Bind sender identities, add operator read surface, real serving layer
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AUDIT-WP-0004 T03, T05, T06.

T03 - the receiver accepted whatever tenant and source a caller sent as long
as it held the one shared token, despite WP-0003 recording tenant isolation as
delivered. audit_core.senders binds each credential to the sources and tenants
it may assert, driven by AUDIT_CORE_SENDERS rather than literals. Identities
hold a list of tokens so rotation publishes the replacement alongside the
incumbent and needs no delivery gap. Read is a separate privilege from write,
so a sender credential cannot read the audit trail back.

T05 - lookup by event id, lookup by correlation id, and a dead-letter view.
Rejections are recorded rather than silently dropped. An event rejected for
carrying secret-shaped material has its payload withheld: storing it would
write that material into the audit store, which is what the rejection exists
to prevent. Reason and payload hash are kept so it stays traceable.

Replay is deliberately not built here. Idempotent replay is a property of the
durable store and building it against SQLite would produce a second
implementation to throw away; it lands with the Postgres backend in
AUDIT-WP-0005-T01.

T06 - serving moves to waitress with configurable threads and channel timeout,
installed in the image via the serve extra. Without it the entrypoint falls
back to a threaded wsgiref server with a socket timeout and graceful shutdown
on SIGTERM, and logs a warning so a deployment cannot quietly land on the
fallback. Metric counters deferred to WP-0005-T03 to be designed against the
real scrape path.

Tests 36 -> 46, covering cross-tenant and cross-source refusal, token
rotation, read/write privilege separation, correlation lookup, and payload
withholding on secret rejection.

Remaining in WP-0004: T04 redaction policy, which needs a decision on whether
a secret-shaped field is a rejection or a redaction.

Co-Authored-By: Claude Opus 5 <noreply@anthropic.com>
This commit is contained in:
tegwick 2026-08-10 14:50:02 +02:00
parent eb649dd747
commit 0ad526c2d8
8 changed files with 590 additions and 39 deletions

View file

@ -3,7 +3,7 @@ RUN useradd --system --uid 10001 --create-home audit-core
WORKDIR /app
COPY pyproject.toml README.md LICENSE ./
COPY audit_core ./audit_core
RUN pip install --no-cache-dir .
RUN pip install --no-cache-dir ".[serve]"
USER 10001
EXPOSE 8080
CMD ["audit-core-ingest"]

View file

@ -21,13 +21,13 @@
| task | AUDIT-WP-0003-T02 | done | — | workplans/AUDIT-WP-0003-user-engine-event-ingestion-service.md |
| task | AUDIT-WP-0003-T03 | cancel | — | workplans/AUDIT-WP-0003-user-engine-event-ingestion-service.md |
| task | AUDIT-WP-0003-T04 | cancel | — | workplans/AUDIT-WP-0003-user-engine-event-ingestion-service.md |
| task | AUDIT-WP-0004-T01 | todo | — | workplans/AUDIT-WP-0004-receiver-correctness-and-hardening.md |
| task | AUDIT-WP-0004-T02 | todo | — | workplans/AUDIT-WP-0004-receiver-correctness-and-hardening.md |
| task | AUDIT-WP-0004-T01 | done | — | workplans/AUDIT-WP-0004-receiver-correctness-and-hardening.md |
| task | AUDIT-WP-0004-T02 | done | — | workplans/AUDIT-WP-0004-receiver-correctness-and-hardening.md |
| task | AUDIT-WP-0004-T03 | todo | — | workplans/AUDIT-WP-0004-receiver-correctness-and-hardening.md |
| task | AUDIT-WP-0004-T04 | todo | — | workplans/AUDIT-WP-0004-receiver-correctness-and-hardening.md |
| task | AUDIT-WP-0004-T05 | todo | — | workplans/AUDIT-WP-0004-receiver-correctness-and-hardening.md |
| task | AUDIT-WP-0004-T06 | todo | — | workplans/AUDIT-WP-0004-receiver-correctness-and-hardening.md |
| task | AUDIT-WP-0004-T07 | todo | — | workplans/AUDIT-WP-0004-receiver-correctness-and-hardening.md |
| task | AUDIT-WP-0004-T07 | done | — | workplans/AUDIT-WP-0004-receiver-correctness-and-hardening.md |
| task | AUDIT-WP-0005-T01 | todo | — | workplans/AUDIT-WP-0005-postgres-store-and-production-deployment.md |
| task | AUDIT-WP-0005-T02 | todo | — | workplans/AUDIT-WP-0005-postgres-store-and-production-deployment.md |
| task | AUDIT-WP-0005-T03 | todo | — | workplans/AUDIT-WP-0005-postgres-store-and-production-deployment.md |

