audit-core/tests/test_ingestion.py
tegwick 0ad526c2d8
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Bind sender identities, add operator read surface, real serving layer
AUDIT-WP-0004 T03, T05, T06.

T03 - the receiver accepted whatever tenant and source a caller sent as long
as it held the one shared token, despite WP-0003 recording tenant isolation as
delivered. audit_core.senders binds each credential to the sources and tenants
it may assert, driven by AUDIT_CORE_SENDERS rather than literals. Identities
hold a list of tokens so rotation publishes the replacement alongside the
incumbent and needs no delivery gap. Read is a separate privilege from write,
so a sender credential cannot read the audit trail back.

T05 - lookup by event id, lookup by correlation id, and a dead-letter view.
Rejections are recorded rather than silently dropped. An event rejected for
carrying secret-shaped material has its payload withheld: storing it would
write that material into the audit store, which is what the rejection exists
to prevent. Reason and payload hash are kept so it stays traceable.

Replay is deliberately not built here. Idempotent replay is a property of the
durable store and building it against SQLite would produce a second
implementation to throw away; it lands with the Postgres backend in
AUDIT-WP-0005-T01.

T06 - serving moves to waitress with configurable threads and channel timeout,
installed in the image via the serve extra. Without it the entrypoint falls
back to a threaded wsgiref server with a socket timeout and graceful shutdown
on SIGTERM, and logs a warning so a deployment cannot quietly land on the
fallback. Metric counters deferred to WP-0005-T03 to be designed against the
real scrape path.

Tests 36 -> 46, covering cross-tenant and cross-source refusal, token
rotation, read/write privilege separation, correlation lookup, and payload
withholding on secret rejection.

Remaining in WP-0004: T04 redaction policy, which needs a decision on whether
a secret-shaped field is a rejection or a redaction.

