From the independent assessment of 2026-08-29, which found the model sound as a layering constitution and incomplete as a self-healing one: cognition, authority, and execution are specified, but the two verbs that close a healing loop — observe in production, actuate through a deterministic surface — are pending, and one is unstaffed. Section numbers below §14 are unchanged; the estate cites them. - §3.3 types the Engine layer: PDP, PIP, Evidence, Lifecycle, with a role column in §4. Collapsing them hid different failure modes — a PIP outage is input degradation, a PDP outage is consumer residue, an evidence-plane outage must not block the operation it records. A new engine is a PIP unless amended. - §6.4 names the enforcement point. The standard was precise about the decision and silent about the gate, so enforcement lived in Staff runbooks. Four obligations: no side effect without a decision record, no local recaching of the verdict, a declared unreachable-engine stance, reconstructability. - §9.2 replaced. Containment was marked pending against kings-guard, the right mark on the wrong repository: reduce, step-up, and isolate are authority-changing operations, so they are rendered by an Engine and enforced by a PEP. Actuation is an unowned Engine concept held at zero. Staff proposes containment and never performs it. - §3.4 separates human and agent principals inside Staff — same permissions, different blast radius. No standing credential, conduit or engine API only, agent memory is not a state plane, every action reconstructable as the caller's. - §9.7 puts time into the model: explicit lifetimes, revocation visibility deadlines, consumption as a state change never inferred from a decision record, and the three race modes named. §9.8 states what holds under partition. - §17 requires the Taxonomy artifacts — claim, decision-record, gap-record, and emission-cadence schemas — without which §6.2 and §11 are reviewable but not compileable. Ownership proposed, not assigned. - §18 composes the sibling standards, which had been cited in frontmatter and nowhere in the rules. - §5 sunsets the uncatalogued-infrastructure carve-out. §5.3 declines a proposed fourth "operator of third-party Tooling" shape: it would convert a tracked gap into a permanent allowance, which is the relabelling failure this standard exists to prevent. - §10 gains the six artifacts a layer change must carry, written from the zone-engine case, including a permission freeze during the cut. - §2 lifts the observation rule so it cannot be lost in a summary. §13 separates its three normative rules from the table, now a snapshot due to move into maturity-engine. §16 decides the approval custody question: no. §19 records the fitness verdict. Co-Authored-By: Claude Opus 5 <noreply@anthropic.com> Assistant: claude-code Assistant-Model: opus Assistant-Process: 2564823@bnt-lap001 Assistant-Session: 2a7ed827-4928-4b9f-8613-9135c9cadfe9
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---
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id: netkingdom-security-layer-model-v0.6
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type: standard
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title: "NetKingdom Security Layer Model v0.6"
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domain: netkingdom
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status: proposed
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version: "0.6"
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supersedes: canon/standards/security-layer-model_v0.5.md
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owner: gate-house
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publication_owner: net-kingdom
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created: "2026-08-28"
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updated: "2026-08-28"
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last_reviewed: "2026-08-28"
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review_interval: 3m
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source_revision: "gate-house@516ed4e"
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standard_token: security-layer-model_v0.6
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assented_by:
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- "flex-auth FLEX-DEC-2026-001"
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- "kings-guard KG-DEC-2026-001"
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- "ops-warden ADR-0010"
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- "audit-core AUDIT-IN-0001, and v0.4 review with three findings"
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- "flex-auth FLEX-DEC-2026-002 (v0.4, §9.3 contested)"
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- "kings-guard v0.4 review, four findings"
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- "ops-warden 2026-08-29 v0.4 review, three findings"
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related:
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- canon/standards/security-zones_v0.1.md
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- canon/standards/tenancy-posture_v0.1.md
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- canon/standards/credential-management_v0.2.md
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- gate-house/decisions/decisions.md
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- net-kingdom/history/2026-08-29-layering-standard-assessment.md
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- gate-house/history/2026-08-28-security-layer-model-and-gate-house-recut.md
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---
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# NetKingdom Security Layer Model v0.6
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## 1. Purpose
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This standard states how NetKingdom's IT-security estate is layered, and what
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each layer may and may not do. It answers one question:
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> **Given a repository, which layer is it in, and what does that permit it to
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> own?**
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The layers are distinguished by **determinism** and by **the kind of artifact
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the layer produces**, not by technical tier, deployment topology, or team.
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It is not an org chart, not a network model, not a deployment topology, and not
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a dependency graph. It does not assign work, and it does not replace any
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repository's boundary contract; it constrains what such a contract may claim.
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**What changed in v0.6.** An independent assessment against industry practice
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(`net-kingdom/history/2026-08-29-layering-standard-assessment.md`) found the model
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sound as a layering constitution and incomplete as a *self-healing* one: cognition,
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authority, and execution are specified, but the two verbs that close a healing
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||
loop — observe in production and actuate through a deterministic surface — are
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pending, and one is unstaffed. It also found the Engine layer untyped, so that
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"we need an engine for X" drifts toward "X now decides", and the enforcement
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||
point unnamed.
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v0.6 types the engines (§3.3), names the enforcement point (§6.4), replaces the
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containment assignment with an actuation surface held at zero (§9.2), separates
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human and agent principals inside Staff (§3.4), puts time into the model (§9.7),
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requires the Taxonomy artifacts that make §6.2 compileable rather than
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reviewable (§17), and composes the sibling standards it had only cited (§18).
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Section numbers below §14 are unchanged: the estate cites them.
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**What changed in v0.5.** All four reviewing repositories returned findings on
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v0.4, and one contested a rule. §9.3 was wrong: it collapsed *engine reachable
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but degraded* with *engine not reachable at all*, and the second case has no
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evaluator in the path to express anything. §9.1 collapsed *no route exists* with
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*route exists under a declared gap*, which would have forced a false "pending"
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onto a production capability. §11 claimed mechanical checkability for a rule
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that cannot be checked in prose. §13 filed two opposite conformance states in one
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table and recorded proposed owners as owners. §9.6 needed the load-bearing
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distinction it implied but never drew. §15 records the change list.
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|
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**What changed in v0.4.** `audit-core` assented to the approval evidence half
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and corrected the rationale twice. v0.3 rested §9.4 on that repository's INTENT
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principle 6, which is an aspiration; the shipped bound in its `docs/integrity.md`
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||
is weaker and conditional. More consequentially, no append-only archive can prove
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**omission at source** — a suppressed revocation leaves the chain intact — which
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is now stated as an estate-wide doctrine constraint (§9.6) rather than left
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implicit. `audit-core` was also referenced as an owner in v0.3 without appearing
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in the §4 catalog at all; it is catalogued here, as an Engine, on its own
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declaration. §15 records the change list.
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||
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**What changed in v0.3.** Two engines were seeded to own concepts v0.2 recorded
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as unowned: `approval-engine` takes the approval object that §13 left homeless,
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and `maturity-engine` takes graded progression — closing a §9.1 defect in
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gate-house's own catalog claim, which asserted conformance review with no engine
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to act through. §15 records the change list. v0.3 is **proposed**: the two new
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engines are seeded by owner direction and have no other side to assent yet, and
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the evidence half of the approval split needs `audit-core`'s assent.
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**What changed in v0.2.** v0.1 was assented to by all three repositories whose
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boundaries moved, and each returned a finding. v0.1 had one lane for a Staff
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repository that legitimately touches Tooling — read-only diagnostics — which is
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||
narrower than the estate as it actually stands, and a rule with no lane for a
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real sanctioned case is satisfied by relabelling rather than by closing the gap.
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v0.1 also catalogued a capability (§4, containment) that §5 forbade discharging,
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and applied its reconstructability test to engines but not to the doctrine
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gate-house feeds them. §15 records the full change list.
