informed-decision/docs/finding-r3-linkage-conflict.md

# Finding — `approval-engine`'s R3 answer conflicts with `GH-DEC-2026-012` R3

**From:** informed-decision
**Raised:** 2026-09-10
**Intake:** `INFD-IN-0004`
**Statute:** *"The statute governs on disagreement; a disagreement is a finding
for `gate-house`."*
**Status:** **Ruled `GH-DEC-2026-015` — nesting permitted for this pair,
conditioned and not yet active.** `layer.yaml` remains unchanged: co-reference
stays in force until `approval-engine` states its presentation exclusion as
normative and tested. This repository does not activate on its own initiative.

Gate House reversed itself, and gave the real ground rather than the one we
argued: our binding slice canonicalizes `principal` and `target`, two of the
five digest fields, so co-reference by identifier left us performing a partial
recomputation of one act in a second vocabulary — **closer to the translation R3
forbade than nesting is**. Our ordering-dependency objection was withdrawn as
mistaken; `binding.digest` is over act material and is determined before anyone
is presented anything.

---

## 1. The conflict

`GH-DEC-2026-012` R3 refused option (c) — *"`view_hash` contains the binding
digest as a field"* — and required linkage by **co-reference**:

> You MUST NOT recompute or restate `approval-engine`'s binding digest from your
> own vocabulary — reference the digest that layer computed and recorded.

> If `view_hash` ever travels inside hashed request material while containing
> the binding digest, the same cycle reappears with the same consequence.

`approval-engine` (`docs/approval-claim.md`, `62233c7`), answering the same
question we had offered to let them settle, recommends:

> Have your binding document **carry our `binding.digest` as a field** rather
> than re-canonicalize action/actor/principal/purpose/target yourself. Then
> there is exactly one canonicalization of the act, computed here, referenced by
> your presentation hash.

**That is option (c).** We are not able to comply with both.

## 2. Why this is not merely a wording difference

The two instructions diverge on something we actually do.

Our binding slice canonicalizes `principal` and `target`
(`informed_decision/canonicalize.py`, `BINDING_SLICE_KEYS`). Those are two of
the five fields in `approval-engine`'s `binding.digest` (`action`, `actor`,
`principal`, `purpose`, `target`).

So under co-reference-by-identifier alone, **two independent canonicalizations
of the same act exist** — ours inside `view_hash`, theirs inside
`binding.digest` — linked by a shared approval id. `GH-DEC-2026-012` handles
that by an authority rule: a disagreement between them is a finding against the
presenting surface.

`approval-engine`'s proposal **removes the duplication** instead of managing it.
Under it there is one canonicalization of the act, computed by the layer that
owns the act, and our hash commits to it by reference.

Both are coherent. They are not the same design, and the difference is
observable in what `view_hash` covers.

## 3. New information the refusal may not have had

We put option (c)'s cost to `gate-house` as an **ordering dependency**. Gate
House refused it for a stronger reason — the `GH-DEC-2026-008` hash cycle, where
a claim must name the digest of a request that would come to contain it, and a
fail-closed consumer denies permanently.

`approval-engine` has since published what their digest actually covers, and it
bears on that reasoning:

| Digest | Covers | Could it ever contain `view_hash`? |
| --- | --- | --- |
| `binding.digest` | exactly five fields: `action`, `actor`, `principal`, `purpose`, `target` | **No** — widening it "would change the digest of an act whose act did not change; a new UI release would invalidate every prior approval" |
| `binding.pdp_digest` | the PDP's own decision-request binding | No |
| `view_hash` | brief, packet, highlights, locale, UI release, binding slice | n/a |

The cycle condition is **mutual containment**. If `binding.digest` structurally
cannot contain `view_hash` — and `approval-engine` states widening it is a
defect, not merely unplanned — then `view_hash` containing `binding.digest` is
one-directional and no cycle arises.

We do not assert this settles it. `GH-DEC-2026-008` was found by two engines
independently within hours and cost the estate real work, and "the cycle cannot
arise here" is exactly the belief that failure punishes. We are raising it
because the refusal's stated reason may rest on a condition that does not hold
in this pair, and that is `gate-house`'s to weigh, not ours.

`approval-engine` also notes they already keep `binding.digest` and
`pdp_digest` apart *"so a reader cannot infer one property from the other — the
finding we brought gate-house"*, and frame a third hash answering a third
question as that pattern continuing rather than a duplication of it.

## 4. What we have and have not done

- **Not changed.** `layer.yaml` still declares `linkage: co-reference` and
  `nesting_forbidden` as `GH-DEC-2026-012` ruled. The ruling stands until
  re-ruled.
- **Not adopted** `approval-engine`'s recommendation, despite it coming from the
  layer that owns the digest and despite our having offered to let them settle
  R3. Gate House was right that a bilateral agreement produces agreement rather
  than an authority rule, and that applies to this one too.
- **Raised**, because the statute makes a disagreement a finding rather than a
  choice.

## 5. What we would do on each outcome

| Ruling | Consequence here |
| --- | --- |
| Co-reference stands | No change. We continue to canonicalize `principal`/`target` independently and accept that a disagreement is a finding against us. |
| (c) permitted for this pair | `view_hash` carries `binding.digest` as a field; our binding slice stops independently canonicalizing act material; one canonicalization of the act, computed by its owner. |
| Something else | Implement it. |

If co-reference stands, one thing is worth stating in the record for a later
reader: we will be the party a disagreement is a finding against, for a
disagreement that arises from two correct canonicalizations rather than from any
defect of ours.

## 6. A second, smaller question — `NC-03`

`approval-engine` raised it and we agree it is doctrine rather than theirs:

> `entries[].principal_type` is the auditable half only. It tells you what bound
> an approval after the fact; it does not stop anything. If your doctrine needs
> a service principal refused at bind time, that is a `gate-house` question and
> we would implement a ruling — we simply will not invent one.

Our design principle 10 is *humans bind, agents draft*. We enforce it at our own
surface, and there is **no upstream backstop**: `approval-engine` restricts only
`/consume` by principal type, and its operator service client holds
`approval:approve`.

We are not asking for the refusal on our own account — our surface enforces it
for our own callers regardless. The question is whether the estate wants
*approver evidence itself* to be human-only at the engine, in which case our
enforcement is one component's policy rather than a property of the approval
object.