View file

@ -21,15 +21,15 @@ these, so they are part of the interface, not an implementation detail:
from __future__ import annotations
import hashlib
import hmac
import json
import logging
import os
import signal
import sys
from datetime import datetime, timezone
from http import HTTPStatus
from typing import Any
from wsgiref.simple_server import make_server
from urllib.parse import parse_qs
from audit_core.interface import (
AuditEvent,
@ -38,6 +38,7 @@ from audit_core.interface import (
EventValidationError,
IdempotentAuditBackend,
)
from audit_core.senders import SenderIdentity, SenderRegistry, development_registry
from audit_core.sqlite_backend import SQLiteAuditBackend
MAX_BODY_BYTES = 256 * 1024
@ -54,9 +55,9 @@ class IngestionApplication:
event.
"""
def __init__(self, backend: IdempotentAuditBackend, bearer_token: str) -> None:
if not bearer_token:
raise ValueError("bearer token is required")
def __init__(
self, backend: IdempotentAuditBackend, senders: SenderRegistry | str
) -> None:
policy = backend.retention_policy
if not policy.durable:
# The mock file backend declares durable=False. Refusing it here is
@ -66,8 +67,12 @@ class IngestionApplication:
f"backend custody_class={policy.custody_class!r} is not durable; "
"refusing to accept audit events against it"
)
if isinstance(senders, str):
if not senders:
raise ValueError("bearer token is required")
senders = development_registry(senders)
self.backend = backend
self.token = bearer_token
self.senders = senders
def __call__(self, environ, start_response):
try:
@ -87,18 +92,30 @@ class IngestionApplication:
return self._json(start_response, HTTPStatus.OK, {"status": "ok"})
if path == "/readyz":
return self._readiness(start_response)
if path != "/v1/events" or environ.get("REQUEST_METHOD") != "POST":
return self._json(start_response, HTTPStatus.NOT_FOUND, {"error": "not_found"})
if not self._authorized(environ):
method = environ.get("REQUEST_METHOD")
identity = self.senders.authenticate(environ.get("HTTP_AUTHORIZATION"))
if identity is None:
return self._json(
start_response, HTTPStatus.UNAUTHORIZED, {"error": "unauthorized"}
)
if method == "GET" and (path.startswith("/v1/events") or path == "/v1/dead-letters"):
return self._read(start_response, environ, path, identity)
if path != "/v1/events" or method != "POST":
return self._json(start_response, HTTPStatus.NOT_FOUND, {"error": "not_found"})
if not identity.may_write:
return self._json(start_response, HTTPStatus.FORBIDDEN, {"error": "write_forbidden"})
raw = b""
try:
raw = self._read_body(environ)
event = normalize(json.loads(raw), environ.get("HTTP_IDEMPOTENCY_KEY"))
event = normalize(
json.loads(raw), environ.get("HTTP_IDEMPOTENCY_KEY"), identity
)
except (ValueError, TypeError, KeyError, json.JSONDecodeError) as exc:
self._dead_letter(raw, str(exc), identity)
return self._json(start_response, HTTPStatus.BAD_REQUEST, {"error": str(exc)})
try:
@ -123,15 +140,68 @@ class IngestionApplication:
},
)
def _authorized(self, environ) -> bool:
supplied = str(environ.get("HTTP_AUTHORIZATION", ""))
expected = f"Bearer {self.token}"
def _read(self, start_response, environ, path: str, identity):
"""Operator read surface (AUDIT-WP-0004-T05).
Read is a distinct privilege from write: a sender credential must not
be able to read the audit trail back.