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## 2. Authority and conformance
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| Fact or rule | Authority |
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| --- | --- |
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| The layers, their definitions, and the rules between them | This standard, owned by gate-house |
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| Which layer a given repository is in | This standard, §4 catalog |
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| What a repository owns within its layer | That repository's `INTENT.md` and boundary contract |
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| Whether a specific request is permitted | `access-engine` — never this standard |
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| Whether a Tooling contact is sanctioned | The declaring repository, under the shapes in §5, reviewable by gate-house |
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| Security doctrine and invariants | gate-house |
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| Publication | net-kingdom canon |
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| Whether an invariant is *watched in practice* | the observing repository's own report — never this standard, and never §12's diagram |
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A repository conforms when its `INTENT.md` declares its layer, its claims fall
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within that layer's permissions (§3), and its Tooling contacts take one of the
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sanctioned shapes in §5 or are declared as gaps under §5.3.
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**No estate argument may cite observation that has not happened.** §12 lists
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`kings-guard` against the loop's fourth step, and that repository has reported
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that it has never observed a real event. Until it reports otherwise, no
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assessment, review, or decision in this estate may treat an invariant as being
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watched in practice on the strength of the diagram. Lifted here from §12 so it
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cannot be lost in a summary.
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## 3. The layers
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| Layer | Character | Produces | Deterministic |
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| --- | --- | --- | --- |
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| **Taxonomy** | cross-cutting language | terms, semantic contracts, standards | n/a — describes |
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| **Tooling** | infrastructure and state | data structures, persistence | yes |
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| **Engines** | interfaces for a modeled concept | APIs, contracts | yes |
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| **Staff** | management, operations, change, controlling | specifications, decisions, workplans, tasks | **no** |
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### 3.1 Taxonomy
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Cross-cutting language. Taxonomy repositories define terms and semantic
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contracts so the other layers interoperate without integration by
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interpretation. They own no runtime position and no state any layer depends on.
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`info-tech-canon` holds ecosystem-wide semantic contracts. NetKingdom-specific
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security architecture — including this standard — is net-kingdom canon's.
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### 3.2 Tooling
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Deterministic infrastructure: data structures, persistence, and the consistent,
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performant, scalable keeping of state. Much of it is third-party.
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### 3.3 Engines
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Deterministic APIs for a modeled concept — a user, a tenant, a zone, a secret,
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an access rule. An engine's defining property is that **the same authoritative
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input state yields the same result**. Engines are where the estate's
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deterministic guarantees live, and therefore where every enforcement boundary
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MUST sit.
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A repository whose core function is inference or judgment fails this test by
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construction and is Staff, however much of its work happens at runtime.
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**Engines are typed.** "Engine" is one layer but four roles, and collapsing them
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hides different failure modes. Every §4 Engine row carries a role:
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| Role | Meaning | Outage means |
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| --- | --- | --- |
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| **PDP** | renders the authorization decision — `access-engine`, and only it (§6) | consumer residue (§9.3) |
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| **PIP** | supplies facts a decision consumes as claims — user, tenant, zone, approval, maturity | input degradation, engine's own fallback (§9.3) |
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| **Evidence** | records what happened and proves integrity of what it holds — `audit-core` | MUST NOT block the operation being recorded (§9.4) |
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| **Lifecycle** | a deterministic API over Tooling it owns — `secrets-engine` | the owning engine's failure semantics |
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The roles are why *"we need an engine for X"* does not mean *"X now decides"*.
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A new engine is a PIP unless this standard is amended to say otherwise, and §6
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means it can never be a second PDP.
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The industry vocabulary is deliberately mirrored here — PDP, PIP, PEP as in
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NIST ZTA and XACML — because it is how the estate talks to the outside and how a
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PEP is stopped from quietly becoming a PDP. The determinism cut in §3 stays
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primary where the two disagree.
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### 3.4 Staff
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Interactive and non-deterministic. Staff is the management layer: operations,
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change, innovation, and controlling. It works through agentic capability —
|
||
assistants and autonomous agents — and its artifacts are specifications,
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||
decisions, workplans, and tasks.
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|
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Staff repositories MUST NOT hold state that another layer depends on at
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runtime, and MUST NOT render or cache any decision an Engine is responsible for.
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|
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Acting at runtime does not make a repository an Engine. Being agentic makes it
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Staff, and §5 governs how it acts.
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## 4. Layer catalog
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|
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| Repository | Layer | Role | Owns |
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| --- | --- | --- | --- |
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| `info-tech-canon` | Taxonomy | — | ecosystem-wide semantic contracts and terminology |
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||
| `net-kingdom` | Taxonomy | — | NetKingdom standards of record; publication |
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| `key-cape` | Tooling | — | packaged identity tooling; IAM profile; authentication |
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||
| `OpenBao` | Tooling | — | secret storage, leases, PKI, dynamic secret engines |
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||
| `user-engine` | Engine | PIP | users, accounts, memberships |
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||
| `tenant-engine` | Engine | PIP | tenant-as-an-entity facts |
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||
| `zone-engine` | Engine | PIP | zone identity and membership — offline reference conformance per its 2026-08-23 disposition |
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||
| `secrets-engine` | Engine | Lifecycle | credential abstraction, custody, lifecycle |
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||
| `audit-core` | Engine | Evidence | audit event custody, retention, integrity verification, export — explicitly not a decision point (§9.6) |
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||
| `access-engine` | Engine | **PDP** | **the policy decision** — the only decision point (§6) |
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||
| `approval-engine` | Engine | PIP | the approval object — durable, authenticated, consumable, atomically supersedable (§9.4) |
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||
| `maturity-engine` | Engine | PIP | graded progression against declared criteria and evidence; the gap register; capability readiness (§9.5) |
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||
| `gate-house` | Staff | — | security doctrine, authority context, curriculum; **conformance review — through `maturity-engine` (§9.5)** |
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||
| `ops-mason` | Staff | PEP-shaped | building and tearing down access routes and perimeters |
|
||
| `ops-warden` | Staff | PEP-shaped | operational access lanes, stewardship, runbooks; SSH certificate issuance — **declared-gap** (§9.1, §13) |
|
||
| `kings-guard` | Staff | — | adaptive defence and judgment; observation of Staff-reachable sources — identity and secret observation **pending**; **proposes** containment, which it does not own (§9.2) |
|
||
| `whitehat-security` | Staff | — | offensive validation |
|
||
|
||
An **actuation surface** — reduce authority, require step-up, isolate a workload
|
||
— is catalogued nowhere because it does not exist. See §9.2: it is an Engine
|
||
concept held at zero, not a Staff capability.
|
||
|
||
`access-engine` is the ruled name for the repository currently called
|
||
`flex-auth`; both denote the same authority until the governed rename completes.
|
||
Execution conditions for that rename are recorded in its migration decision, not
|
||
here.
|
||
|
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## 5. The binding rule
|
||
|
||
> **Staff never touches Tooling directly. It acts only through Engine APIs.**
|
||
|
||
A Staff repository MUST NOT hold a direct client for a Tooling-layer system —
|
||
no direct database connection, no direct OpenBao client, no direct cluster
|
||
mutation — outside the shapes below. This is the architectural form of *no
|
||
privilege from cognition*, and it is deliberately mechanically checkable.
|
||
|
||
**Scope.** "Tooling-layer system" means a system catalogued as Tooling in §4.
|
||
Infrastructure the estate runs but has not catalogued — the State Hub,
|
||
`llm-connect`, and similar — is outside this rule, because a rule that silently
|
||
covered them would put every Staff repository in undeclared violation on
|
||
adoption day: they all write progress events. Such clients SHOULD be recorded
|
||
in the repository's declaration as non-Tooling for completeness of the check,
|
||
and the way to bring one under §5 is to catalogue it in §4, deliberately.
|
||
|
||
Raised by `ops-warden`, which held clients for both and declined to resolve the
|
||
scope question on gate-house's behalf.
|
||
|
||
**The carve-out sunsets.** It is a pressure valve, and a valve left open becomes
|
||
a second persistence plane under the Staff layer — which §3.4 forbids in spirit.
