backlash" is
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therefore not separated from "rising domination causes backlash" in this
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model. A decomposition of `pb` per term belongs to the prediction register
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(T06), so that observed sentiment can tell the two apart.
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5. **For the jurisdiction hypotheses (T04):** a positive starting sentiment
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(J2-like) buys early adoption but not a better end state. A negative start
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(J1-like) costs early adoption and ends at about the same place. Under
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this loop, "lagging" is not worse in the long run. This depends on the
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closed-economy assumption (§ 2.4, reading 2).
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### 3.4 Limitations
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- Σ is a single national mood. There is no polarization, no split by cohort
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and no media dynamics.
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- Legislation responds symmetrically and without capture. Domination P
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does not weaken the legislative response, although the political channel
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`Ppol` suggests that it should.
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- The weights in `pb` and all loop parameters are not yet chosen by data. The
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readings are qualitative until the L6 sentiment series constrain them.
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## 4. Jurisdiction archetypes (T04)
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### 4.1 Settings
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Archetypes are lever settings (`research/ScenarioBandMethod.md` § 4). Every
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archetype starts from the same anchor equilibrium. Its levers apply from
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t = 0, so differences come from policy, not from different starting states.
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`perm` (deployment permissiveness) is a new `gadm04` lever, default 1. It
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scales the organism inflow.
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| Archetype | perm | m | expl | L / lin_open | x_att | other | initial Σ |
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|---|---|---|---|---|---|---|---|
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| J1 rights-first / precautionary | 0.6 | 0.7 | 0.7 | 0.6 / 0.6 | 0.3 | std 0.6 | 0.45 |
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| J2 deregulated fast-adopter | 1.5 | 0.2 | 0.2 | 0.2 / 0.2 | 0.7 | — | 0.65 |
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| J3 platform-led | 1.3 | 0.1 | 0.4 | 0.1 / 0.1 | 0.8 | disc 0.6 | 0.5 |
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| J4 state-coordinated | 1.3 | 0.2 | 0.4 | 0.2 / 0.2 | 0.5 | managed sentiment: sig_gain 0.5, leg_lag 10 | 0.6 |
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Lever magnitudes are choices that express the method's low/medium/high
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table, not estimates. Reproduce: `cd simulations/gadm02 && python3 -B
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jurisdictions.py` (`results/jurisdictions.md`).
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### 4.2 Results
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J1 has the highest VFAC at t 100 at every anchor, with and without the
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legitimacy loop. It is the only archetype that keeps domination below the
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P floor (P ≤ 0.65 against 0.79–0.89 for J2–J4).
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J1 − J2 (positive = lagging does better):
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| Anchor | Loop | Δ mean Y* 0–25 | Δ mean Y* 0–100 | Δ VFAC t 100 | Δ G | Δ A |
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|---|---|---|---|---|---|---|
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| B1 | off / on | +0.000 / +0.012 | +0.195 / +0.205 | +0.32 / +0.29 | +0.24 / +0.21 | +0.14 / +0.06 |
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| B2 | off / on | −0.024 / +0.024 | +0.167 / +0.247 | +0.32 / +0.27 | +0.23 / +0.20 | +0.15 / +0.03 |
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| B3 | off / on | −0.038 / +0.047 | +0.074 / +0.263 | +0.25 / +0.23 | +0.16 / +0.15 | +0.19 / +0.03 |
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| B4 | off / on | −0.044 / +0.069 | −0.017 / +0.271 | +0.18 / +0.19 | +0.13 / +0.12 | +0.17 / +0.02 |
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Decomposition (each lever regime at perm 0.6 versus 1.5, rest unchanged):
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lagging by itself always costs early output (mean Y* 0–25 lower by 0.01 to
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0.10) and raises VFAC by 0.01–0.13. Under J2 levers with the legitimacy loop
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on, speed hardly matters (|Δ VFAC| ≤ 0.01), because backlash slows adoption
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anyway.
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### 4.3 Readings
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1. **The archetype gap comes mainly from rights, not from speed.** The J1–J2
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VFAC gap is 0.18–0.32. The speed component alone is 0.01–0.13. The
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owner's question "is lagging better or worse?" therefore splits: lagging
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*as such* costs output early and helps agency and attention a little. What
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decides the long run is membrane rights, open lineages and attention
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protection.
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2. **"Europe lags" (J1-like):** the model says lagging costs early output when
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there is no backlash (B2–B4, loop off: −0.02 to −0.04 mean Y*). It does
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not make the EU worse off in the long run at any anchor. This rests on the
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rights levers and on the closed-economy assumption: a J1 jurisdiction that
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imports concentrated foreign lineages does not get J1's L and lin_open.
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3. **"Argentina may thrive" (J2-like):** a J2 regime is richer early only
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without the legitimacy loop and only at B2–B4 (+0.02 to +0.04 mean Y*
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0–25). With the loop, the positive start turns into backlash (Σ 0.65 →
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0.21–0.29). J2 then ends poorer than J1 at every anchor and breaks the
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domination floor. "Thriving" in the model requires sentiment that stays
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positive, which requires broad claims and contained domination. That is
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what checkpoint indicators L6 (sentiment) and F2 (concentration) can test.
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4. **Managed sentiment (J4) sustains adoption but not VFAC.** With the loop
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on, J4 keeps the highest K_Ω (0.38 at B4, t 100 against 0.08 for J2),
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because its weak and slow sentiment response avoids backlash. Its domination
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stays at P ≈ 0.82, and VFAC is among the lowest.
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5. **Long-run prosperity follows domination.** Y* falls in J2–J4 because
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domination lowers effective demand and selected value in GADM. The
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reading "deregulation is poorer in the long run" depends on that
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mechanism (GADM-0.2 § auxiliaries) and should be read as conditional on it.
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### 4.4 Mapping real jurisdictions (provisional)
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Policy evidence as known up to 2025. The L7 legislation collection at each
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checkpoint updates it, and the mapping is revisited at every full checkpoint.
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| Jurisdiction | Nearest archetype | Evidence | Open questions |
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| EU | J1, with moderate perm | AI Act (Reg. 2024/1689) in force since Aug 2024, prohibitions from Feb 2025, general-purpose AI duties from Aug 2025; DMA; Data Act applicable from Sep 2025. Digital-omnibus proposals (late 2025) to delay parts of the high-risk regime point to drift toward higher perm. | lineage imports: EU adoption runs largely on non-EU lineages, so effective L and lin_open are lower than its rules suggest |
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| US | J3 (market structure) with J2 federal stance | Jan 2025 executive order revoking EO 14110; AI Action Plan (Jul 2025); no federal AI statute. Several state laws (e.g. Colorado, California) apply rights levers locally. | federal–state split: one archetype per level may be needed |
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| Argentina | J2 by stance | Deregulation programme (DNU 70/2023, Ley Bases 2024 with the RIGI investment regime); no comprehensive AI law as of 2025. | adoption level unknown (L3 manual); AR adopts foreign lineages, so its L and lin_open are set abroad; initial sentiment unmeasured (L6) |
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| (reference) China | J4 | state-coordinated deployment, algorithm registration and generative-AI rules | not a tracked jurisdiction; anchors J4 only |
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### 4.5 Limitations
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- Closed economy: no lineage import, trade or capital flows between
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jurisdictions. This is the largest gap for both hypotheses.
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- One lever setting per archetype. No lever trajectories (for example the EU
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loosening over time).
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- The output advantage of fast adoption is short-lived in the model partly
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by construction (domination feeds back on demand); a model with
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export-led gains from organisms could reverse reading 3.
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