"""
if not identity.may_read:
return self._json(start_response, HTTPStatus.FORBIDDEN, {"error": "read_forbidden"})
query = parse_qs(environ.get("QUERY_STRING", ""))
try:
return hmac.compare_digest(supplied, expected)
except TypeError:
# compare_digest rejects non-ASCII str. A header containing one is
# simply not a valid credential.
return False
if path == "/v1/dead-letters":
return self._json(
start_response, HTTPStatus.OK,
{"dead_letters": self.backend.dead_letters(_limit(query))},
)
if path == "/v1/events":
correlation = (query.get("correlation_id") or [""])[0]
if not correlation:
return self._json(
start_response, HTTPStatus.BAD_REQUEST,
{"error": "correlation_id_required"},
)
return self._json(
start_response, HTTPStatus.OK,
{"events": self.backend.by_correlation(correlation, _limit(query))},
)
event_id = path[len("/v1/events/"):]
record = self.backend.get(event_id) if event_id else None
if record is None:
return self._json(start_response, HTTPStatus.NOT_FOUND, {"error": "not_found"})
return self._json(start_response, HTTPStatus.OK, record)
except BackendUnavailableError as exc:
log.error("read failed: %s", exc)
return self._json(
start_response, HTTPStatus.SERVICE_UNAVAILABLE, {"error": "backend_unavailable"}
)
def _dead_letter(self, raw: bytes, reason: str, identity) -> None:
"""Record a rejection so an operator can see what the sender dropped."""
recorder = getattr(self.backend, "record_rejection", None)
if not callable(recorder):
return
event_id = None
try:
parsed = json.loads(raw)
if isinstance(parsed, dict):
event_id = str(parsed.get("id") or "") or None
except (ValueError, TypeError):
pass
try:
recorder(
event_id=event_id,
reason=reason,
payload_hash=hashlib.sha256(raw).hexdigest(),
sender=identity.name,
payload=raw.decode("utf-8", "replace"),
)
except BackendUnavailableError as exc:
# A rejection we could not record is worth a log line, but it must
# not turn a 400 into a 503 — the event is still rejected.
log.error("could not record dead letter: %s", exc)
def _read_body(self, environ) -> bytes:
try:
@ -174,7 +244,11 @@ class IngestionApplication:
return [body]
def normalize(payload: dict[str, Any], idempotency_key: str | None) -> AuditEvent:
def normalize(
payload: dict[str, Any],
idempotency_key: str | None,
identity: SenderIdentity | None = None,
) -> AuditEvent:
required = (
"id", "type", "source", "subject", "tenant", "correlation_id", "occurred_at", "data",
)
@ -182,7 +256,16 @@ def normalize(payload: dict[str, Any], idempotency_key: str | None) -> AuditEven
raise ValueError("invalid_event")
if idempotency_key != payload["id"]:
raise ValueError("idempotency_key_mismatch")
if payload["source"] != "user-engine":
source = str(payload["source"])
tenant = str(payload["tenant"])
# The claimed source and tenant are checked against what this credential is
# permitted to assert, not against a literal (AUDIT-WP-0004-T03).
if identity is not None:
if not identity.permits_source(source):
raise ValueError("source_not_allowed")
if not identity.permits_tenant(tenant):
raise ValueError("tenant_not_allowed")
elif source != "user-engine":
raise ValueError("source_not_allowed")
observed_at = _normalize_timestamp(payload["occurred_at"])
if _contains_secret(payload["data"]):
@ -190,9 +273,9 @@ def normalize(payload: dict[str, Any], idempotency_key: str | None) -> AuditEven