|
||
Three rules bound it: every non-Tooling client MUST be listed in the
|
||
repository's declaration; an uncatalogued store that another layer **reads**
|
||
MUST, within two review intervals, either be catalogued as Tooling in §4 or be
|
||
declared a gap under §5.3; and a Staff-owned event bus or memory store MUST NOT
|
||
become the estate's de facto state plane. Today's instances are the State Hub
|
||
and `llm-connect`; tomorrow's are agent memory, tool-call traces, and prompt
|
||
caches (§3.4).
|
||
|
||
Three shapes are sanctioned. Everything else is a violation.
|
||
|
||
### 5.1 Read-only diagnostic observation
|
||
|
||
A Staff repository MAY read Tooling state for diagnostics where the owning
|
||
engine exposes no equivalent. It MUST be declared in the repository's
|
||
`INTENT.md`. It grants no write, and it is an engine gap to close, not a
|
||
standing arrangement.
|
||
|
||
### 5.2 Conduit
|
||
|
||
A Staff repository MAY run the **owner's** tool under the **caller's** identity,
|
||
supplying no authority of its own. The test is the supplied-authority property:
|
||
the conduit MUST NOT present its own credential, MUST NOT widen what the caller
|
||
could already do, and MUST be reconstructable as the caller's action in audit.
|
||
|
||
A conduit that presents its own token is not a conduit; it is §5.3 or a
|
||
violation. This shape MUST be declared, and the no-authority property SHOULD be
|
||
covered by a test.
|
||
|
||
The reconstructability requirement is an audit-dependent claim and is therefore
|
||
bounded by §9.6: the archive shows the conduit actions it received, not that it
|
||
received all of them.
|
||
|
||
### 5.3 Declared engine gap
|
||
|
||
Where a Staff repository must contact Tooling directly and no engine exposes the
|
||
capability, it MUST declare the contact rather than take an exemption. A
|
||
declared gap carries, machine-readably:
|
||
|
||
| Field | Meaning |
|
||
| --- | --- |
|
||
| `capability` | what the contact does |
|
||
| `intended_owner` | the engine that should own it |
|
||
| `blocked_on` | why it cannot move today |
|
||
| `review` | a date, not "when convenient" |
|
||
|
||
A declared gap is **tracked non-conformance**, not conformance. It does not
|
||
expire on its own and it is not a licence to add more. It exists because a rule
|
||
offering no lane for a real sanctioned case gets satisfied by relabelling rather
|
||
than by closing the gap — and a tracked gap is visible, whereas a relabelled one
|
||
is not.
|
||
|
||
Prior art: `ops-warden` runs equivalent machinery for delegated lanes (27
|
||
catalog entries carrying `delegation:`, queryable via `warden route gaps`), and
|
||
has offered it as reusable.
|
||
|
||
**No fourth "operator of third-party Tooling" shape.** It has been proposed, on
|
||
the argument that someone must operate `OpenBao` and every operational necessity
|
||
otherwise looks like a gap. Declined: §5.3 already sanctions the operation while
|
||
keeping it visible, and a clean "operator" shape would convert a tracked gap
|
||
into a permanent allowance — the relabelling failure this standard exists to
|
||
prevent. A permanent operational necessity is a declared gap whose review
|
||
interval keeps returning, which is the correct amount of friction. If the review
|
||
becomes ceremonial, that is an argument for closing the gap, not for renaming
|
||
it.
|
||
|
||
## 6. One decision point
|
||
|
||
`access-engine` is the only policy decision point in NetKingdom. No other
|
||
repository, in any layer, may render or cache authorization decisions.
|
||
|
||
First ruled in `zone-engine/INTENT.md` §5 — *"flex-auth is the policy decision
|
||
point. It stays the only one."* The failure mode, from the same source: *"It
|
||
becomes a second decision point… it would arrive as a small convenience."*
|
||
|
||
### 6.1 Compiled data that determines an outcome is still deciding
|
||
|
||
A registry, cache, or schema that resolves a result before the engine runs has
|
||
decided early. Provenance MUST remain reconstructable from the engine's decision
|
||
record.
|
||
|
||
### 6.2 Doctrine reaches the decision as an input, or it is not applied
|
||
|
||
This rule binds gate-house on the same terms. **An authority ceiling, mandate
|
||
constraint, or operating-mode restriction that determines an outcome MUST reach
|
||
the decision either as an input claim on the request or as a rule in the
|
||
versioned policy package**, so that its application is reconstructable from the
|
||
decision record.
|
||
|
||
Doctrine that influences outcomes by any other route is a second decision point
|
||
wearing an author's hat. This is not a limit on gate-house's authorship; it is
|
||
what keeps that authorship auditable at decision time.
|
||
|
||
### 6.3 No Staff repository may host a decision point
|
||
|
||
A deterministic authority boundary inside a non-deterministic layer contradicts
|
||
the invariant the estate is built on. gate-house was re-cut on this ground.
|
||
|
||
### 6.4 The enforcement point
|
||
|
||
The standard has been precise about the decision and silent about the gate. A
|
||
decision that nothing refuses to proceed without is advice.
|
||
|
||
A **PEP** is any runtime that causes a protected side effect. It is a *shape*,
|
||
not a repository: `ops-warden` issuing a certificate, `ops-mason` opening a
|
||
route, and any protected system acting on a verdict are all PEP-shaped. Being
|
||
PEP-shaped does not move a repository out of its layer.
|
||
|
||
Four obligations, and they are normative:
|
||
|
||
1. **No side effect without a decision record.** A PEP MUST NOT perform the
|
||
protected action unless it holds a decision from `access-engine` identifying
|
||
the request it was rendered for.
|
||
2. **No local recaching of the verdict.** A stored verdict replayed for a later
|
||
request is a second decision point deciding early (§6.1). Caching an *input
|
||
claim* under its own freshness rules is permitted; caching the *answer* is
|
||
not.
|
||
3. **A declared unreachable-engine stance** (§9.3): total, per zone or
|
||
equivalent scope, no implicit default, no per-call discretion, published
|
||
rather than held in code comments. `ops-warden` `ADR-0009` is the reference
|
||
shape.
|
||
4. **Reconstructability**, bounded by §9.6.
|
||
|
||
Every PEP-shaped consumer MUST publish its stance map, and those maps MUST be
|
||
inventoried — in `maturity-engine` once it exists, in §13 until then. §9.3 is
|
||
otherwise a ruling with no register behind it, and *"`z0`–`z2` and unknown fail
|
||
open"* becomes the estate's real policy without anyone having compiled it into a
|
||
versioned package.
|
||
|
||
Raised by the 2026-08-29 independent assessment: NIST ZTA splits decide from
|
||
enforce, and this standard had only the first half.
|
||
|
||
## 7. Relationship to the Active Secrets Management Canon
|
||
|
||
```text
|
||
Staff interactive, non-deterministic ≈ Cognitive Plane
|
||
Engines deterministic APIs ≈ Authority Plane
|
||
Tooling deterministic state ≈ Execution Plane
|
||
Taxonomy cross-cutting language
|
||
```
|
||
|
||
*Cognition proposes. Authority disposes. Infrastructure executes.* is therefore
|
||
NetKingdom's layering rule, not only its security maxim. §5 and §6 are that
|
||
principle applied to repositories rather than to requests.
|
||
|
||
## 8. Vocabulary demarcations
|
||
|
||
| Term | Belongs to | Not |
|
||
| --- | --- | --- |
|
||
| **access lane** | ops-warden, ops-mason (Staff) — how a worker reaches a host | the decision whether they may |
|
||
| **access rule** | access-engine (Engine) — whether an actor may act | the route by which they arrive |
|
||
| **control plane** | Engine layer | a Staff repository's self-description |
|
||
| **doctrine** | gate-house | a lane owner's runbook |
|
||
| **runbook** | the Staff repository stewarding the lane | a substitute for doctrine |
|
||
| **posture** | kings-guard publishes; gate-house defines its authority meaning; access-engine renders it | a privilege source |
|
||
|
||
Posture carries an asymmetry that MUST hold: adaptive systems may reduce
|
||
authority, require step-up, or request containment. They MUST NOT
|
||
probabilistically manufacture additional authority.