Co-Authored-By: Claude Opus 5 <noreply@anthropic.com>
2026-08-10 14:50:02 +02:00

335 lines
12 KiB
Python

import io
import json
import pytest
from audit_core.ingestion import IngestionApplication
from audit_core.interface import BackendUnavailableError, RetentionPolicy
from audit_core.mock_file_backend import MockFileAuditBackend
from audit_core.sqlite_backend import SQLiteAuditBackend
def invoke(app, payload, *, token="opaque", key="evt-1", method="POST",
path="/v1/events", body=None, length=None):
raw = body if body is not None else json.dumps(payload).encode()
environ = {
"PATH_INFO": path,
"REQUEST_METHOD": method,
"CONTENT_LENGTH": str(len(raw)) if length is None else length,
"wsgi.input": io.BytesIO(raw),
"HTTP_AUTHORIZATION": f"Bearer {token}",
}
if key is not None:
environ["HTTP_IDEMPOTENCY_KEY"] = key
result = {}
out = b"".join(app(environ, lambda status, headers: result.update(status=status)))
return result["status"], (json.loads(out) if out else {})
def event(**overrides):
base = {
"id": "evt-1",
"type": "membership.added",
"source": "user-engine",
"subject": "membership-1",
"tenant": "tenant:friendly:binky",
"correlation_id": "corr-1",
"occurred_at": "2026-08-09T00:00:00+00:00",
"data": {"membership_id": "membership-1"},
}
base.update(overrides)
return base
@pytest.fixture
def app(tmp_path):
return IngestionApplication(SQLiteAuditBackend(str(tmp_path / "events.db")), "opaque")
# --- backend contract (T01) -------------------------------------------------
def test_refuses_a_non_durable_backend():
"""The development file backend must never become the production sink."""
with pytest.raises(ValueError, match="not durable"):
IngestionApplication(MockFileAuditBackend(base_dir="/tmp/unused"), "opaque")
def test_readiness_reports_custody_class(app):
status, body = invoke(app, None, path="/readyz", method="GET", body=b"")
assert status.startswith("200")
assert body["durable"] is True
assert body["custody_class"] == "development"
def test_accepted_events_are_durable_across_reopen(tmp_path):
path = str(tmp_path / "events.db")
first = IngestionApplication(SQLiteAuditBackend(path), "opaque")
assert invoke(first, event())[0].startswith("202")
reopened = IngestionApplication(SQLiteAuditBackend(path), "opaque")
status, body = invoke(reopened, event())
assert status.startswith("200") and body["status"] == "duplicate"
# --- idempotency and conflict (T01, T02) ------------------------------------
def test_accepts_once_and_replays_idempotently(app):
assert invoke(app, event())[0].startswith("202")
status, body = invoke(app, event())
assert status.startswith("200") and body["status"] == "duplicate"
def test_same_id_different_payload_is_a_conflict(app):
assert invoke(app, event())[0].startswith("202")
status, body = invoke(app, event(subject="membership-2"))
assert status.startswith("409")
assert body["error"] == "event_id_conflict"
# --- authentication (T02) ---------------------------------------------------
def test_rejects_wrong_credential(app):
assert invoke(app, event(), token="wrong")[0].startswith("401")
def test_non_ascii_credential_is_unauthorized_not_a_crash(app):
"""compare_digest raises TypeError on non-ASCII str; that is a 401."""
assert invoke(app, event(), token="wröng")[0].startswith("401")
# --- validation (T02, T07) --------------------------------------------------
@pytest.mark.parametrize("payload,expected", [
(event(data={"password": "never"}), "secret_shaped_field"),
(event(source="somewhere-else"), "source_not_allowed"),
(event(occurred_at="2026-08-09T00:00:00"), "timestamp_missing_timezone"),
(event(occurred_at="not-a-date"), "invalid_timestamp"),
(event(tenant=""), "invalid_event"),
])
def test_rejects_bad_events(app, payload, expected):
status, body = invoke(app, payload)
assert status.startswith("400")
assert body["error"] == expected
def test_rejects_mismatched_idempotency_key(app):
status, body = invoke(app, event(), key="other")
assert status.startswith("400")
assert body["error"] == "idempotency_key_mismatch"
def test_rejects_malformed_json(app):
assert invoke(app, None, body=b"{not json")[0].startswith("400")
def test_rejects_empty_body(app):
status, body = invoke(app, None, body=b"")
assert status.startswith("400")
assert body["error"] == "empty_body"
def test_rejects_oversized_body(app):
status, body = invoke(app, None, body=b"x", length=str(512 * 1024))
assert status.startswith("400")
assert body["error"] == "payload_too_large"
def test_rejects_truncated_body(app):
status, body = invoke(app, None, body=b"{}", length="500")
assert status.startswith("400")
assert body["error"] == "truncated_body"
# --- routing (T07) ----------------------------------------------------------
@pytest.mark.parametrize("path,method", [
("/nope", "POST"),
("/nope", "GET"),
("/v1/events", "DELETE"),
])
def test_unknown_routes_are_not_found(app, path, method):
assert invoke(app, event(), path=path, method=method)[0].startswith("404")
def test_healthz_needs_no_credential(app):
status, _ = invoke(app, None, path="/healthz", method="GET", body=b"", token="wrong")
assert status.startswith("200")
# --- failure handling (T02) -------------------------------------------------
class _BrokenBackend:
@property
def retention_policy(self):
return RetentionPolicy("archive", 3650, True, True, durable=True)
def emit(self, event):
raise BackendUnavailableError("down")
def accept(self, event, payload_hash):
raise BackendUnavailableError("down")
class _ExplodingBackend(_BrokenBackend):
def accept(self, event, payload_hash):
raise RuntimeError("unexpected")
def test_backend_unavailable_is_retryable_503():