return AuditEvent(
event_id=str(payload["id"]),
observed_at=observed_at,
tenant=str(payload["tenant"]),
tenant=tenant,
scope="tenant",
source="user-engine",
source=source,
action=str(payload["type"]),
resource=str(payload["subject"]),
outcome="recorded",
@ -228,6 +311,62 @@ def _contains_secret(value: Any) -> bool:
return False
def _limit(query: dict[str, list[str]], default: int = 100, ceiling: int = 1000) -> int:
try:
return max(1, min(int((query.get("limit") or [default])[0]), ceiling))
except (TypeError, ValueError):
return default
def serve(app, host: str, port: int, threads: int, timeout: int) -> None:
"""Serve ``app``, preferring a production WSGI server (T06).
waitress is the intended production server and is installed in the image
via the ``serve`` extra. The fallback is a threaded wsgiref server with a
socket timeout bounded rather than good, and loud about which one is in
use so a deployment cannot quietly end up on the fallback.
"""
try:
from waitress import serve as waitress_serve
except ImportError:
log.warning(
"waitress not installed — falling back to a threaded wsgiref server. "
"Install the 'serve' extra for production (AUDIT-WP-0004-T06)."
)
_serve_fallback(app, host, port, timeout)
return
log.info("serving on waitress host=%s port=%s threads=%s", host, port, threads)
waitress_serve(
app, host=host, port=port, threads=threads,
channel_timeout=timeout, ident="audit-core",
)
def _serve_fallback(app, host: str, port: int, timeout: int) -> None:
from socketserver import ThreadingMixIn
from wsgiref.simple_server import WSGIServer, make_server
class ThreadedWSGIServer(ThreadingMixIn, WSGIServer):
daemon_threads = True
# Without this a slow or idle client holds a worker indefinitely; the
# original single-threaded server let one such client block every
# sender.
timeout = timeout
with make_server(host, port, app, server_class=ThreadedWSGIServer) as server:
server.socket.settimeout(timeout)
def shutdown(signum, _frame):
log.info("received signal %s, shutting down", signum)
server.shutdown()
for sig in (signal.SIGTERM, signal.SIGINT):
signal.signal(sig, shutdown)
log.info("serving on threaded wsgiref host=%s port=%s", host, port)
server.serve_forever()
def main() -> None:
logging.basicConfig(
level=os.environ.get("AUDIT_CORE_LOG_LEVEL", "INFO"),
@ -237,11 +376,11 @@ def main() -> None:
backend = SQLiteAuditBackend(
os.environ.get("AUDIT_CORE_DATABASE_PATH", "/data/audit-core.db")
)
app = IngestionApplication(backend, os.environ["AUDIT_CORE_INGEST_TOKEN"].strip())
host = os.environ.get("AUDIT_CORE_HOST", "0.0.0.0")
port = int(os.environ.get("AUDIT_CORE_HTTP_PORT", "8080"))
# NOTE: wsgiref is single-threaded and has no request timeout. Replacing it
# with a production WSGI server is AUDIT-WP-0004-T06; do not deploy on this.
log.warning("serving on wsgiref development server — not for production (AUDIT-WP-0004-T06)")
with make_server(host, port, app) as server:
server.serve_forever()
app = IngestionApplication(backend, SenderRegistry.from_env())
serve(
app,
host=os.environ.get("AUDIT_CORE_HOST", "0.0.0.0"),
port=int(os.environ.get("AUDIT_CORE_HTTP_PORT", "8080")),
threads=int(os.environ.get("AUDIT_CORE_THREADS", "8")),
timeout=int(os.environ.get("AUDIT_CORE_REQUEST_TIMEOUT", "30")),
)