|
||
|
||
The asymmetry is what bounds the damage when observation is incomplete (§9.6):
|
||
suppressed evidence can only prevent a tightening that should have happened, never
|
||
engineer a loosening. That is an argument for keeping it absolute rather than
|
||
situational.
|
||
|
||
## 9. Capability assignment
|
||
|
||
### 9.1 The catalog may not assign what the rules forbid discharging
|
||
|
||
A Staff repository MUST NOT be catalogued in §4 as owning a capability it cannot
|
||
discharge under these rules. Two marks distinguish the two ways that happens, and
|
||
they are not interchangeable:
|
||
|
||
| Mark | Meaning |
|
||
| --- | --- |
|
||
| **pending** | No route exists. No engine exposes the capability, the repository makes no Tooling contact, and the capability is **zero** — not degraded. |
|
||
| **declared-gap** | A route exists through a §5.3 declared gap. The capability **works** and is tracked, with an intended owner and a review date in §13. |
|
||
|
||
v0.4 had only `pending`, which forced a false choice. `ops-warden` holds
|
||
production-verified SSH certificate issuance through a declared OpenBao contact;
|
||
marking it `pending` would have told readers the repository does not do the one
|
||
thing it demonstrably does daily, while leaving it unmarked left §4 disagreeing
|
||
with §13. Neither is acceptable, and the defect was in this section rather than
|
||
in the catalog.
|
||
|
||
`pending` was written for `kings-guard`'s containment — no route, capability
|
||
zero — and remains correct there. `declared-gap` is the case §5.3 was added to
|
||
sanction. Raised by `ops-warden`.
|
||
|
||
Both marks apply per capability, not per repository. A repository may hold one
|
||
capability outright, another under a declared gap, and a third pending.
|
||
|
||
### 9.2 Actuation does not exist, and containment is not Staff's to own
|
||
|
||
Self-healing needs four verbs: observe, evaluate, decide, actuate. Observation is
|
||
`kings-guard` and is unstaffed (§12). Evaluation is `maturity-engine` and is
|
||
seeded. Decision is `access-engine` and works. **Actuation has no surface at
|
||
all**, and a model with no actuation surface describes a diagnosis machine
|
||
rather than a healing one.
|
||
|
||
v0.5 marked containment `pending` against `kings-guard`, which was the right
|
||
mark on the wrong repository. Containment is not a Staff capability that happens
|
||
to lack a route: **reduce authority, require step-up, isolate a workload** are
|
||
authority-changing operations, and under §6 an authority-changing operation is
|
||
rendered by an Engine and enforced by a PEP (§6.4). A Staff repository proposes
|
||
containment; it never performs it.
|
||
|
||
The **actuation surface** is therefore an Engine concept — likely a small
|
||
surface on `access-engine` together with runtime PEPs — carrying the same
|
||
reconstructability rules as any other decision: a containment action is a
|
||
decision record, not a side channel.
|
||
|
||
It is **unowned and held at zero**. `access-engine` is recorded in §13 as a
|
||
*proposed* owner and has explicitly not reviewed it (`FLEX-DEC-2026-002`). No
|
||
repository may be catalogued as owning containment until the surface exists —
|
||
§9.1 applied to the estate's most operationally tempting gap, and the standard's
|
||
own medicine.
|
||
|
||
Until then `kings-guard` proposes and judges, its containment claim stays at
|
||
zero rather than degraded, and no argument may assume the estate can contain
|
||
anything automatically.
|
||
|
||
### 9.3 Degraded mode: two failure cases, two owners
|
||
|
||
v0.4 collapsed two failures into one rule. They have different owners because
|
||
one has an evaluator in the path and the other does not.
|
||
|
||
**Input degradation — the engine's.** Where `access-engine` is reachable but
|
||
cannot reach its own inputs, the deterministic *fail to reduced authority*
|
||
default belongs to the engine. This keeps the decision at the decision point and
|
||
keeps the fallback deterministic, which a Staff-layer fallback could never be.
|
||
|
||
**Engine unreachable — necessarily the consumer's.** Where `access-engine` is
|
||
not reachable at all, it applies nothing, because it is not running. Whatever
|
||
happens next is the consumer's behaviour by construction: fail-open is not
|
||
expressible by a policy decision point, since there is no evaluator in the path
|
||
to express it. A standard that assigns this to the engine assigns it to nobody.
|
||
|
||
The consumer's residue is bounded rather than free. A protected system MUST
|
||
declare its unreachable-engine stance ahead of time, per zone or equivalent
|
||
scope, and that stance MUST be auditable and total — no implicit default, no
|
||
per-call discretion. `ops-warden` `ADR-0009` already satisfies this: a total
|
||
per-zone map, open for `z0`–`z2` and unknown, closed for `z3-critical`,
|
||
replacing the global `policy.enabled` / `policy.fail_closed` switches it
|
||
superseded.
|
||
|
||
**Unchanged: engine-unavailable is not grounds for a Staff break-glass path.**
|
||
The distinction is whether an engine is there to ask. A bypass around a
|
||
*reachable* engine is a second decision point, and an incident is when an
|
||
attacker most wants that shortcut. A consumer choosing its declared behaviour
|
||
when there is no engine to ask is not a bypass; it is the only thing left.
|
||
|
||
Contested by `flex-auth` (`FLEX-DEC-2026-002`), which has held since 2026-08-19
|
||
that fail-open is not expressible by a PDP, and which noted v0.4 collided with
|
||
shipped behaviour in a repository that had assented to this standard.
|
||
|
||
### 9.4 Approvals are an engine concept, not a Staff or audit concern
|
||
|
||
The approval object — durable, authenticated entries, distinct-approver
|
||
counting, atomic supersession, single consumption, revocation without holder
|
||
cooperation — is owned by `approval-engine`.
|
||
|
||
It is not Staff's: §3.4 forbids Staff holding state another layer depends on at
|
||
runtime. It is not the decision point's: an evaluator that owns the object it
|
||
evaluates is self-dealing. It is not the audit fabric's: an approval needs
|
||
mutable, in-path, current-state semantics, and an append-only archive is built
|
||
for the opposite property.
|
||
|
||
`access-engine` consumes approvals as **input claims** under §6.2 and never
|
||
mutates them. Every issuance, use, supersession, and revocation is emitted to
|
||
`audit-core`: the operative state and the evidence record are different
|
||
artifacts with different owners.
|
||
|
||
The evidence guarantee is bounded, and the bound is `audit-core`'s
|
||
`docs/integrity.md`, not its INTENT principle 6. An in-database hash chain
|
||
detects a rewritten payload only if the attacker does not also recompute the
|
||
suffix — which a database owner can. Detection against that class requires the
|
||
external chain-head attestation, and even with it the store is not WORM, object
|
||
lock, or archival custody. `tamper_evidence` is therefore conditional on live
|
||
preconditions, not a property of the store at rest, and approval events receive
|
||
exactly the guarantee every other source receives.
|
||
|
||
**Emission atomicity is `approval-engine`'s obligation.** An approval MUST NOT be
|
||
issued, consumed, superseded, or revoked without the corresponding event being
|
||
durably queued in the same transaction.
|
||
|
||
**The queue MUST be local.** The durable queue MUST live in `approval-engine`'s
|
||
own transactional store, and **no synchronous dependency on `audit-core` may sit
|
||
inside the state-change transaction**. With a genuine local outbox, fail-closed
|
||
triggers only when `approval-engine`'s own store is unavailable — where the
|
||
change could not have been recorded anyway — and an `audit-core` outage does not
|
||
block a revocation. Satisfying the requirement by emitting synchronously to
|
||
`audit-core` inside the transaction is also atomic, and turns an audit outage
|
||
into an inability to revoke: the operation least tolerable to block during an
|
||
incident, and the same coupling this section rejects for reads. Raised by
|
||
`audit-core`.
|
||
`audit-core` reports what it received and does not imply it is everything that
|
||
happened; without atomic emission the evidence half is silently incomplete and
|
||
nothing detects the gap. This is a condition of `audit-core`'s assent
|
||
(`AUDIT-IN-0001`) and belongs in `approval-engine`'s contract before the evidence
|
||
half is treated as load-bearing.