status, body = invoke(IngestionApplication(_BrokenBackend(), "opaque"), event())
assert status.startswith("503")
assert body["error"] == "backend_unavailable"
def test_unexpected_backend_error_still_returns_a_response():
"""No request path may terminate without calling start_response."""
status, body = invoke(IngestionApplication(_ExplodingBackend(), "opaque"), event())
assert status.startswith("500")
assert body["error"] == "internal_error"
# --- concurrency (T01) ------------------------------------------------------
def test_concurrent_duplicates_produce_exactly_one_record(tmp_path):
"""Racing submissions of one event: one acceptance, one custody record.
This is the assertion the whole service rests on, so it is exercised rather
than assumed. An earlier single-connection implementation passed every
serial test while letting two callers both be told they were first.
"""
import threading
backend = SQLiteAuditBackend(str(tmp_path / "race.db"))
app = IngestionApplication(backend, "opaque")
outcomes: list[str] = []
lock = threading.Lock()
barrier = threading.Barrier(16)
def submit():
barrier.wait()
status, body = invoke(app, event())
with lock:
outcomes.append(body.get("status", status))
threads = [threading.Thread(target=submit) for _ in range(16)]
for t in threads:
t.start()
for t in threads:
t.join()
assert outcomes.count("accepted") == 1, outcomes
assert outcomes.count("duplicate") == 15, outcomes
stored = backend.db.execute("SELECT COUNT(*) FROM events").fetchone()[0]
assert stored == 1
# --- sender identity binding (T03) ------------------------------------------
from audit_core.senders import SenderIdentity, SenderRegistry # noqa: E402
def bound_app(tmp_path, **kw):
identity = SenderIdentity(
name="user-engine",
tokens=kw.get("tokens", ("opaque",)),
sources=frozenset(kw.get("sources", {"user-engine"})),
tenants=frozenset(kw.get("tenants", {"tenant:friendly:binky"})),
may_read=kw.get("may_read", False),
)
backend = SQLiteAuditBackend(str(tmp_path / "bound.db"))
return IngestionApplication(backend, SenderRegistry([identity])), backend
def test_credential_may_not_claim_another_tenant(tmp_path):
"""The property WP-0003 recorded as done but never implemented."""
app, _ = bound_app(tmp_path)
assert invoke(app, event())[0].startswith("202")
status, body = invoke(app, event(tenant="tenant:coulomb"))
assert status.startswith("400")
assert body["error"] == "tenant_not_allowed"
def test_credential_may_not_claim_another_source(tmp_path):
app, _ = bound_app(tmp_path)
status, body = invoke(app, event(source="issue-core"))
assert status.startswith("400")
assert body["error"] == "source_not_allowed"
def test_rotation_accepts_both_tokens(tmp_path):
"""Rotation must not need a delivery gap."""
app, _ = bound_app(tmp_path, tokens=("current", "next"))
assert invoke(app, event(), token="current")[0].startswith("202")
assert invoke(app, event(id="evt-2"), key="evt-2", token="next")[0].startswith("202")
assert invoke(app, event(id="evt-3"), key="evt-3", token="retired")[0].startswith("401")
def test_sender_credential_cannot_read_the_trail_back(tmp_path):
app, _ = bound_app(tmp_path, may_read=False)
assert invoke(app, event())[0].startswith("202")
status, body = invoke(app, None, path="/v1/events/evt-1", method="GET", body=b"")
assert status.startswith("403")
assert body["error"] == "read_forbidden"
# --- operator read surface (T05) --------------------------------------------
def test_lookup_by_event_id_and_correlation(app):
assert invoke(app, event())[0].startswith("202")
assert invoke(app, event(id="evt-2", correlation_id="corr-1"), key="evt-2")[0].startswith("202")
status, body = invoke(app, None, path="/v1/events/evt-1", method="GET", body=b"")
assert status.startswith("200")
assert body["event_id"] == "evt-1"
assert body["tenant"] == "tenant:friendly:binky"
status, body = invoke_query(app, "correlation_id=corr-1")
assert status.startswith("200")
assert {e["event_id"] for e in body["events"]} == {"evt-1", "evt-2"}
def invoke_query(app, query, token="opaque"):
environ = {
"PATH_INFO": "/v1/events",
"REQUEST_METHOD": "GET",
"QUERY_STRING": query,
"CONTENT_LENGTH": "0",
"wsgi.input": io.BytesIO(b""),
"HTTP_AUTHORIZATION": f"Bearer {token}",
}
result = {}
out = b"".join(app(environ, lambda status, headers: result.update(status=status)))
return result["status"], (json.loads(out) if out else {})
def test_unknown_event_id_is_not_found(app):
status, _ = invoke(app, None, path="/v1/events/nope", method="GET", body=b"")
assert status.startswith("404")
def test_correlation_lookup_requires_a_correlation_id(app):
status, body = invoke_query(app, "")
assert status.startswith("400")
assert body["error"] == "correlation_id_required"
def test_rejected_events_appear_as_dead_letters(app):
assert invoke(app, event(source="issue-core"))[0].startswith("400")
status, body = invoke(app, None, path="/v1/dead-letters", method="GET", body=b"")
assert status.startswith("200")
entry = body["dead_letters"][0]
assert entry["reason"] == "source_not_allowed"
assert entry["event_id"] == "evt-1"
assert entry["payload"] is not None
def test_secret_rejection_withholds_the_payload(app):
"""Storing the body of an event rejected for carrying secret-shaped
material would write that material into the audit store."""
assert invoke(app, event(data={"password": "hunter2"}))[0].startswith("400")
_, body = invoke(app, None, path="/v1/dead-letters", method="GET", body=b"")
entry = body["dead_letters"][0]
assert entry["reason"] == "secret_shaped_field"
assert entry["payload_withheld"] is True
assert entry["payload"] is None
assert entry["payload_hash"]