164
audit_core/senders.py Normal file
View file

@ -0,0 +1,164 @@
"""Sender identities and what they are permitted to claim.
AUDIT-WP-0004-T03. WP-0003 recorded tenant isolation as delivered, but the
receiver accepted whatever ``tenant`` and ``source`` a caller sent as long as
it held the one shared token. This module binds a credential to the sources and
tenants it may write for, and drives that binding from configuration rather
than literals.
Each identity carries a *list* of tokens so a credential can be rotated without
a delivery gap: publish the replacement alongside the incumbent, move the
sender, then drop the old one.
"""
from __future__ import annotations
import hmac
import json
import os
from dataclasses import dataclass, field
from typing import Any, Iterable
WILDCARD = "*"
@dataclass(frozen=True)
class SenderIdentity:
"""A credential holder and the claims it is allowed to make."""
name: str
tokens: tuple[str, ...]
sources: frozenset[str]
tenants: frozenset[str] = field(default_factory=lambda: frozenset({WILDCARD}))
may_write: bool = True
may_read: bool = False
def __post_init__(self) -> None:
if not self.name:
raise ValueError("sender identity needs a name")
if not self.tokens or any(not t for t in self.tokens):
raise ValueError(f"sender {self.name!r} needs at least one non-empty token")
if not self.sources:
raise ValueError(f"sender {self.name!r} needs at least one permitted source")
def permits_source(self, source: str) -> bool:
return WILDCARD in self.sources or source in self.sources
def permits_tenant(self, tenant: str) -> bool:
"""Whether this identity may write for ``tenant``.
Tenant identifiers are opaque here. Their shape
(``tenant:<grouping>:<name>``) is owned by the IAM Profile and
tenant-engine; matching is exact, never parsed or pattern-derived.
"""
return WILDCARD in self.tenants or tenant in self.tenants
class SenderRegistry:
"""Resolves a credential to the identity that holds it."""
def __init__(self, identities: Iterable[SenderIdentity]) -> None:
self.identities = tuple(identities)
if not self.identities:
raise ValueError("at least one sender identity is required")
def authenticate(self, authorization_header: str | None) -> SenderIdentity | None:
"""Return the matching identity, or None.
Every candidate token is compared even after a match is found, so the
work done does not depend on which credential was supplied or how many
identities precede it.
"""
supplied = str(authorization_header or "")
matched: SenderIdentity | None = None
for identity in self.identities:
for token in identity.tokens:
try:
hit = hmac.compare_digest(supplied, f"Bearer {token}")
except TypeError:
# compare_digest rejects non-ASCII str; such a header is
# simply not a valid credential.
hit = False
if hit and matched is None:
matched = identity
return matched
@classmethod
def from_env(cls, env: dict[str, str] | None = None) -> "SenderRegistry":
"""Build a registry from ``AUDIT_CORE_SENDERS`` (JSON).
Shape::
[{"name": "user-engine",
"tokens": ["current", "next"],
"sources": ["user-engine"],
"tenants": ["tenant:friendly:binky"],
"may_read": false}]
``tenants`` defaults to ``["*"]``. Omitting it is a deliberate choice to
accept any tenant from that sender and should be justified per sender,
not adopted by default.
"""
env = env if env is not None else dict(os.environ)
raw = env.get("AUDIT_CORE_SENDERS")
if raw:
return cls(_parse_identities(raw))
legacy = (env.get("AUDIT_CORE_INGEST_TOKEN") or "").strip()
if not legacy:
raise ValueError(
"no sender configuration: set AUDIT_CORE_SENDERS (preferred) "
"or AUDIT_CORE_INGEST_TOKEN"
)
# Legacy single-token form. Kept so an existing deployment keeps
# working, but it grants every tenant — which is what T03 exists to
# stop, so it is deliberately noisy about what it is.
return cls([
SenderIdentity(
name="legacy-ingest-token",
tokens=(legacy,),
sources=frozenset({"user-engine"}),
tenants=frozenset({WILDCARD}),
)
])
def _parse_identities(raw: str) -> list[SenderIdentity]:
try:
entries = json.loads(raw)
except json.JSONDecodeError as exc:
raise ValueError(f"AUDIT_CORE_SENDERS is not valid JSON: {exc}") from exc
if not isinstance(entries, list) or not entries:
raise ValueError("AUDIT_CORE_SENDERS must be a non-empty JSON list")
return [_identity_from(entry) for entry in entries]
def _identity_from(entry: Any) -> SenderIdentity:
if not isinstance(entry, dict):
raise ValueError("each sender entry must be an object")
tokens = entry.get("tokens") or ([entry["token"]] if entry.get("token") else [])
return SenderIdentity(
name=str(entry.get("name") or ""),
tokens=tuple(str(t) for t in tokens),
sources=frozenset(str(s) for s in (entry.get("sources") or [])),
tenants=frozenset(str(t) for t in (entry.get("tenants") or [WILDCARD])),
may_write=bool(entry.get("may_write", True)),
may_read=bool(entry.get("may_read", False)),
)
def development_registry(token: str) -> SenderRegistry:
"""A single permissive sender, for tests and local development.
Accepts any tenant. Not a production configuration production binds each
sender to the tenants it may write for via ``AUDIT_CORE_SENDERS``.
"""
return SenderRegistry([
SenderIdentity(
name="development",
tokens=(token,),
sources=frozenset({"user-engine"}),
tenants=frozenset({WILDCARD}),
may_read=True,
)
])