|
||
|
||
`audit-core` MUST NOT expose an approval-validity query. Records, yes; a verdict
|
||
on whether an approval is still valid, never — a consumer branching on that
|
||
answer would route an authorization decision through the audit fabric, which is
|
||
what this section exists to prevent. Callers needing current state ask
|
||
`approval-engine`.
|
||
|
||
### 9.5 Graded progression is an engine concept
|
||
|
||
Maturity — how far a subject has progressed against declared criteria and
|
||
submitted evidence — is owned by `maturity-engine`. Given the same criteria and
|
||
the same evidence it MUST return the same level; that determinism is what makes
|
||
it an Engine rather than an opinion.
|
||
|
||
The division with Staff: **gate-house judges and proposes; maturity-engine
|
||
computes and remembers.** Interpretation is inference and stays Staff. A
|
||
criterion that cannot be evaluated by rule is not yet a criterion.
|
||
|
||
This closes a defect in v0.2's own catalog: `gate-house` was assigned
|
||
conformance review with no engine to act through, which is exactly the §9.1
|
||
problem raised against the containment claim. Staff acts only through Engine
|
||
APIs, including gate-house.
|
||
|
||
**A maturity level MUST NOT be compiled into registry content.** Until
|
||
`access-engine`'s decision provenance carries a registry-snapshot digest — a gap
|
||
it self-declared in §13 — a level reaching a decision through the registry is not
|
||
reconstructable from the decision record. Levels arrive as request claims or as
|
||
versioned policy rules. Same constraint, and same reason, as zone stance.
|
||
|
||
**A maturity level MUST NOT gate a decision directly.** Under §6.1, compiled
|
||
data that determines an outcome is still deciding. If a level determines whether
|
||
an action is permitted, it MUST reach `access-engine` as an input claim or a
|
||
versioned policy rule under §6.2, never by a consumer branching on a fetched
|
||
level.
|
||
|
||
Approvals and maturity are deliberate opposites — a closed binary state machine
|
||
against an open graded ladder — and neither engine may drift toward the other.
|
||
|
||
### 9.6 Evidence proves alteration and truncation, not omission at source
|
||
|
||
An append-only archive with a verified hash chain proves that records were not
|
||
**altered or truncated after arrival**. It cannot prove that a record was never
|
||
sent. Against a compromised or buggy source, a suppressed event leaves the chain
|
||
perfectly intact and verification reports intact.
|
||
|
||
This bound is estate-wide. Statements of the form *"the audit record proves it
|
||
happened"* are unsound; the sound form is *"the archive proves the records it
|
||
holds were not altered or truncated after arrival"*. Its mirror is equally
|
||
unsound: **absence of a record is not evidence of non-occurrence**, and no
|
||
control may read it as such.
|
||
|
||
**Load-bearing versus attributive evidence.** The atomicity obligation attaches
|
||
to the first, not to both:
|
||
|
||
| Kind | Test | Obligation |
|
||
| --- | --- | --- |
|
||
| **Load-bearing** | a control's soundness depends on the event being present or absent — an approval revocation, a containment action, a denial | emission MUST be atomic with the state change (§9.4) |
|
||
| **Attributive** | the event supports forensic reconstruction and attribution, and no control branches on its presence | atomicity SHOULD be sought; where it is deliberately traded away, the trade MUST be declared and completeness MUST NOT be claimed |
|
||
|
||
Where a repository deliberately makes emission non-atomic — `ops-warden`'s
|
||
`# audit must not block signing` is the estate's live example, chosen so that an
|
||
audit-store failure cannot remove production host access — the trade is
|
||
legitimate for attributive evidence, MUST be declared where the trail is
|
||
documented, and MUST NOT be described in terms that imply completeness. The
|
||
availability argument is real in both directions: making it atomic gives the
|
||
estate's operational access lane a new dependency on its own evidence store.
|
||
|
||
**Consequence for adaptive systems.** Suppression does not degrade observation
|
||
neutrally, it biases it optimistic, and silently: an event never emitted is never
|
||
evaluated, so no finding is raised and the last posture stands. A confidence
|
||
score computed from the richness of the record in hand cannot express doubt about
|
||
the completeness of the stream — a well-formed observation from a 90%-suppressed
|
||
stream scores high. That is this section's failure reproduced one layer up, in
|
||
the consumer.
|
||
|
||
Two things follow.
|
||
|
||
1. **The §8 asymmetry bounds the damage, and this is its clearest payoff.**
|
||
Because an adaptive system may only reduce authority and never manufacture it,
|
||
suppression can only prevent a tightening that should have happened. It cannot
|
||
be used to engineer a loosening. The harm is a missed reduction, not an
|
||
invented privilege — which is an argument for keeping the asymmetry absolute.
|
||
2. **Silence is a signal.** A source SHOULD declare an expected emission cadence,
|
||
and a drop below it SHOULD become a finding in its own right — the stream
|
||
observed, not only its contents. This converts the blind spot into something
|
||
detectable without any Tooling contact and without any engine gap, because the
|
||
source publishes its own stream.
|
||
|
||
Raised by `audit-core` against its own principle; extended by `kings-guard` from
|
||
its own evaluator and confidence model.
|
||
|
||
### 9.7 Decisions have a lifetime
|
||
|
||
A single decision point deciding on stale claims is a single decision point
|
||
deciding wrongly. The model has had no temporal law, and the approval race in
|
||
§16 was its first symptom.
|
||
|
||
1. **Every allow has an explicit lifetime** — a TTL, or a binding to a session
|
||
or obligation that ends. An allow with no stated end is a standing grant, and
|
||
standing grants are what this estate exists to remove.
|
||
2. **Revocation and supersession have a visibility deadline.** Each PDP and PEP
|
||
MUST state how quickly a revocation becomes effective at its own boundary.
|
||
"Eventually" is not a stance; an unstated deadline is an unbounded replay
|
||
window.
|
||
3. **Consumption is a state change, never an inference.** An approval is
|
||
consumed by a mutation in `approval-engine` (§9.4). It MUST NOT be inferred
|
||
from the existence of a decision record — the decision precedes the action
|
||
and the action precedes consumption, so a decision record proves an intent to
|
||
act, not an act.
|
||
4. **Three failure modes are named, and each needs an owner**: an allow rendered
|
||
then never consumed; a double consumption by racing callers; consumption
|
||
after the authorized action has already failed. Neither engine closes these
|
||
alone. Recorded in §16 and `GH-WP-0002-T06`.
|
||
|
||
### 9.8 Partition is not one-dimensional
|
||
|
||
§9.3 handles *engine unreachable*. A real estate spends most of its incident
|
||
time in the band between reachable and gone: partial PIP reachability, clock
|
||
skew across a decision and its enforcement, and two consumers with different
|
||
declared stances seeing different worlds at the same moment.
|
||
|
||
Two rules hold today, and the rest is open (§16). A PEP MUST resolve its own
|
||
stance from its declared map without consulting another consumer — divergent
|
||
views are expected and are not a coordination problem to be solved at enforcement
|
||
time. And where clock skew could extend a lifetime under §9.7, the shorter
|
||
reading governs.
|
||
|
||
## 10. Changing layer
|
||
|
||
A repository's layer is not permanent. `zone-engine` changed layer in practice
|
||
when its runtime hypothesis was falsified.
|
||
|
||
A layer change MUST be recorded as a decision, MUST update the repository's
|
||
`INTENT.md`, and MUST obtain assent from the repositories whose boundaries move.
|
||
A repository MUST NOT acquire a new layer's permissions by gradual practice.
|
||
|
||
"No gradual practice" needs a check rather than a sentence. A layer change MUST
|
||
carry six artifacts, written from the `zone-engine` case that the procedure
|
||
should have been derived from in the first place:
|
||
|
||
| Artifact | Why |
|
||
| --- | --- |
|
||
| before/after `INTENT.md` | the declaration is the conformance surface (§11) |
|
||
| client inventory | what the repository holds against Tooling, before and after |
|
||
| gap inventory | which §5.3 gaps close, open, or transfer |
|
||
| assent list | every repository whose boundary moves |
|
||
| state-migration decision | what happens to live state and to consumers reading it |
|
||
| permission freeze | no new permissions of the target layer are exercised until the cut completes |
|
||
|
||
The freeze is the one that makes the rule checkable: a repository mid-change
|
||
holds its old permissions, not the union of both.
|
||
|
||
## 11. Conformance
|
||
|
||
Conformance has four states, and the distinction between the last two is the
|
||
point:
|
||
|
||
| State | Meaning |
|
||
| --- | --- |
|
||
| **Conforming** | no Tooling contact, or only §5.1/§5.2 shapes, declared |
|
||
| **Blocked-clean** | the capability does not exist because no engine exposes it, and the repository makes **no** Tooling contact — §9.1 `pending`, and not a non-conformance |
|
||
| **Declared gap** | a §5.3 contact with owner, blocker, and review date — tracked non-conformance |
|
||
| **Undeclared violation** | anything else — a finding |
|
||
|
||
**Blocked-clean is not a lesser state than conforming.** A repository that
|
||
declined a break-glass path and left a capability at zero has complied at cost;
|
||
a repository that quietly opened a direct client and declared nothing has not.
|
||
Any downstream scoring — `maturity-engine` included (§9.5) — MUST NOT rank the
|
||
first below the second. Raised by `kings-guard`, whose three gaps are all of
|
||
this kind and which would otherwise have been graded down three times for
|
||
having taken the standard seriously.
|
||
|
||
**Who must declare.** A repository the estate authors declares its layer in its
|
||
own `INTENT.md`. For a component the estate catalogues but does not author —
|
||
third-party or vendored, such as `OpenBao` — the §4 catalog row **is** the
|
||
declaration, and no `INTENT.md` obligation attaches. A rule that assigns an
|
||
obligation the holder cannot discharge is the §9.1 defect applied to conformance
|
||
rather than capability.
|
||
|
||
A layer stated *about* a repository by another repository is not a declaration.
|
||
Review notes, catalog rows, and correspondence record an intent to adopt; only
|
||
the repository's own file conforms.
|
||
|
||
**Declaration form.** Because prose cannot distinguish a declaration from a
|
||
transcribed review, a declaration MUST carry a machine-readable form: a `layer:`
|
||
key in the `INTENT.md` frontmatter, or an equivalent declaration file. Without
|
||
it this section asserts a property it cannot deliver — the defect this standard
|
||
has now corrected three times elsewhere. `ops-warden` has implemented a reference
|
||
form (`layer.yaml`, a conformance script, and a test covering the §5.2
|
||
no-authority property) and offered it to the repositories that have yet to
|
||
declare. Raised by `audit-core`, which noted that `flex-auth`'s conforming
|
||
declaration is legible as one only by following its decision trail.
|
||
|
||
Mechanically checkable:
|
||
|
||
- every estate-authored repository in §4 carries a machine-readable layer
|
||
declaration;
|
||
- every direct Tooling client in a Staff repository maps to a declared §5.1,
|
||
§5.2, or §5.3 entry, and non-Tooling clients are recorded so the check is
|
||
total;
|
||
- no repository other than `access-engine` exposes an authorization decision
|
||
surface;
|
||
- no §4 capability is catalogued without an engine surface, a `pending` mark, or
|
||
a `declared-gap` mark.
|
||
|
||
Requires review: whether claims stay inside layer permissions; whether compiled
|
||
or cached data has become an early decision (§6.1); whether doctrine is reaching
|
||
decisions as declared inputs (§6.2); whether the §8 vocabulary is used correctly.
|
||
|
||
## 12. The conformance loop
|
||
|
||
Doctrine no engine implements is fiction. The loop is normative, not
|
||
aspirational:
|
||
|
||
```text
|
||
gate-house asserts an invariant
|
||
→ the engines implement it, or declare a gap
|
||
→ whitehat-security tries to break it
|
||
→ kings-guard observes it in operation
|
||
→ findings return to gate-house as doctrine change
|
||
```
|
||
|
||
A finding that a rule is unsatisfiable is a **success** of this loop, not a
|
||
failure of the reporting repository. Four of this standard's five versions exist
|
||
because a reviewing repository used it.
|
||
|
||
**Step four is currently aspiration.** `kings-guard` has disclosed that it has
|
||
never observed anything in operation: the pilot is specified and scaffolded, every
|
||
input is a hand-built fixture, and no test has met a real event. Until it reports
|
||
otherwise, no argument in this estate may assume an invariant is being watched in
|
||
practice because §12 lists a repository against that step.
|
||
|
||
## 13. Open gaps
|
||
|
||
Two different things are recorded here, and they are opposite conformance states
|
||
(§11). A **declared contact** means the repository touches Tooling because no
|
||
engine exposes the capability. An **unowned capability** means no route exists
|
||
and the repository makes no contact at all. Reading them as one list would grade
|
||
restraint as though it were non-conformance.
|
||
|
||
An `intended owner` is a **proposal to** the named repository, not an assignment
|
||
**onto** it. §2 keeps ownership in the repository's own `INTENT.md`, so the
|
||
register distinguishes proposed from assented.
|
||
|
||
| Gap | State | Declared by | Owner | Owner status |
|
||
| --- | --- | --- | --- | --- |
|
||
| SSH-CA signing write (`VaultCA`, `bao kv put`) | declared-contact | ops-warden | secrets-engine | proposed |
|
||
| Authentication / assurance evidence | unowned-capability | kings-guard | identity layer + audit-core | **access-engine declined** |
|
||
| Secret-use evidence | unowned-capability | kings-guard | secrets-engine | proposed |
|
||
| Containment surface | unowned-capability | kings-guard | access-engine + runtime engines | proposed |
|
||
| Identity and secret observation | unowned-capability | kings-guard | as above | proposed |
|
||
| Registry-snapshot digest in decision provenance | declared-contact | flex-auth | flex-auth | self-declared |
|
||
| Approval storage and lifecycle | — | flex-auth | approval-engine | assigned (§9.4) |
|
||
| Approval evidence | — | gate-house | audit-core | **assented** (`AUDIT-IN-0001`) |
|
||
| Approval evidence custody stronger than the shipped bound — WORM, object lock, transparency log | unowned-capability | audit-core | — | unassigned |
|
||
| Emission atomicity for approval state changes | — | audit-core | approval-engine | assigned (§9.4) |
|
||
| Non-atomic audit emission on the SSH signing lane | declared-contact | ops-warden | ops-warden | self-declared, attributive (§9.6) |
|
||
|
||
`access-engine` declined authentication and assurance evidence
|
||
(`FLEX-DEC-2026-002`): it consumes assurance claims as input and never redefines
|
||
them, so evidence of authentication belongs to the identity layer and
|
||
`audit-core`. It owns evidence of the decision, which it already emits. The
|
||
containment surface is recorded as proposed and remains `pending` under §9.2.
|
||
|
||
Whether approvals warrant custody stronger than every other source is doctrine
|
||
work not yet done; until it is, approval evidence carries the same guarantee as
|
||
any other source and §9.6 bounds what may be claimed from it.
|
||
|
||
**What is normative here, and what is a snapshot.** Three rules are part of this
|
||
standard and survive wherever the register lives:
|
||
|
||
1. the two marks — `pending` and `declared-gap` (§9.1);
|
||
2. the owner-status rule — a proposed owner is not an assigned one (§2);
|
||
3. the scoring rule — `blocked-clean` MUST NOT rank below conforming (§11).
|
||
|
||
**The table above is a snapshot, not statute.** It moves into `maturity-engine`
|
||
as soon as that engine can store state, and the `state` and owner-status columns
|
||
MUST survive the migration. A standard that is also a backlog keeps attracting
|
||
findings that belong in the register, and its review interval is far slower than
|
||
the register's real rate of change.