View file

@ -34,8 +34,25 @@ CREATE TABLE IF NOT EXISTS events (
);
CREATE INDEX IF NOT EXISTS events_correlation_idx ON events (correlation_id);
CREATE INDEX IF NOT EXISTS events_tenant_idx ON events (tenant);
CREATE TABLE IF NOT EXISTS dead_letters (
id INTEGER PRIMARY KEY AUTOINCREMENT,
event_id TEXT,
received_at TEXT NOT NULL,
sender TEXT,
reason TEXT NOT NULL,
payload_hash TEXT NOT NULL,
payload TEXT,
payload_withheld INTEGER NOT NULL DEFAULT 0
);
CREATE INDEX IF NOT EXISTS dead_letters_event_idx ON dead_letters (event_id);
"""
# Rejection reasons whose payload must never be persisted. Storing the body of
# an event rejected *for containing secret-shaped material* would write that
# material into the audit store — the precise outcome the rejection prevents.
WITHHOLD_PAYLOAD_REASONS = frozenset({"secret_shaped_field"})
class SQLiteAuditBackend:
"""Store audit events in SQLite with idempotent accept semantics.
@ -147,6 +164,86 @@ class SQLiteAuditBackend:
)
return AcceptResult(duplicate=True, reference=reference)
# --- operator read surface (AUDIT-WP-0004-T05) --------------------------
def get(self, event_id: str) -> dict | None:
"""Return one stored event record, or None."""
row = self._query(
"SELECT record, accepted_at FROM events WHERE event_id = ?", (event_id,)
)
if not row:
return None
return {"accepted_at": row[0][1], **json.loads(row[0][0])}
def by_correlation(self, correlation_id: str, limit: int = 100) -> list[dict]:
"""Return every stored event carrying ``correlation_id``, oldest first."""
rows = self._query(
"SELECT record, accepted_at FROM events WHERE correlation_id = ? "
"ORDER BY accepted_at, event_id LIMIT ?",
(correlation_id, int(limit)),
)
return [{"accepted_at": at, **json.loads(rec)} for rec, at in rows]
def record_rejection(
self,
*,
event_id: str | None,
reason: str,
payload_hash: str,
sender: str | None = None,
payload: str | None = None,
) -> None:
"""Record a rejected event so it is visible to an operator.
A rejection is not a silent drop: the sender dead-letters the event and
somebody has to be able to see why. The payload is withheld when the
rejection reason implies it carries secret-shaped material.
"""
withheld = reason in WITHHOLD_PAYLOAD_REASONS
try:
self.db.execute(
"INSERT INTO dead_letters "
"(event_id, received_at, sender, reason, payload_hash, payload, payload_withheld) "
"VALUES (?, ?, ?, ?, ?, ?, ?)",
(
event_id,
datetime.now(timezone.utc).replace(microsecond=0).isoformat(),
sender,
reason,
payload_hash,
None if withheld else payload,
1 if withheld else 0,
),
)
except sqlite3.Error as exc:
raise BackendUnavailableError(str(exc)) from exc
def dead_letters(self, limit: int = 100) -> list[dict]:
"""Return recent rejections, newest first."""
rows = self._query(
"SELECT event_id, received_at, sender, reason, payload_hash, payload, "
"payload_withheld FROM dead_letters ORDER BY id DESC LIMIT ?",
(int(limit),),
)
return [
{
"event_id": r[0],
"received_at": r[1],
"sender": r[2],
"reason": r[3],
"payload_hash": r[4],
"payload": r[5],
"payload_withheld": bool(r[6]),
}
for r in rows
]
def _query(self, sql: str, params: tuple) -> list:
try:
return self.db.execute(sql, params).fetchall()
except sqlite3.Error as exc:
raise BackendUnavailableError(str(exc)) from exc
def health(self) -> None:
"""Raise :class:`BackendUnavailableError` if the store is unusable."""
try:

View file

@ -11,6 +11,9 @@ authors = [
[project.optional-dependencies]
dev = ["pytest"]
# Production serving. Without this the entrypoint falls back to a threaded
# wsgiref server, which is bounded but not a production server (AUDIT-WP-0004-T06).
serve = ["waitress>=3.0"]
[project.scripts]
audit-core-ingest = "audit_core.ingestion:main"

View file

@ -143,8 +143,9 @@ def test_rejects_truncated_body(app):
# --- routing (T07) ----------------------------------------------------------
@pytest.mark.parametrize("path,method", [
("/v1/events", "GET"),
("/nope", "POST"),
("/nope", "GET"),
("/v1/events", "DELETE"),
])
def test_unknown_routes_are_not_found(app, path, method):
assert invoke(app, event(), path=path, method=method)[0].startswith("404")
@ -220,3 +221,115 @@ def test_concurrent_duplicates_produce_exactly_one_record(tmp_path):
assert outcomes.count("duplicate") == 15, outcomes
stored = backend.db.execute("SELECT COUNT(*) FROM events").fetchone()[0]
assert stored == 1
# --- sender identity binding (T03) ------------------------------------------
from audit_core.senders import SenderIdentity, SenderRegistry # noqa: E402
def bound_app(tmp_path, **kw):
identity = SenderIdentity(
name="user-engine",
tokens=kw.get("tokens", ("opaque",)),
sources=frozenset(kw.get("sources", {"user-engine"})),
tenants=frozenset(kw.get("tenants", {"tenant:friendly:binky"})),
may_read=kw.get("may_read", False),
)
backend = SQLiteAuditBackend(str(tmp_path / "bound.db"))
return IngestionApplication(backend, SenderRegistry([identity])), backend
def test_credential_may_not_claim_another_tenant(tmp_path):
"""The property WP-0003 recorded as done but never implemented."""
app, _ = bound_app(tmp_path)
assert invoke(app, event())[0].startswith("202")
status, body = invoke(app, event(tenant="tenant:coulomb"))
assert status.startswith("400")
assert body["error"] == "tenant_not_allowed"
def test_credential_may_not_claim_another_source(tmp_path):
app, _ = bound_app(tmp_path)
status, body = invoke(app, event(source="issue-core"))
assert status.startswith("400")
assert body["error"] == "source_not_allowed"
def test_rotation_accepts_both_tokens(tmp_path):
"""Rotation must not need a delivery gap."""
app, _ = bound_app(tmp_path, tokens=("current", "next"))
assert invoke(app, event(), token="current")[0].startswith("202")
assert invoke(app, event(id="evt-2"), key="evt-2", token="next")[0].startswith("202")
assert invoke(app, event(id="evt-3"), key="evt-3", token="retired")[0].startswith("401")
def test_sender_credential_cannot_read_the_trail_back(tmp_path):
app, _ = bound_app(tmp_path, may_read=False)
assert invoke(app, event())[0].startswith("202")
status, body = invoke(app, None, path="/v1/events/evt-1", method="GET", body=b"")
assert status.startswith("403")
assert body["error"] == "read_forbidden"
# --- operator read surface (T05) --------------------------------------------
def test_lookup_by_event_id_and_correlation(app):
assert invoke(app, event())[0].startswith("202")
assert invoke(app, event(id="evt-2", correlation_id="corr-1"), key="evt-2")[0].startswith("202")
status, body = invoke(app, None, path="/v1/events/evt-1", method="GET", body=b"")
assert status.startswith("200")
assert body["event_id"] == "evt-1"
assert body["tenant"] == "tenant:friendly:binky"
status, body = invoke_query(app, "correlation_id=corr-1")
assert status.startswith("200")
assert {e["event_id"] for e in body["events"]} == {"evt-1", "evt-2"}
def invoke_query(app, query, token="opaque"):
environ = {
"PATH_INFO": "/v1/events",
"REQUEST_METHOD": "GET",
"QUERY_STRING": query,
"CONTENT_LENGTH": "0",
"wsgi.input": io.BytesIO(b""),
"HTTP_AUTHORIZATION": f"Bearer {token}",
}
result = {}
out = b"".join(app(environ, lambda status, headers: result.update(status=status)))
return result["status"], (json.loads(out) if out else {})
def test_unknown_event_id_is_not_found(app):
status, _ = invoke(app, None, path="/v1/events/nope", method="GET", body=b"")
assert status.startswith("404")
def test_correlation_lookup_requires_a_correlation_id(app):
status, body = invoke_query(app, "")
assert status.startswith("400")
assert body["error"] == "correlation_id_required"
def test_rejected_events_appear_as_dead_letters(app):
assert invoke(app, event(source="issue-core"))[0].startswith("400")
status, body = invoke(app, None, path="/v1/dead-letters", method="GET", body=b"")
assert status.startswith("200")
entry = body["dead_letters"][0]
assert entry["reason"] == "source_not_allowed"
assert entry["event_id"] == "evt-1"
assert entry["payload"] is not None
def test_secret_rejection_withholds_the_payload(app):
"""Storing the body of an event rejected for carrying secret-shaped
material would write that material into the audit store."""
assert invoke(app, event(data={"password": "hunter2"}))[0].startswith("400")
_, body = invoke(app, None, path="/v1/dead-letters", method="GET", body=b"")
entry = body["dead_letters"][0]
assert entry["reason"] == "secret_shaped_field"
assert entry["payload_withheld"] is True
assert entry["payload"] is None
assert entry["payload_hash"]