|
||
|
||
## 14. Adoption
|
||
|
||
Status is **proposed** — the frontmatter is authoritative, and v0.2 was the last
|
||
version to reach `accepted`. Four repositories have assented, each with a record,
|
||
and all four returned findings on the versions since:
|
||
|
||
| Repository | Record | Outcome |
|
||
| --- | --- | --- |
|
||
| flex-auth | `FLEX-DEC-2026-001` | assent to all three items; one self-declared non-conformance; two rename conditions |
|
||
| kings-guard | `KG-DEC-2026-001` | assent; declined the offered §5 relaxation; raised §9.1 |
|
||
| ops-warden | `ADR-0010` | assent to all three; veto not exercised; offered the §5.3 amendment |
|
||
| audit-core | `AUDIT-IN-0001` | assent to the evidence half with conditions; corrected the rationale twice; raised §9.6 |
|
||
|
||
Adoption for a repository means its `INTENT.md` declares its layer, its
|
||
ownership claims fall inside that layer, its Tooling contacts are declared under
|
||
§5, and any shared boundary has been assented to by the other side.
|
||
|
||
**Adoption status as of 2026-08-29: seven of sixteen** estate-authored §4
|
||
repositories have declared in their own voice — `gate-house`, `flex-auth`,
|
||
`kings-guard`, `ops-warden`, `audit-core`, `approval-engine`, `maturity-engine`.
|
||
The remaining nine — `info-tech-canon`, `net-kingdom`, `key-cape`,
|
||
`user-engine`, `tenant-engine`, `zone-engine`, `secrets-engine`, `ops-mason`,
|
||
`whitehat-security` — carry a layering review note authored by `gate-house` and
|
||
have not answered it. Those notes state a layer but do not constitute a
|
||
declaration, and this standard does not claim estate-wide adoption on their
|
||
basis. Declaration requests are open as intakes in each.
|
||
|
||
## 15. Change log
|
||
|
||
v0.1 → v0.2:
|
||
|
||
1. **§5 restructured** into three sanctioned shapes. Added §5.2 conduit
|
||
(ops-warden's question, ruled) and §5.3 declared engine gap (ops-warden's
|
||
amendment, accepted).
|
||
2. **§6.2 added** — doctrine must reach the decision as an input claim or a
|
||
versioned policy rule (flex-auth's boundary drawn back, accepted).
|
||
3. **§9 added** — the catalog may not assign a capability the rules forbid
|
||
discharging; containment marked pending; degraded-mode fallback ruled into
|
||
the engine (kings-guard's finding).
|
||
4. **§11 restructured** — conformance now has three states, distinguishing a
|
||
tracked gap from an undeclared violation.
|
||
5. **§12 made normative**, with the explicit statement that an
|
||
unsatisfiability finding is a success of the loop.
|
||
6. **§13 added** — open gaps register, including the unowned approval storage
|
||
and lifecycle capability.
|
||
7. §4 catalog gained the pending mark and ops-warden's SSH certificate lane.
|
||
|
||
v0.2 → v0.3:
|
||
|
||
1. **§9.4 added** — approvals assigned to `approval-engine`, with the operative
|
||
state and the evidence record separated between it and `audit-core`.
|
||
2. **§9.5 added** — graded progression assigned to `maturity-engine`, closing
|
||
the §9.1 defect in gate-house's own conformance-review claim, and carrying
|
||
the guardrail that a level may never gate a decision directly.
|
||
3. §4 catalog gained both engines; gate-house's conformance-review claim now
|
||
names the engine it acts through.
|
||
4. §13 register updated: the approval hole is assigned, two new entries added.
|
||
|
||
v0.5 → v0.6, from the independent assessment of 2026-08-29:
|
||
|
||
1. **§3.3 types the engines** — PDP, PIP, Evidence, Lifecycle, with a role
|
||
column in §4. A new engine is a PIP unless this standard says otherwise, so
|
||
"we need an engine for X" cannot drift into "X now decides".
|
||
2. **§6.4 names the enforcement point** — a PEP shape with four obligations: no
|
||
side effect without a decision record, no local recaching of the verdict, a
|
||
declared unreachable-engine stance, reconstructability. The standard had the
|
||
decision and not the gate.
|
||
3. **§9.2 replaced** — containment was marked pending against the wrong
|
||
repository. Actuation is an Engine concept, unowned, held at zero; Staff
|
||
proposes containment and never performs it.
|
||
4. **§3.4 separates the two Staff principals** — human and agent share the layer
|
||
but not blast radius: no standing credential, conduit or engine API only,
|
||
agent memory is not a state plane, every action reconstructable as the
|
||
caller's.
|
||
5. **§9.7 puts time into the model** — explicit lifetimes, revocation visibility
|
||
deadlines, consumption as a state change never inferred, and the three race
|
||
modes named. **§9.8** states what holds under partition and leaves the rest
|
||
open.
|
||
6. **§17 requires the Taxonomy artifacts** — claim, decision-record, gap-record,
|
||
and emission-cadence schemas — without which §6.2 and §11 are reviewable but
|
||
not compileable. Ownership proposed, not assigned.
|
||
7. **§18 composes the sibling standards** — how zone stance, tenancy posture,
|
||
and a credential lifecycle event each enter a decision as a claim. They were
|
||
cited in frontmatter and nowhere in the rules.
|
||
8. **§5 gained a sunset** on the uncatalogued-infrastructure carve-out, and
|
||
§5.3 **declines** a proposed fourth "operator of third-party Tooling" shape:
|
||
it would convert a tracked gap into a permanent allowance.
|
||
9. **§10 gained the six artifacts** a layer change must carry, written from the
|
||
`zone-engine` case, including a permission freeze during the cut.
|
||
10. **§2 lifts the observation rule** — no estate argument may cite observation
|
||
that has not happened. **§13** separates its three normative rules from the
|
||
table, which is now a snapshot due to move into `maturity-engine`.
|
||
11. **§16** the approval custody question is **decided: no**, rather than left
|
||
open. **§19** records the fitness verdict, including that the estate can
|
||
propose and decide but cannot yet watch or act.
|
||
|
||
v0.4 → v0.5, all from review findings:
|
||
|
||
1. **§9.1 split into two marks** — `pending` (no route, capability zero) and
|
||
`declared-gap` (route exists under §5.3, capability works and is tracked).
|
||
v0.4's single mark would have forced a false `pending` onto ops-warden's
|
||
production SSH issuance. Raised by `ops-warden`.
|
||
2. **§9.3 rewritten** — input degradation is the engine's; engine-unreachability
|
||
is necessarily the consumer's, bounded by a declared, auditable, total stance.
|
||
Contested by `flex-auth`: fail-open is not expressible by a PDP, and v0.4
|
||
collided with `ops-warden` `ADR-0009`.
|
||
3. **§5 gained a scope rule** — "Tooling-layer system" means a §4 Tooling row;
|
||
uncatalogued infrastructure is outside §5 and recorded rather than policed.
|
||
Without it every Staff repository was in undeclared violation for writing
|
||
progress events. Raised by `ops-warden`.
|
||
4. **§9.4 requires a local outbox** — no synchronous dependency on `audit-core`
|
||
inside the state-change transaction, so an audit outage cannot block a
|
||
revocation. Raised by `audit-core`.
|
||
5. **§9.5 forbids compiling maturity levels into registry content** until
|
||
decision provenance carries a registry-snapshot digest. Raised by `flex-auth`.
|
||
6. **§9.6 gained the load-bearing / attributive distinction**, the mirror rule
|
||
that absence is not evidence of non-occurrence, the optimistic-bias
|
||
consequence for adaptive systems, and silence-as-signal. Raised by
|
||
`kings-guard` on top of `audit-core`'s original.
|
||
7. **§11 gained a fourth state** — blocked-clean, which MUST NOT rank below
|
||
conforming — and a machine-readable declaration form. Raised by `kings-guard`
|
||
and `audit-core`.
|
||
8. **§13 gained state and owner-status columns** — declared-contact versus
|
||
unowned-capability, proposed versus assented owner. `access-engine`'s
|
||
decline of authentication evidence is recorded. Raised by `kings-guard` and
|
||
`flex-auth`.
|
||
9. **§8** records the asymmetry's payoff under incomplete observation; **§12**
|
||
records that its fourth step is unstaffed; **§14** corrects the adoption
|
||
arithmetic and the status contradiction.
|
||
|
||
Amended in place while `proposed`, 2026-08-28: §11 gained the who-must-declare
|
||
rule after a conformance sweep found the standard required an `INTENT.md`
|
||
declaration from `OpenBao`, which the estate does not author; and §14 gained the
|
||
honest adoption count.
|
||
|
||
v0.3 → v0.4:
|
||
|
||
1. **§4 catalog gained `audit-core`** as an Engine, on its own declaration. v0.3
|
||
named it as an owner in §9.4 and §13 without cataloguing it — a §11 defect in
|
||
the standard itself, raised by `audit-core`.
|
||
2. **§9.4 evidence rationale rewritten** to cite `audit-core`'s shipped
|
||
`docs/integrity.md` bound rather than its INTENT principle 6, and to state
|
||
that `tamper_evidence` is conditional on live preconditions.
|
||
3. **§9.4 gained emission atomicity** as `approval-engine`'s obligation, and the
|
||
prohibition on `audit-core` exposing an approval-validity query.
|
||
4. **§9.6 added** — evidence proves alteration and truncation, not omission at
|
||
source. Estate-wide; the sound and unsound forms of the claim are stated.
|
||
5. **§13** — evidence half recorded as assented with conditions; two new gaps:
|
||
stronger approval custody (unassigned) and emission atomicity
|
||
(`approval-engine`).
|
||
|
||
## 16. Open questions
|
||
|
||
- ~~Whether approvals warrant archival custody stronger than every other audit
|
||
source.~~ **Decided (§13): no.** Approval evidence carries the same bound as
|
||
every other source. The acute risk for approvals is *omission* — a suppressed
|
||
revocation — and archival custody does not address omission at all; emission
|
||
atomicity with a local outbox (§9.4) and a detection surface
|
||
(`GH-WP-0002-T04`) do. Leaving it open while calling the evidence half
|
||
load-bearing created a promise the archive cannot cash. If a future
|
||
requirement genuinely needs WORM or a transparency log, that is a different
|
||
store with a different owner, raised then.
|
||
- Whether SSH certificate issuance evidence is load-bearing or attributive
|
||
(§9.6). Ruled attributive here on the argument that no control branches on the
|
||
presence of a signing record; `ops-warden` asked for the ruling and the trade
|
||
is genuinely two-sided, so it is flagged rather than settled.
|
||
- Who marks an approval consumed, and at what point relative to the decision
|
||
(§9.4). `flex-auth` notes the decision precedes the action and the action
|
||
precedes consumption, so an allow rendered against an approval then never
|
||
consumed, or consumed twice by a racing caller, is a gap neither engine closes
|
||
alone. Needed before `FLEX-WP-0017` T05.
|
||
- Whether other §4 repositories are missing layer declarations; `audit-core`
|
||
flagged its own absence and asked whether the catalog needs the same
|
||
correction elsewhere.
|
||
- Whether the gap register migrates from this standard into `maturity-engine`
|
||
once that engine exists, leaving the standard to state the rules only.
|
||
- Whether Tooling warrants subdivision between third-party and homegrown.
|
||
- How a future `role-engine` divides responsibility with `access-engine`.
|
||
- Whether declared gaps need an estate-wide register rather than per-repository
|
||
declarations; ops-warden's `warden route gaps` is candidate machinery.
|
||
- Whether non-security repositories adopt the same model.
|
||
|
||
---
|
||
|
||
# 17. Taxonomy artifacts
|
||
|
||
§6.2 says doctrine reaches a decision as an input claim or a versioned policy
|
||
rule. As prose that is a rule a reviewer can apply. As an interface it does not
|
||
exist, because nothing defines what a claim *is*. §11 calls itself mechanically
|
||
checkable while resting on that gap.
|
||
|
||
Four artifacts are therefore required, owned by Taxonomy and versioned like any
|
||
standard:
|
||
|
||
| Artifact | Contents |
|
||
| --- | --- |
|
||
| **request-claim schema** | identity, tenant, zone stance, posture, approval, maturity, assurance — each with its issuer and freshness rule |
|
||
| **decision-record schema** | policy package digest, input-claim digests, verdict, obligations, and the lifetime required by §9.7 |
|
||
| **gap-record schema** | the §5.3 fields — `capability`, `intended_owner`, `blocked_on`, `review` — plus the §13 `state` and owner-status |
|
||
| **emission-cadence declaration** | the expected rate a source publishes, so silence is a finding (§9.6) |
|
||
|
||
Until these exist, §6.2 and §11 are reviewable but not compileable, and every
|
||
engine invents its own claim shape at its own boundary.
|
||
|
||
**Ownership is proposed, not assigned.** `info-tech-canon` holds ecosystem-wide
|
||
semantic contracts and `net-kingdom` holds NetKingdom standards of record; the
|
||
split between them for these four artifacts is theirs to draw, and §2 keeps
|
||
ownership in the owning repository's `INTENT.md`. Neither has assented.
|
||
|
||
# 18. Composition with the sibling standards
|
||
|
||
The related-standards list has been frontmatter and little else. If the
|
||
following sentences cannot be written, the list is decoration — so they are
|
||
written here rather than in the siblings.
|
||
|
||
**Zone stance** (`security-zones_v0.1`). A zone answers which scrutiny a
|
||
workload has qualified for; membership is `zone-engine`'s. The *effect* of a
|
||
zone on a decision belongs in a versioned `access-engine` policy package, never
|
||
in registry content — that ruling is zone-engine's §5, and §6.1 is its
|
||
generalization. Zone stance therefore enters a decision as a **claim on the
|
||
request or a rule in the package**, and a decision that turned on a zone must
|
||
name the package version that read it.
|
||
|
||
**Tenancy posture** (`tenancy-posture_v0.1`). Posture is a bounded security-state
|
||
input, published by its owner and never a privilege source (§8). It enters as a
|
||
**claim**, carries its own freshness, and the §8 asymmetry binds it: posture may
|
||
tighten a decision and may never loosen one. A posture too stale to trust is a
|
||
missing claim, and a missing claim is not permission.
|
||
|
||
**Credential lifecycle** (`credential-management_v0.2`). Issuance, rotation, and
|
||
revocation are `secrets-engine`'s and `OpenBao`'s, downstream of a decision — a
|
||
credential is an artifact of authority, never its source. A lifecycle event
|
||
becomes an **input** to a later decision as a claim (this credential is current,
|
||
this lease is bound to this task), never a side channel that changes an outcome
|
||
without appearing in the decision record. Revocation visibility is bounded by
|
||
§9.7.
|
||
|
||
Each of the three composes the same way, which is the point: **facts arrive as
|
||
claims, effects live in versioned policy, and anything that changes an outcome
|
||
appears in the decision record.**
|
||
|
||
# 19. Verdict on fitness
|
||
|
||
Recorded so the standard does not overstate itself, from the 2026-08-29
|
||
independent assessment and unchanged by v0.6:
|
||
|
||
As a **layering constitution** the model works. It distinguishes deciding from
|
||
recording, a gap from a lie, and a missed tightening from an invented privilege.
|
||
|
||
As a **self-healing framework** it is incomplete in a specific way. Cognition
|
||
(Staff), authority (`access-engine`), and execution (Tooling) are specified.
|
||
Evolution works — six versions exist because reviewing repositories used the
|
||
loop. The two verbs that make a loop *heal* do not: observation in production is
|
||
unstaffed (§12), and actuation has no surface at all (§9.2).
|
||
|
||
v0.6 names both rather than closing them. Naming is what the standard can do;
|
||
closing them is work, and the honest position is that the estate can currently
|
||
propose and decide but cannot watch or act.
|