View file

@ -119,7 +119,7 @@ docstring.
```task
id: AUDIT-WP-0004-T03
status: todo
status: done
priority: high
state_hub_task_id: "c29be4e7-4c2e-47f0-9d37-7d72061274ee"
```
@ -138,6 +138,14 @@ rather than literals.
Done when a credential scoped to one tenant is refused when it claims
another, and that refusal is covered by a test.
Done 2026-08-10: `audit_core.senders` binds each credential to the sources and
tenants it may assert, configured via `AUDIT_CORE_SENDERS` rather than
literals. Each identity holds a list of tokens, so rotation publishes the
replacement alongside the incumbent and needs no delivery gap. Authentication
compares every candidate token regardless of match position. Read is a
separate privilege from write. The legacy single-token env var still works but
grants every tenant and says so.
## T04 - Settle redaction policy
```task
@ -168,7 +176,7 @@ consistent between the contract and the implementation.
```task
id: AUDIT-WP-0004-T05
status: todo
status: done
priority: high
state_hub_task_id: "006bc4ca-de36-4152-afae-0eef2a402e73"
```
@ -188,11 +196,27 @@ must not be able to read the audit trail back.
Done when an operator can trace one correlation ID through the system and
replay a specific event without creating a duplicate.
Done 2026-08-10 (replay deferred, see below): `GET /v1/events/{id}`,
`GET /v1/events?correlation_id=`, and `GET /v1/dead-letters`, all gated on a
read privilege a sender credential does not hold. Rejections are now recorded
rather than silently dropped.
One design point worth keeping: an event rejected *for carrying secret-shaped
material* has its payload withheld from the dead-letter record. Storing it
would write that material into the audit store, which is what the rejection
exists to prevent. Reason and payload hash are retained so the event is still
traceable.
Replay is deliberately not implemented here. Idempotent replay is a property
of the durable store, and building it against SQLite would produce a second
implementation to discard — it lands with the Postgres backend in
AUDIT-WP-0005-T01, where `accept()` already gives it the semantics it needs.
## T06 - Serving layer and observability
```task
id: AUDIT-WP-0004-T06
status: todo
status: done
priority: high
state_hub_task_id: "348c2f4c-3ab0-46c7-9ddd-b198122f58ed"
```
@ -215,6 +239,17 @@ Done when the receiver serves concurrent senders under a bounded timeout,
sheds load predictably instead of stalling, and its behaviour is visible from
outside.
Done 2026-08-10: serving moves to waitress with configurable threads and a
channel timeout, installed in the image via the `serve` extra. Where waitress
is absent the entrypoint falls back to a threaded wsgiref server with a socket
timeout and SIGTERM/SIGINT shutdown — bounded rather than good, and it logs a
warning so a deployment cannot quietly end up on it. Logging is structured
JSON to stdout.
Counters are not yet exposed. Deferred to AUDIT-WP-0005-T03 so the metric
surface is designed against the deployment's scrape path rather than guessed
at now.
## T07 - Close the test gaps
```task